This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
interests in managed investment schemes limited to:
own managed investment scheme only; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Joseph Vidotto | 2000 | 1997 - Diploma - Business - - Casey Tafe ~ 2001 - Bachelor Degree - Business - - RMIT University ~ 2004 - CFP - Certified Financial Planner - - Deakin Korum |
| Adrian Thomas Pollock | 2001 | 2001 - Bachelor of Business (Banking & Finance) - - Queensland University of Technology ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2015 - IIT: Specialist Margin Lending Course - - International Institute of Technology ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Alan Cade Hutchinson | 2013 | 2005 - Bachelor of Economics and Business (Honours) - - Flinders University of South Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Affiliate Financial Planner (AFP) - - Financial Planning Association of Australia ~ 2012 - Affiliate Financial Planner (AFP®) - - Financial Planning Association of Australia ~ 2014 - Graduate Diploma of Financial Planning - - Kaplan Professional |
| Alastair Dieter Fink | 1998 | 1997 - Bachelor of Commerce (Finance and Marketing) - - Curtin University ~ 2002 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2002 - Graduate Diploma of Applied Finance and Investment - - Securities Institute ~ 2012 - ASX Listed Products Adviser - - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Alexander Hamish Butler | 2007 | 2002 - Bachelor of Economics - - The University of Adelaide ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Proefssional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2012 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2012 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) |
| Andre Mudigdo | 2014 | 1998 - Bachelor of Economics - - University of Sydney ~ 2007 - Master of Commerce (Financial Planning) - - University Of Western Sydney ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Andrew David Phillips | 2018 | 2003 - Bachelor of Computing (Multimedia) - Bachelor Degree (AQF 7) - University of South Australia ~ 2018 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Andrew Dickinson | 2022 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin ~ 2021 - Ethics and Professionalism in Fin Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Certified Financial Planner (CFP) - Professional Designations - Financial Advice Association of Australian (FAAA) |
| Andrew James Gardner | 2008 | 2006 - Bachelor of Applied Economics - - University of Canberra ~ 2006 - Bachelor of Communication - - University of Canberra ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Andrew John Mcgrath | 2003 | 2006 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Andrew Mabarrack | 2018 | 2014 - Bachelor of commerce ( Finance / Economics) - - Flinders University ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan University ~ 2022 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia ~ 2023 - FAAA Aged Care Specialist - Professional Designations - Financial Advice Association Australia ~ 2024 - SMSF Specialist Advisor - Professional Designations - SMSF Association |
| Anqi Angie LI | 0 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Anthony James Pears | 2004 | 1997 - Bachelor Degree - Business - - Charles Sturt University ~ 2006 - Diploma - Financial Planning - - Deakin University via FPA ~ 2016 - Certified Financial PLanner - - Financial Planning Association ~ 2016 - RG146 Margin Lending - - GWM Adviser Services |
| Anthony Michael Catt | 1998 | 1994 - Bachelor of Commerce - - Adelaide University ~ 1998 - Graduate Diploma of Securities - - Securities Institute of Australia ~ 2003 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2006 - Accredited Family Business Adviser - - Family Business Australia ~ 2013 - Accredited Listed Product Adviser - - Kaplan Professional Education |
| Ashleigh Smith | 2023 | 2022 - Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Belinda Frances Barclay | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Benjamin Adair Black | 2001 | 2000 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2005 - Graduate Diploma of Applied Finance and Investment - - FINSIA ~ 2014 - Master of Applied Finance - Major in Financial Planning - - Kaplan Professional Education |
| Boi Dinh Fong | 2008 | 2004 - Bachelor of Commerce - - Curtin University of Technology ~ 2006 - Master of Commerce (Finance) - - Curtin University of Technology ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - Curtin University ~ 2008 - Self Managed Super Funds - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Cameron Peter Whyte | 2001 | 1997 - Bachelor Degree - Commerce - - Deakin University ~ 2010 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Catherine Kayess | 2018 | 2002 - Bachelor of Business (Business Administration) - Bachelor Degree (AQF 7) - RMIT University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Bachelor Honours Degree (AQF 8) - Kaplan Professional |
| Chantelle Marie Montgomery | 2011 | 2011 - Diploma - Financial Service - - Kaplan Professional ~ 2012 - Advanced Diploma - Financial Planning - - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Plannint - Graduate Diploma (AQF 8) - Kaplan |
| Christopher Martin Cattrall | 2000 | 2000 - Diploma of Financial Markets - - Securities Institute ~ 2004 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2004 - Graduate Diploma of Financial Planning - - Securities Institute |
| Dale Leigh Martens | 2007 | 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan |
| Daniel William Wilson | 2022 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin ~ 2022 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australian (FAAA) ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Barry Sutherland | 1995 | 2000 - Diploma of FP - - xxx |
| David Joseph Conte | 2016 | 2008 - Bachelor of Business - - Victoria University ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Mentor Education Group ~ 2017 - Certified Financial Planner (CFP) - - Financial Planning Association (FPA) ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| David Matthews | 2008 | 2002 - Bachelor of Commerce - - University of Otago (NZ) ~ 2004 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2008 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Deborah Jean Kent | 1988 | 1998 - CFP - Diploma of Financial Planning - - Deakin University ~ 2017 - Fellow Chartered Financial Practitioner - - Association of Financial Advisers ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Declan Bruce Freeman | 2018 | 2016 - Diploma of financial Planning - - Monarch Institute ~ 2018 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2022 - Bachelor of Business (Financial Planning) - Bachelor Honours Degree (AQF 8) - RMIT |
| Dylan Stephen Evans | 2012 | 2012 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2017 - Bachelor of Business - - Swinburne University of Technology ~ 2018 - Tier 1 Margin Lending - Personal Advice - - Kaplan |
| Fraser Roy Hastie | 2011 | 2004 - Bachelor Of Commerce - - University of Otago NZ ~ 2007 - Diploma Financial Services - - Mentor Education ~ 2012 - Advanced Diploma of Financial Services - - Kaplan ~ 2013 - Advanced SMSF - - Kaplan ~ 2016 - Certified Financial Planner - - FPA |
| Georgia Lee | 2022 | 2021 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Glen Anthony Orbell | 2006 | 2003 - Bachelor Degree - Commerce - - Deakin University ~ 2012 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Glenn Peers | 2003 | 1999 - Bachelor of Commerce (Human Resource Management and Industrial Relations) - - University of Western Sydney ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2012 - Fellow Chartered Financial Practitioner (FChFP) - - Association of Financial Advisers (AFA) |
| Gordon Grey Thoms | 1991 | 1987 - Bachelor Degree - Economics - - Monash University ~ 1993 - Graduate Diploma - Applied Finance and Investment - - Financial Services Institute of Australia ~ 2005 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Graeme Murray Obst | 2008 | 1990 - Graduate Diploma of Business (Agribusiness) - Graduate Diploma (AQF 8) - Monash University ~ 1996 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 1998 - Chartered Accountant (CA) - Professional Designations - CAANZ ~ 2007 - Diploma Financial Services FNS50104 (GK FP LI MI SC SP Skills) - Diploma (AQF 5) - Dover Financial Training PTY LTD ~ 2011 - SMSF Specialist Adviser (SSA) - Professional Designations - SMSF Association |
| Hayden Trevor Mortimore | 1995 | 1993 - Graduate certificate In Management - Graduate Certificate (AQF 8) - Queensland University Technology ~ 1997 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 1998 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2002 - Master of Business Administration - Masters Degree (AQF 9) - University of Southern Queensland ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty |
| Jamie Anthony Klason | 2004 | 2011 - Advanced Diploma - Financial Planning - - Kaplan Professional |
| Jason Ball | 2002 | 2004 - Certified Financial Planner Program - - Deakin University ~ 2005 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Jemina Elizabeth Deane | 0 | 2012 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2024 - Ethics in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jeremy Kells | 2004 | 2004 - Certificate - Certificate IV in Mortgage Broking - - Tribeca ~ 2004 - Diploma - Financial Planning - - Tribeca ~ 2006 - Advanced Diploma - Financial Planning - - Tribeca ~ 2007 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2013 - Bachelor Degree - Commerce & Applied Finance - - University of South Australia |
| Jin YU Huo | 2007 | 2000 - Bachelor of Hospitality Management - Bachelor Degree (AQF 7) - University Of Western Sydney ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Accredited Listed Product Adviser Program - Diploma (AQF 5) - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Joanne Lorna Kenderes | 2006 | 2000 - Diploma of Financial Markets - - Securities Institute ~ 2003 - Bachelor of Business - - University of Technology, Sydney ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Certificate of Attainment - Self-Managed Superannuation Funds - - Kaplan ~ 2016 - Certified Financial Planner - - Financial Planning Association |
| Jodi Anne Brady | 2018 | 2009 - Bachelor of Business in Applied Economics - - Victoria University ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Joel David Sharp | 2007 | 1998 - Bachelor of Commerce (Banking and Finance) - - Curtin University ~ 2004 - Graduate Diploma in Financial Planning - - Securities Institute ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| John Reginald Elliot Hill | 2003 | 1999 - Bachelor Commerce (Economics) - - Macquarie University ~ 2002 - Diploma - Financial Planning - - Deakin University ~ 2003 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Jonathan Black | 1997 | 1994 - Bachelor of Commerce - - Melbourne University ~ 1999 - Diploma of Financial Planning - - Financial Planning Association ~ 1999 - Graduate Diploma in Applied Finance & Investment - - Securities Institute of Australia/FINSIA ~ 2000 - Certified Financial Planner - - Financial Planning Association |
| Jonathan Christie | 2018 | 2011 - Diploma of Financial Planning - - Kaplan |
| Julian Clive Alistair Mclaren | 1999 | 1999 - Bachelor ofBusiness (Banking) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2001 - Diploma of Financial Planning (DFP 1-8) - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2004 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2010 - RG146 Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Julian Peter Michael Battistella | 1995 | 1997 - Diploma Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 1999 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2011 - RG146 Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2021 - Grad Dip Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Karlie Maree Stuart | 2017 | 2015 - Diploma Financial Planning FNS50611 - Diploma (AQF 5) - Monarch Institute ~ 2017 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Monarch Institute |
| Kate Alice O'brien | 2015 | 1997 - Bachelor of Business - - University of Technology Sydney (UTS) ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2006 - Diploma of Financial Services (financial Planning) - - Tribeca |
| Keith Dearn Brown | 2006 | 1995 - Bsc (Hons) in Business studies specializing in Economics and Marketing - - Surrey University (UK) ~ 2000 - Investment Management Certificate - - Institute of Investment Management and Research (UK) ~ 2006 - Diploma of Financial Services - - FINSIA ~ 2014 - Self Managed Super Funds - - Kaplan Professional |
| Kosta Petrovic | 2014 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Kyle Aaron Medson | 2008 | 2007 - Bachelor of Commerce in Financial Planning and Investments - - Griffith University ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide |
| Lachlan Stuart David ST Clair | 2004 | 1999 - Bachelor of Economics - - Macquarie University ~ 2006 - Certified Financial Planner - - FPA ~ 2012 - Self Managed Superannuation Funds Certificate - - University of Adelaide ~ 2015 - Cert IV in Credit Management - - Kaplan ~ 2021 - Certified Investment Management Analyst (CIMA) - Professional Designations - Investments & Wealth Institute |
| Laura Peressini | 2006 | 2005 - Bachelor of Finance - - La Trobe University ~ 2009 - Advanced Diploma of Financial Planning - - Kaplan ~ 2009 - Certified Financial Planner - - FPA |
| Lynda Monique Sexton | 2018 | 1991 - Bachelor of Business (Accountancy) - - University of South Australia ~ 2017 - Diploma of Financial Planning - - Kaplan |
| Mark Daniel Foulis | 2018 | 2016 - Bachelor of Commerce (Accounting) - - University of South Australia ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan ~ 2019 - Self Managed Superannuation Funds - - Kaplan |
| Mark Gibbs | 2004 | 2003 - Graduate Diploma - Marketing - - Royal Melbourne Institute of Technology ~ 2004 - Advanced Diploma - Financial Planning - - Integratec ~ 2004 - Diploma - Financial Planning - - Integratec ~ 2007 - Masters Degree - Management - - University of Southern Queensland |
| Mark Lee Agnew | 2011 | 2000 - Bachelor of Engineering (Environmental Engineering) - - Griffith University ~ 2004 - Bachelor of Education - - Queensland University of Technology ~ 2010 - Graduate Diploma of Financial Planning - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Matthew James Loveder | 2003 | 2000 - Bachelor of Economics - - The University of Adelaide ~ 2008 - Graduate Diploma of Applied Finance - - Deakin University ~ 2009 - Gradutate Diploma of Financial Planning - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional ~ 2017 - Tax (Financial) Adviser - - Tax Practitioner Board |
| Matthew Richard Jones | 2018 | 2015 - Bachelor of Financial Planning/Bachelor of Accounting - - CQ University |
| Michael Jeffs | 2005 | 2004 - Bachelor Degree - Business - - Royal Melbourne Institute of Technology ~ 2008 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Michael Paul Ian James | 2001 | 1994 - Degree of Bachelor Of Arts - - University of Liverpool ~ 2001 - Diploma of Financial Planning - - Deakin University, FPA ~ 2003 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2003 - Certified Financial Planner (CFP®) - - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Michael Roy Bishop | 2006 | 2003 - Bachelor Degree - Finance - - University of Adelaide ~ 2006 - Advanced Diploma - Financial Planning - - Tribeca - ThreeSixty Campus |
| Michelle Boot | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Swinburne University |
| Nerida Hicks | 2002 | 2008 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - AFA 1 Business Strategy for Financial Advisers - - CampusAFA ~ 2017 - AFA 2 Client Experience Strategy - - CampusAFA ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nick Zvezdakoski | 0 | 2024 - Financial Planning - Graduate Diploma (AQF 8) - Victoria University |
| Norman Mcleod Sinclair | 1997 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2007 - Masters of Financial Planning - - University of Sunshine Coast |
| Paul Anthony Davies | 2000 | 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Diploma of Financial Planning - - International Institute of Technology |
| Paul Harwood | 2000 | 1999 - Bachelor of Commerce (Economics) - - University of Wollongong ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) ~ 2004 - Certificate in Applied Self Managed Super Fund Advice - - Tower Trust ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan Professional Education |
| Paul Matthew Sholl | 2010 | 1999 - Diploma - Business Marketing (Associate) - - Gordon Institute ~ 2000 - Bachelor Degree - Commerce - - Deakin University ~ 2004 - Advanced Diploma - Financial Planning - - ThreeSixty |
| Peter Jacob | 2011 | 2010 - Provide Advice in Derivatives - - Quantum Financial Training ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional ~ 2015 - Diploma of Financial Planning - - Kaplan Professional |
| Peter Robert Wilson | 2002 | 2002 - Diploma - Financial Planning - - Deakin University ~ 2004 - CFP - Certified Financial Planner - - Deakin University |
| Robert Gaggero | 2004 | 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Russell John Kapeechkin | 2007 | 2001 - Bachelor Degree - Commerce - - University of Queensland - St Lucia ~ 2007 - Diploma Financial Planning - - Mentor Education ~ 2010 - Advanced Diploma Financial Planning - - Mentor Education ~ 2020 - AU Inhouse SMSF Accreditation - Other - AUPFS ~ 2020 - AU Inhouse Securities Accreditation - Other - AUPFS |
| Samantha Jane Hamilton | 1998 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2005 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2008 - Accredited Listed Product Adviser - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Samuel John Adams | 2005 | 2002 - Bachelor Degree - Business - - Swinburne University of Technology ~ 2005 - Advanced Diploma - Financial Planning - - Kaplan ~ 2010 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Sean Cowling | 2005 | 2004 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2006 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Simon Boom | 2014 | 2011 - Bachelor of Commerce (Finance and Financial Planning) - - University of Wollongong ~ 2017 - CFP certification - - Financial Planning Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Simon Trevor Cutler | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) |
| Stefano Giuseppe Capuano | 2002 | 2003 - Diploma - Financial Advising - - SECURITIES INSTITUTE ~ 2008 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Suzanne Nicole Packer | 2010 | 2008 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2010 - Graduate Diploma of Applied Finance (Financial Planning) - - Kaplan ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Tanya Alice Facius | 2005 | 2004 - Diploma of Financial Planning - - Deakin University ~ 2018 - Graduate Diploma of Applied Finance - - Kaplan Professional |
| Teagan Anne Curtin | 2013 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Graduate Certificate in Finance - Graduate Certificate (AQF 8) - Griffith University |
| Timothy Dale Wilkes | 2002 | 2000 - Bachelor of Business - - University of Newcastle ~ 2005 - Diploma of Financial Services (Financial Planning) - - AMP Financial Services ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - AMP Financial Services |
| Travis Charles Adams | 2012 | 1997 - Bachelor of Economics - - Adelaide University ~ 2001 - Graduate Diploma of Applied Finance and Investment - - Securities Institue of Australia (SIA) ~ 2007 - Chartered Financial Analyst - - CFA Institute ~ 2014 - Advanced Self Managed Superannuation Funds - - Kaplan Professional ~ 2017 - Tax (Financial) Adviser - - Tax Practitioners Board |
| Travis James Hutchinson | 1999 | 2002 - Diploma - Financial Planning - - Deakin University |
| Trent Austin | 2005 | 2003 - Diploma - Financial Planning - - Financial Planning Association of Australia |
| Zachary John Morden-jones | 2016 | 2015 - Bachelor Finance (Banking and Financial Planning) - Bachelor Degree (AQF 7) - University of Canberra ~ 2018 - Advanced Diploma of Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education Group |