This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brandon James Darr | 1999 | 1995 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Wollongong ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Assocation of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Christine Lorraine Atencia | 2013 | 2008 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Certified Financial Planner - Professional Designations - FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Craig John Wilford | 1991 | 1991 - Bachelor of Business - Bachelor Degree (AQF 7) - USQ ~ 1991 - Certified Financial Planner - Professional Designations - FPA ~ 1992 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 1999 - Masters of Taxation - Masters Degree (AQF 9) - Sydney University ~ 2021 - MA1769 Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin Business School |
| Daniel Joshua White | 2025 | 2021 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2021 - Bachelor of Science in Information Technology - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of Technology Sydney |
| Darren Chinnappa | 2016 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2013 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Chartered Accountants of Australia and New Zealand ~ 2014 - CA SMSF Specialisation - Professional Designations - Chartered Accountants Australia and New Zealand ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Sylvia Hin-chong Liang | 2004 | 1991 - Bachelor of Business - Bachelor Degree (AQF 7) - Charles Stuart University ~ 1995 - Master of Commerce - Masters Degree (AQF 9) - Macquarie University ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2000 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |