This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bradley Pattinson | 1991 | 1983 - Bachelor of Science - - La Trobe University ~ 1992 - Personal Insurance - - Australian Lifewriters Association ~ 1999 - Financial Planning Principles and Practice - - Securities Institute |
| Carlos Medrano | 2016 | 2013 - Bachelor of Business & Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2020 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2022 - FPC002B- Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Christos Galanis | 2012 | 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University ~ 2011 - Associate Diploma of Business (Accounting) - Diploma (AQF 5) - Swinburne University of Technology ~ 2011 - Graduate Diploma Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2012 - SMSF - - Kaplan ~ 2015 - Aged Care Professional - - Aged Care Steps ~ 2017 - Tier 1 Securities - Personal Advice - - Kaplan ~ 2018 - CFP - Professional Designations - Financial Planning Association ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael Keith Wood | 2000 | 1994 - Bachelor of Commerce - - Victoria University of Wellington ~ 2004 - Diploma of Financial Services (Financial Planning) - - Financial Services Training & Assessment Pty Ltd ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) |
| Sydney Pascoal Colaco | 2017 | 2016 - Diploma of Financial Planning - - Monarch Institute ~ 2025 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |