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Newell Palmer Securities Pty ltd

AFS License Number
229264
Name
Newell Palmer Securities Pty ltd
ABN/ACN/ARBN
89050040232
Licensee issued
July 4, 2003
Address
Crows Nest, 2065, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Dean Horwitz2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor Of Economics - Macquarie University ~ Bachelor of Applied Finance - Macquarie University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Master of Economics - Macquarie University
 Ellen Louise Ferris1998Bachelor of Economics (Hons) - University of New England ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University/ Financial Planning Association ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Jerome Paul Chopard1985Bachelor of Arts - National University of Singapore ~ Graduate Diploma - Securities Institute of Australia ~ Practice Management Program - The Wharton School of the University of Pennsylvania ~ SMSF Certificate of Completion - KAPLAN
 Paul Robert Bourgeois1985Associate SIA - Securities Institute of Australia ~ Bachelor of Economics - University of New England
 Rachael DE Vos2004Bachelor of Business - UTS ~ Chartered Accountant (CA) - Chartered Accountants (ANZ) ~ Diploma of Financial Planning - FPA
 Sian Jin Ridzuan Chua2011ADFS (FP) - Kaplan ~ BSc (Electrical and Computer Engineering) - Carnegie Mellon University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Financial Analyst - CFA Institute ~ MSc (Electrical and Computer Engineering) - Carnegie Mellon University
 Simon Peter Babbage1994Diploma of Financial Planning - Financial Planning Association ~ Margin lending - Kaplan Professional Education ~ Self Managed Superannuation - Kaplan Professional Education
 Vernon Joseph Rego1987ASIA - Securities Institute of Australia ~ Certified Financial Planner - Financial Planning Association ~ Master Mariner (FG) - London School of Navigation ~ SMSF Certificate of Completion - KAPLAN