This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Anthony Davis | 2003 | 1990 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne Institute of Technology ~ 1993 - Certified Practicing Accountant - Professional Designations - The Australian Society of CPA's ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2011 - SMSF Specialist Advisor - Other - SMSF Professionals' Association of Australia |
| Avril Claire Liljekvist | 2023 | 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - The Royal Melbourne Institute of Technology |
| Duncan Mitchell | 2008 | 1997 - Bachelor of Science - Bachelor Degree (AQF 7) - Murdoch University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Kathryn Claire Mcdonald | 2013 | 2014 - Advanced Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2016 - Bachelor of Business - - Swinburne Institute of Technology ~ 2021 - Certified Financial Planner - Professional Designations - FAAA ~ 2021 - Ethics and Professionalism in Financial Advice - Other - Kaplan Professional ~ 2021 - Exam Standard Qualification - Other - FASEA Standards Authority |