This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Arna Menna | 2009 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - Curtin University ~ Ethics & Professionalism in Financial Advice - Kaplan |
| Jakeb Shine | 0 | Bachelor of Commerce (Finance and Management) - Curtin University ~ Graduate Diploma Financial Planning - Kaplan Professional |
| Jason Paul Featherby | 2005 | Bachelor of Business - ECU ~ Certified Financial Planner - FPA ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute |
| Jovan Cvetkoski | 2014 | Bachelor of Commerce - UWA ~ CFP Certification Program - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Plannin - Kaplan |
| Kyle Brits | 2022 | Graduate Diploma in Economics - University of New England ~ Graduate Diploma of Financial Planning - Kaplan |
| Megan Darji | 0 | Bachelor of Business (Financial Planning) - University of South Australia |
| Peter Maurice Farlie | 2005 | Bachelor of Business - RMIT ~ Certified Financial Planner - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Tammy Lee Stone | 2013 | Bachelor of Commerce Financial Planning - Curtin University of Technology ~ Certificate of Financial Planning - Financial Planning Association ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Margin Lending Accreditation Program - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime |
| Tristan Alfred Seneque | 2024 | Graduate Diploma of Financial Planning - Kaplan Professional |