This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Bernshteyn | 2008 | 2008 - Bachelor of Commerce - - Deakin University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2009 - Advanced Diploma of Financial Services - - Pinnacle Academy ~ 2012 - Diploma of Financial Services (FMBM) - - The Finance Institute ~ 2013 - SMSF Specialist - - Kaplan |
| Blyth Paul Staley | 2010 | 2008 - Bachelor of Commerce/Bachelor of Engineering - - Monash University ~ 2010 - Risk Management - - Kaplan ~ 2013 - Self Managed Super Fund - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan ~ 2015 - RG 146 Confirmation - - Monash |
| Chris Youssef | 2011 | 2008 - Bachelor of Commerce (Finance, Financial Planning & Marketing) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Master of Commece (Finance & Financial Planning) - Masters Degree (AQF 9) - Deakin University ~ 2013 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2014 - Margin Lending - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jesse Aron Jacobson | 2018 | 2017 - Bachelor of Commerce (Financial Planning) - - Curtin University |
| Matthew Jacobson | 2014 | 2010 - Bachelor of Commerce - - Curtin University ~ 2013 - Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Master of Financial Planning - - Griffith University |
| Thomas Benjamin Daykin | 2015 | 2014 - DIPLOMA OF FINANCIAL PLANNING - - KAPLAN ~ 2018 - ADVANCED DIPLOMA FINANCIAL PLANNING - - KAPLAN |