This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services; and
provide a crowd-funding service for the following classes of financial products:
fully-paid ordinary shares of an eligible CSF company;
published on an offer platform operated by the licensee only;
titled OnMarket; and
accessed via onmarket.com.au;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
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