This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Raymond Ordelman | 2000 | 1999 - Associate Diploma of Accounting - Diploma (AQF 5) - TAFE SA ~ 2002 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2003 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2011 - Specialist SMSF Adviser - Other - Terra Cordis Pty Ltd ~ 2022 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Alan Birchard | 2003 | 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2010 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - Accredited Aged Care Professional - - Aged Care Steps ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Alexander James Doolan | 2023 | 2022 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplpan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Regulation and Taxation - Certificate (AQF 1-4) - Kaplan Professional |
| Alison Belinda Greenwood | 1999 | 1982 - Bachelor of Arts (Accounting) - Bachelor Degree (AQF 7) - University of Tasmania ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2004 - Diploma of Business Management - Diploma (AQF 5) - TAFE Tasmania ~ 2021 - Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Alissa Rose Matthews | 2012 | 2012 - Diploma Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma - Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Amanda Griggs | 2008 | 2010 - Advanced Diploma - Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Margin Lending Facilities - Diploma (AQF 5) - Financial Education Professionals Pty Ltd ~ 2018 - Self-Managed Superannuation Funds - Advanced Diploma (AQF 6) - Financial Education Professionals Pty Ltd ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Angus Stewart Rodgers | 2015 | 2014 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - SMSF Association Specialist Advisor - Advanced Diploma (AQF 6) - SMSF Association ~ 2020 - Provide Advice in Margin Lending - Diploma (AQF 5) - Kaplan Professional |
| Anona Josephine Fitzgerald | 1998 | 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anthony Liegh Klatt | 2000 | 1999 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Master of Business Administration - Masters Degree (AQF 9) - University of SA |
| Anthony Peter Mcinnes | 2024 | 2022 - Accredited Listed Product Adviser Program (ALPA) - Certificate (AQF 1-4) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan |
| Ashley Moore | 2014 | 2012 - Diploma of Financial Planning - Other - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Other - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advise - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ayse Kreilaus | 2015 | 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ben William Greany | 2015 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments Certificate - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Benjamin James Norval | 2017 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2018 - SMSF Specialist Advisor Accreditation - Advanced Diploma (AQF 6) - SMSF Association ~ 2019 - Ethics & Professionalism In Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Provide Advice in Margin Lending - Diploma (AQF 5) - Monarch Institute |
| Benjamin Mcdonald Semple | 2006 | 1997 - Bachelor Agricultural Economics - - UNE ~ 2010 - Diploma Financial Planning - - Kaplan ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan Education Pty Ltd ~ 2018 - SMSF - - Kaplan |
| Bettina Rosen | 2018 | 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Brendan Ross Bate | 2018 | 2006 - (Honours) Bachelor of Accounting Science - Bachelor Honours Degree (AQF 8) - University of South Africa ~ 2018 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Griffith University ~ 2019 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Tier 1 Margin Lending - Personal Advice - Diploma (AQF 5) - Kaplan Professional |
| Bridget Anne Lamphee | 2001 | 1992 - Bachelor of Business (Applied Economics) - Bachelor Degree (AQF 7) - University of South Australia ~ 2000 - Graduate Diploma in Applied Finance & Investments - Diploma (AQF 5) - Securities Institute ~ 2006 - SMSF Specialist Accreditation - Graduate Diploma (AQF 8) - SMSF Association ~ 2012 - Margin Lending & Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Bronwyn Michelle Abraham | 2013 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2014 - Cert IV in Finance & Mortgage Broking - - FARSTA ~ 2016 - Specialist SMSF course - - Adelaide University ~ 2017 - Certified Financial Planner - - Financial Planning Association of Australia |
| Bryan Michael Graham | 2001 | 2003 - Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integratec ~ 2011 - Marging Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional |
| Christina Otthilde Cabrera | 1990 | 1989 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 1991 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2004 - Self Managed Superannuation Fund Concepts - Advanced Diploma (AQF 6) - Financial Essentials ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan |
| Christine Dang | 2014 | 2011 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Margin Lending Accreditation Program - Other - Deacon Co ~ 2019 - Fellow Chartered Financial Practitioner - Professional Designations - Association of Financial Advisers |
| Christine Joyce Swanson | 1987 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2007 - SMSF - Other - Financial Essentials ~ 2011 - Margin Lending and Geared Inv. - Other - Kaplan ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Craig Robert Orbell | 2007 | 2001 - Diploma of Business Studies - Diploma (AQF 5) - University of Technology ~ 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology ~ 2007 - ASX Accredited Derivatives Adviser 1 - Other - Kaplan Professional ~ 2007 - Diploma in Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - ASX Accredited Derivatives Adviser Level Two - Other - Kaplan Professional ~ 2016 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Daniel Peter Etherington | 1994 | 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - FNSASICR503A Provide Advice in Margin Lending - Other - MLC ~ 2017 - SMSF Specialist Advisor (SSA) Accreditation - Professional Designations - SMSF Association |
| Darren Keith Wright | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Finsia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Certified Financial Planning - Professional Designations - Financial Planning Association |
| Darren Richard Tanner | 1989 | 1995 - Diploma of Financial Planning - - RMIT University ~ 2002 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2018 - Tier 1 Securities - Personal Advice - - Kaplan |
| David John Saynor | 2014 | 2006 - Bachelor of Business (Financial Planning & Services) - Bachelor Degree (AQF 7) - RMIT ~ 2016 - SMSF Specialist Advisor - Graduate Certificate (AQF 8) - SMSF Association ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Michael O'callaghan | 1994 | 1999 - Diploma of Financial Planning - - FPA ~ 2000 - Certified Financial Planner - - FPA ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Commonwealth Bank ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - University of Southern Queensland ~ 2017 - Master of Business Administration - - Australian Institute of Business |
| Deborah Hudson | 2006 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education ~ 2010 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2011 - ASX Accredited Listed Products - Certificate (AQF 1-4) - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional Education ~ 2012 - Fellow Chartered Financial Practitioners - Other - Mentor Education |
| Derek Armstrong | 2003 | 2010 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - AAMC Training Group ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Masters of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Efstathia Cossey | 2009 | 1993 - Bachelor of Science (Mathematical & Computer Science) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2004 - Certified Practicing Accountant (CPA) - Professional Designations - CPA Australia ~ 2012 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2016 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Elizabeth Anne Holland | 2010 | 2003 - Foundation Diploma Financial Planning - - Financial Planning Association ~ 2021 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Professional |
| Emily Anne Dent | 2009 | 2002 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2009 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Garry Millburn | 2016 | 2010 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy Pty Ltd ~ 2017 - Fellow Chartered Financial Practitioner - - Association Of Financial Advisers ~ 2022 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Geoffrey Martyn Taylor | 2007 | 1985 - Bachelor of Commerce - - University of Newcastle ~ 1990 - Bachelor of Science - - The University Of New South Wales ~ 2004 - Master of Business Administration (Executive) - - University of NSW and University of Sydney ~ 2006 - Registered Tax Agent - - Australian Government Tax Agent Board ~ 2008 - Diploma of Financial Services (Financial Planning) - - CPA |
| Gerrit Lombard | 2008 | 2007 - Diploma of Financial Services( Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Cavendish & ICFS Specialist SMSF Course - Diploma (AQF 5) - Cavendish/The University of Adelaide ~ 2015 - Certified Financial Planner - Professional Designations - FPA |
| Giovanni Paolo Manserra | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - ASX Accredited Listed Product Adviser - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - University of Adelaide ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Glen Andrew Hare | 2017 | 2010 - Bachelor of Commerce- Accountinh - Bachelor Degree (AQF 7) - Macquarie University ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Adanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Helen Patricia Janetzki | 2003 | 2001 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - University of South Australia ~ 2002 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2002 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) |
| Howard Jerome Querido | 1999 | 1991 - Diploma Marketing and Sales Management - Diploma (AQF 5) - Vaal Technicon ~ 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2007 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Robert Padgett | 2023 | 2020 - Bachelor of Business and Bachelor of Law - Bachelor Degree (AQF 7) - University of Tasmania ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Professional |
| Jason Bragger | 2000 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2007 - Certified Financial Planner - - Financial Planning Association ~ 2010 - DPML Margin Lending - - Pinnacle Financial Services Academy ~ 2010 - Specialist SMSF Advice Training - - SMSF Strategies |
| Jayden Henry Charlton | 2018 | 2013 - Bachelor Business (Financial Risk Management) - Bachelor Degree (AQF 7) - Victoria University ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2018 - RG146 Tier 1 Margin Lending - Diploma (AQF 5) - Kaplan Australia |
| Jessica Gerken | 2017 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute |
| Jessica Murphy | 2012 | 2011 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2017 - Tier 1 Margin Lending - Personal Advice - - Kaplan Professional Education |
| John Frederick Biddulph | 2001 | 2009 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2009 - DFP1-8 - Advanced Diploma (AQF 6) - FPA ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| John Ronald Grocke | 1992 | 1986 - Diploma in Life Insurance - Diploma (AQF 5) - Australian Insurance Institute ~ 2000 - Diploma in Financial Planning - Diploma (AQF 5) - Deakin University |
| Joshua Fileti | 2012 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Self-Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology |
| Kate Margret Phillips | 2005 | 1999 - Bachelor of Education - Bachelor Degree (AQF 7) - University of South Australia ~ 2006 - Advanced Diploma of Financial Planning FNS60404 - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Planning FNS50804 - Diploma (AQF 5) - Tribeca ~ 2021 - Financial Behaviour and Decision Making - Bridging Course - Behavioural Finance - Deakin University ~ 2022 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University |
| Larissa Xie | 0 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2019 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New South Wales ~ 2021 - Self Managed Superannuation Funds - Other - University of New South Wales ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - University of New South Wales ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional |
| Leanne Rowley | 1998 | 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia Ltd ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Certified Financial Planner - - Financial Planning Standards Board ~ 2017 - Super Concepts & ICFS Specialist SMSF Course - - University of Adelaide ~ 2023 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Liang Wei Wong | 2012 | 2007 - Bachelor of Commerce (Accounting & Finance) - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2011 - Certified Practicing Accountant(CPA) Australia - Professional Designations - CPA Australia ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Self Managed Super Fund Specialist Adviser (SSA) - Advanced Diploma (AQF 6) - Self Managed Super Fund Association (SMSFA) ~ 2017 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia |
| Lisa Renee Redmon | 2018 | 2013 - Bachelor of Business ( International Business, Finance and TradeT - Bachelor Honours Degree (AQF 8) - The University of South Australia ~ 2014 - Bachelor of Business (Honours) - Bachelor Degree (AQF 7) - The University of South Australia ~ 2015 - Graduate Diploma in Applied Economics - Graduate Diploma (AQF 8) - The University of Adelaide ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2022 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Professional |
| Louisa May Polglase | 0 | 2020 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Louise Fay Parker | 1996 | 2001 - Certified Financial Planner - - Financial Planning Association ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2005 - Self Managed Superannuation Funds - Diploma (AQF 5) - Financial Essentials ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Luke Courtland Oakes | 2007 | 2006 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Tasmania ~ 2007 - Diploma of Financial Services Financial Planning - Diploma (AQF 5) - TRIBECA ~ 2009 - Self Managed Superannuation Fund - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services(Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke David Ford | 0 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Marcus Alan Robertson | 1998 | 1989 - Bachelor of Commerce - - University of NSW ~ 1989 - Bachelor of Laws - - University of NSW ~ 1994 - Chartered Accountant - - Institute of Chartered Accountants ~ 1998 - Certified Financial Planner - - Financial Planning Association ~ 1998 - Diploma of Financial Planning - - Financial Planning Association |
| Marcus Larcombe | 2018 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2022 - SuperConcepts & ICFS Specialist SMSF Course - Other - Super Concepts ~ 2024 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Marion Bernadette Deegan | 1997 | 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 1999 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Curtin University ~ 1999 - Certified Financial Planner - Professional Designations - FPA ~ 2010 - Self Managed Superannuation Fund - Certificate (AQF 1-4) - Financial Essentials ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional |
| Mark Andrew Eyles | 2003 | 1992 - Bachelor of Business (Accounting) - - Monash University ~ 1996 - Professional Year - - Institute of Chartered Accountants Australia ~ 2005 - Public Practice Certificate - - Institute of Chartered Accountants Australia ~ 2018 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Mark Douglas Greenwood | 1992 | 1997 - Certified Financial Planner - - Financial Planning Association ~ 1997 - Diploma of Financial Planning - - Financial Planning Association ~ 2011 - Self Managed Superannuation Funf - - Kaplan Professional |
| Mathew Wilkshire | 2004 | 1988 - Bachelor of Science (Mathematics) - Bachelor Degree (AQF 7) - Flinders University ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2007 - Financial Essentials SMSF Adviser Education Program - Diploma (AQF 5) - Financial Essential ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional |
| Matthew James Treble | 2022 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - ALPA - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - SMSF Accrediation - Certificate (AQF 1-4) - Kaplan Professional |
| Matthew Kang | 2008 | 2006 - Bachelor of Business (Accounting and Finance) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2008 - DFS Module 2 - Risk Management and Insurance Planning - Other - Advice Education ~ 2010 - Self Managed Super Funds - Other - Kaplan Professional ~ 2013 - CPA Program - Professional Designations - CPA Australia Ltd ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Lancashire | 2007 | 2003 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Victoria University ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2009 - CFP- Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2012 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Self Managed Super Fund Specialist Adviser - Graduate Certificate (AQF 8) - SMSF Professionals' Association of Australia |
| Matthew Richard Jacobs | 2024 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Michael Leigh Jordan | 2010 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2008 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional |
| Michael Miller | 2017 | 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2011 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mitchell Stephen Wilson | 0 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Swinburne University of Technology ~ 2023 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2024 - Margin Lending Specialist - Other - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Certificate (AQF 1-4) - Kaplan Professional |
| Nathan Barry Frohloff | 2002 | 1999 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2003 - Foundation DFP - Certificate (AQF 1-4) - FPA Australia ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA Australia ~ 2016 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional |
| Nicholas Mark Schuster | 2009 | 1991 - Bachelor of Arts - Accountancy - - University of South Australia ~ 2008 - Graduate Certificate in Financial Planning - - Finsia ~ 2008 - Graduate Diploma of Applied Finance - - Kaplan ~ 2009 - Self Managed Superannuation - - Kaplan |
| Paul Andrew Barrett | 2005 | 1990 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Sydney ~ 1998 - Masters of Business - Finance - Masters Degree (AQF 9) - University of Technology ~ 2005 - Diploma in Financial Planning - - – Financial Planning Association (Deakin University) ~ 2005 - Diploma in Financial Planning - Diploma (AQF 5) - Financial Planning Association (Deakin University) ~ 2008 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Paul Graham Bilson | 1996 | 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 1999 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan |
| Paul Graham Holding | 2001 | 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Diploma of Financial Services( Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - ASX Accredited Listed Product Adviser - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Peter Alan Gersch | 1993 | 1992 - Diploma of Financial Planning - - RMIT ~ 1996 - Certified Financial Planner - - Financial Planning Association ~ 2019 - Tier 1 Margin Lending - Personal Advice - - Kaplan |
| Peter John Speechley | 1990 | 1988 - CPA Program - - Australian Society of Certified Practising Accountants ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Chartered Accountant Program - - Institute of Chartered Accountants Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - ASX Accredited Listed Products Adviser Program - - Kaplan Professional Education |
| Peter Keogh | 1998 | 1995 - Bachelor of Business (Honours) - Bachelor Honours Degree (AQF 8) - Central Queensland University ~ 2002 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2011 - DPML Margin Lending - Diploma (AQF 5) - Pinnacle ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Pinnacle ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Philip Brown | 1997 | 2001 - Certified Financial Planner - Professional Designations - Financial Planning Associations of Australia ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - FPA/Deakin University ~ 2004 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional |
| Rashele Debnar | 2021 | 2019 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2023 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australia ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Rebecca Bridie Chapman | 0 | 2022 - Bachelor of Business - Bachelor Degree (AQF 7) - Central Queensland University ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Reuben Yechiel Zelwer | 2001 | 1996 - Bachelor of Accounting - Bachelor Degree (AQF 7) - Monash University ~ 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2011 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rhian Applewaite | 2011 | 2011 - Bachelor of Accounting - Bachelor Degree (AQF 7) - Central Queensland University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Advanced Diploma - Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Ross Angus Marais | 2014 | 2012 - Bachelor of Commerce (Financial Planning and Marketing) - - Griffith University ~ 2013 - Bachelor of Commerce Financial Planning - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - Statement of Attainment in Self-Managed Superannuation Funds - - Kaplan Professional ~ 2016 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shane Mark Case | 1990 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2011 - Margin Lending Accreditation Program - Other - Financial Essentials ~ 2013 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2014 - Master of Business Administration (Qualification) - - University of Adelaide ~ 2014 - Master of Business Administration - Masters Degree (AQF 9) - The University of Adelaide ~ 2016 - SuperConcepts & ICFS Specialist SMSF Course - Other - The University of Adelaide |
| Shannon Lawrence Freney | 2014 | 2013 - Bachelor of Business (marketing, Management and Entrepreneurship) - Bachelor Degree (AQF 7) - James Cook University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional ~ 2024 - Principals of Financial and Investment Planning - Other - Victoria University |
| Shaun Rodney Hunt | 2008 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stella Norberti | 2013 | 2005 - Diploma of Financial Services(Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2006 - Taxation Planning - Certificate (AQF 1-4) - Tribeca Learning ~ 2010 - Bachelor of Business(Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2022 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Kaplan Professional |
| Thomas Grant Martyn | 2023 | 2017 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - Self Managed Superannuation Funds FPE016 - Certificate (AQF 1-4) - Kaplan Professional |
| Timothy Ian Scott | 2000 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Securities Institute ~ 2005 - Self Managed Superannuation Funds - Advanced Diploma (AQF 6) - Tribecca ~ 2007 - ASX Listed Products Accreditation - Certificate (AQF 1-4) - University of NSW ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tyler Zane Mapri | 0 | 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Wayne Alan Collis | 1994 | 2003 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) ~ 2003 - Diploma of Financial Planning - - Deakin University |
| Yasin Koc | 0 | 2018 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |