This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Arna Menna | 2009 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - Curtin University ~ 2011 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Cavell Garry Sarre | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2018 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan Professional |
| Jakeb Shine | 2024 | 2020 - Bachelor of Commerce (Finance and Management) - Bachelor Degree (AQF 7) - Curtin University ~ 2023 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jason Paul Featherby | 2005 | 1998 - Bachelor of Business - - ECU ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2005 - Certified Financial Planner - - FPA ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jovan Cvetkoski | 2014 | 2008 - Bachelor of Commerce - - UWA ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2015 - CFP Certification Program - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Kyle Brits | 2022 | 2017 - Graduate Diploma in Economics - Graduate Diploma (AQF 8) - University of New England ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Megan Darji | 2024 | 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Peter Maurice Farlie | 2005 | 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT ~ 2008 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tammy Lee Stone | 2013 | 2006 - Bachelor of Commerce Financial Planning - Bachelor Degree (AQF 7) - Curtin University ~ 2010 - Margin Lending Accreditation Program - - Deakin Prime ~ 2011 - Professional Diploma in Stockbroking - - Deakin Prime ~ 2017 - Certificate of Financial Planning - Professional Designations - Financial Planning Association ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tristan Alfred Seneque | 2024 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |