This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Bernshteyn | 2008 | Advanced Diploma of Financial Services - Pinnacle Academy ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (FMBM) - The Finance Institute ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ SMSF Specialist - Kaplan |
| Blyth Paul Staley | 2010 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce/Bachelor of Engineering - Monash University ~ RG 146 Confirmation - Monash ~ Risk Management - Kaplan ~ Risk Management - Kaplan ~ Self Managed Super Fund - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Chris Youssef | 2011 | Bachelor of Commerce (Finance, Financial Planning & Marketing) - Deakin University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Pinnacle Financial Services Academy ~ Master of Commece (Finance & Financial Planning) - Deakin University |
| Jesse Aron Jacobson | 2018 | Bachelor of Commerce (Financial Planning) - Curtin University |
| Matthew Jacobson | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Curtin University ~ Diploma of Financial Planning - Mentor Education Pty Ltd ~ Master of Financial Planning - Griffith University |
| Thomas Benjamin Daykin | 2015 | ADVANCED DIPLOMA FINANCIAL PLANNING - KAPLAN ~ DIPLOMA OF FINANCIAL PLANNING - KAPLAN |