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National Australia Bank Limited

AFS License Number
230686
Name
National Australia Bank Limited
ABN/ACN/ARBN
12004044937
Licensee issued
Dec. 1, 2003
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units; and
eligible international emissions units;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
standard margin lending facility;
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
general insurance products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units; and
eligible international emissions units; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
Australian carbon credit units;
eligible international emissions units; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Aaron Keating2018Bachelor of Management / International Management - University of South Australia ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma in Applied Finance and Investment - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional
 Alexandria Maria Foran2016Bachelor of Agribusiness - University of Queensland ~ Diploma of Financial Markets - Australian Financial Markets Association
 Alun Campbell2014Bachelor of Commerce - University of Canterbury - Christchurch, New Zealand ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Business - University of Otago - Dunedin, New Zealand
 Amanda Kathleen Adderley2005Bachelor of Business - Royal Melbourne Institute of Technology ~ Diploma of Financial Markets - Australian Financial Markets Association
 Andrew David Edwards2008Bachelor of Business (Mangement) - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Diploma of Financial Markets - AFMA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Andrew Hamilton Mckissock2004Bachelor of Arts majoring in Marketing & Economics - University of Paisley ~ Diploma Financial Services - Australian Financial Markets Association ~ Diploma in Financial Financial Markets - Australian Financial Markets Association ~ Master of Business Administration - Macquarie Universiry ~ Post Graduate Diploma Business Information Technology - University of Paisley
 Anna Louise Mcdonald2015Bachelor of Business - Royal Melbourne Institute of Technology ~ Company Director Certificate - Australian Institute of Company Directors ~ Diploma of Financial Markets Association - Australian Financial Markets Association
 Apostolos Stoikos2002Bachelor Degree - Economics and Political Science - Wollongong University
 Carol Ann O'brien2011BSc Finance - University College Cork, Ireland ~ Diploma of Financial Services(Financial Markets) - Australian Financial Markets Association
 Casey Rock2013Bachelor of Arts, Political Science and International Relations - University of Queensland ~ Bachelor of Business, Banking and Finance - Queensland University of Technology ~ Diploma of Financial Markets - Australian Financial Markets Association
 Charles John Randles2014Bachelor of Commerce - Monash University ~ Diploma of Financial Markets - AFMA
 Cheng-yung YU2018Diploma of Financial Markets - Australian Financial Markets Association ~ M.B.A. International Finance - Soochow University, Taiwan
 Cheyne Gates2010Bachelor of Economics - University of Adelaide ~ Bachelor of Finance - University of Adelaide ~ The Diploma of Financial Services (Financial Markets) - Australian Financial Markets Asscociation
 Chris Reedman2009AFMA - Diploma Of Financial Markets - AFMA
 Christopher Paul O'brien2008Masters Degree - Applied Finance - Kaplan Professional
 Daniel Alan Farrell2017Bachelor of Agricultural Economics - University of Sydney ~ Diploma of Financial Services - Debt Markets - Australian Financial Markets Association ~ Diploma of Financial Services - FX Markets - Australian Financial Markets Association
 Daniel James Turner2017Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Daniel W Norman2011Diploma - Financial Services - AFMA
 Darin James Cook2003Bachelor Degree - Commerce - University of Queensland ~ CPA Program - CPA Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional
 David Bul Bior2014Diploma - Financial Services - AFMA
 David Edward Franks2016Bachelor of Commerce (Corporate Finance) - University of Adelaide ~ Diploma of Financial Markets - Australian Financial Markets Association
 David Eric Olsen2010Bachelor of Economics - The University of Adelaide ~ Bachelor of Laws with Honours - The University of Adelaide ~ Diploma of Financial Services - AFMA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - FINSIA
 David Macedone2018Bachelor of Economics - The University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 David William Giovanelli2009Bachelor of Arts - Macquarie University ~ Bachelor of Laws - Macquarie University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Eleftherios John Kappadais2005Bachelor Degree - Business & Economics & Finance - Royal Melbourne Institute of Technology
 Emma Rochelle Brown2018Bachelor of Applied Finance & Bachelor of Commerce - Accounting - Macquarie University ~ Diploma of Financial Markets - Australian Financial Markets Association
 Ethan Marsters2018Bachelor of Arts - Monash University ~ Bachelor of Business (Banking and Finance) - Monash University ~ Diploma of Financial Markets - Australian Financial Markets Association
 Gena Nakhla2018Bachelor of Accounting - Victoria University ~ Diploma of Financial Markets - Australian Financial Markets Association
 Gerard Patrick Mccormack2010Bachelor Degree - Business - University of Limerick
 Haley Paul2015Bachelor of Business - Massey University ~ Certified Market Technician - Market Technicians Association ~ Diploma of Financial Markets - AustralFinancial Markets Association
 James Thomas Sheehan2009Bachelor of Arts - La Trobe University ~ Diploma of Financial Services - Australian Financial Markets Association
 Jarryd Callen Freeman2014Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Markets - Australian Financial Markets Association
 Jason Gorman2017Bachelor of Business (International Business and Marketing) - La Trobe University ~ Diploma of Financial Markets - AFMA
 Jeremy Richard White2009Bachelor Degree - Business & Agricultural Management - Deakin University Geelong Campus & Marcus Oldham College ~ Diploma - Financial Services (Financial Markets) - AFMA
 Jessica Louise Russell2017Bachelor of Economics - The University of Adelaide ~ Diploma of Financial Markets - The Australian Financial Markets Association ~ Masters of International Trade and Development - The University of Adelaide
 Jing Jing Zhang2015Bachelor of Commerce - University of Sydney ~ Bachelor of Law - University of Sydney ~ The Diploma of Financial Markets - AFMA
 Jonathan Buckle2012AFMA - Diploma of Financial Markets - AFMA ~ Bachelor Degree (Hons) - Business - Bournemouth University
 Jonathan David Cross2010AFMA - AFMA ~ Bachelor Degree - Economics - University of Western Australia
 Jonathon Charles Phillips2018Bachelor Of Business (Applied Finance) - University of South Australia ~ Diploma of Financial Markets - Australian Financial Markets Association
 Jordan Lachlan Martin Davie2020Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Ethics and Professional in Financial Advice - Kaplan Professional
 Jun Guo2008Bachelor of Business and Commerce - Royal Melbourne Institute of Technology ~ Bachelor of Business and Commerce - Royal Melbourne Institute of Technology ~ Diploma of Financial Markets - AFMA ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Master of Commerce - University of New Sales Wales ~ Master of Commerce - University of New Sales Wales
 Justin Daffy1997Bachelor of Economics - La Trobe University ~ Diploma of Financial Markets - AFMA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Justin James Green2004Bachelor Degree - Economics - University of Sydney ~ Diploma - Financial Planning - AFMA ~ Masters Degree - Commerce - Charles Sturt University
 Kaine Perry2007Bachelor Degree (Hons) - Finance - La Trobe University ~ Diploma - Financial Services (Financial Markets) - AFMA
 Karen Gauci2018Bachelor of Arts - The University of Melbourne ~ Bachelor of Science - The University of Melbourne ~ Diploma of Banking & Finance - Royal Melbourne Institute of Technology ~ Diploma of Financial Services - Australian Financial Markets Association
 Kathryn Frances Hoggett2002Diploma - Financial Planning - Securities Institute of Australia ~ Masters Degree - Executive Master of Business Administration - University of Technology Sydney
 Keira Elizabeth Tunnah2017Bachelor of Business - Queensland University of Technology ~ Diploma of Financial Markets - Australian Financial Markets Association
 Kylie Edwards2018Bachelor of Commerce & Administration - Victoria University Wellington (NZ) ~ Diploma of Financial Markets (Debt Markets) - Australian Financial Markets Association ~ Diploma of Financial Markets (Foreign Exchange) - Australian Financial Markets Association
 Kylie Jane Steene2001Diploma - Business (Banking and Finance) - Adelaide Institute of TAFE
 Kymberlee Louise Condron2015Bachelor of Commerce - Deakin University, Burwood ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Laurie Scholes-robertson2018Bachelor of Business (Accounting) - Royal Melbourne Institute of Technology City Campus ~ Graduate Diploma in Finance - University of Melbourne ~ Master of Commerce (Finance) - University of Melbourne
 Leigh Harink2018Bachelor of Business - RMIT University ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Master of Commerce (Finance major) - Deakin University ~ Master of Professional Accounting - Deakin University
 Liam Michael Williams2016Bachelor of Business (MKTG) - Roayal Melbourne Institute of Technology ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Master of Finance - Royal Melbourne Institute of Technology
 Lucas Vaughan2011Bachelor Degree - Business - RMIT University ~ Masters Degree - Finance - RMIT University
 Lukasz Morawski2008Bachelor of Commerce (Finance and Commercial Law) - Deakin University ~ Diploma of Financial Services - Financial Markets - AFMA
 Luke Justin Walker2012Bachelor of Commerce (Corporate Finance) - The University of Adelaide ~ Bachelor of Finance - The University of Adelaide ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Mathew Hosking2011Diploma - Financial Services - AFMA
 Matthew Joshua Whitlock2018Bachelor Business - Ag Commerce - University of Sydney ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association
 Matthew Stephen George2021Bachelor of Business (Accountancy, Financial Planning) - Royal Melbourne Institute of Technology ~ Diploma of Financial Markets - Australian Financial Markets Association (AFMA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Matthew William Luckley2011AFMA - Dealer accreditation - AFMA
 Megan Elizabeth Joan Coad2018ACI Dealing Certificate - ACI Financial Markets Association (UK) ~ Authorised Persons, UK - Financial Conduct Authority UK (formerly Financial Services Authority UK) ~ Bachelor of medical Science - Australian National University ~ Diploma of Financial Markets - Australian Financial Markets Association
 Michael John Sutherland2003Diploma of Financial Markets (Debt Markets and Derivatives) - AFMA ~ Diploma of Financial Markets (Derivatives, Foreign Exchange and Financial Markets) - AFMA ~ Diploma of Financial Markets (Equity Market Advising) - AFMA ~ Diploma of Financial Markets (Treasury) - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Mitchell Patrick Huston2018Bachelor of Commerce - Monash University ~ Diploma of Financial Markets - Australian Financial Markets Association
 Nanette Frances Lowe2018Diploma of Financial Markets - Australian Financial Markets Association ~ GradDip CA - Institute of Chartered Accountants Australia
 Natalie Methven2011Diploma - FINANCIAL SERVICES - AFMA
 Nicole Kate Killey2004Bachelor of Commerce - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Nicole Looi2015Bachelor of Commerce - The University of Melbourne ~ Diploma of Financial Markets - Australian Financial Markets Association
 Nicolette Mia DE Sanctis2018Bachelor of Commerce (Finance Major) - Deakin University ~ Diploma of Financial Markets - Australian Financial Markets Association
 Nicolette Quinn2011Bachelor of International Business - Royal Melbourne Institute of Technology ~ Diploma of Fianancial Services (Financial Markets) - Australian Financial Markets Association
 Olivia Core2018Bachelor of Commerce - The University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Paul Christopher Burns2010Diploma - Financial Planning - AFMA
 Paul Clinton Foley2018Bachelor of Commerce - Curtin University of Technology
 Peter Hodges2017Bachelor of Business - Monash University ~ Diploma of Financial Markets - Australian Fianancial Markets Association
 Phillip Lawford2008Bachelor Degree - Finance - Latrobe University ~ Diploma - Financial Services (Financial Markets) - AFMA
 Regan John Robinson2014Diploma - Financial Planning - AFMA
 Richard Copper1996Bachelor Degree - Economics and Politics - University College of Wales
 Rut Jan Van Henten2014Diploma of Financial Markets - Australian Financial Markets Association
 Samuel Mario Minaudo2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting and Finance) - La Trobe University Australia ~ Diploma of Financial Markets - Australian Financial Markets Association (AFMA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Sarah Jean Lauridsen1998Bachelor Degree - Commerce - University of South Australia ~ Certificate - Financial Markets - Securities Instutite of Australia
 Scott Bailey2005Diploma of Financial Services - AFMA
 Scott Hubert Gladman1999Bachelor Degree - Business - Curtin University ~ Bachelor of Business (Agribusiness) - Curtin University ~ Company Directors Course - Australian Institute of Company Directors ~ Diploma - Financial Planning - AFMA ~ Diploma of Financial Markets - Australian Financial Markets Association ~ PS 146 Compliance Course - Financial Education Professionals ~ Registered Wheat Futufres Brokers Course - Sydney Futures Exchange
 Sean O'neil2018Bachelor of Agricultural Science - University of Sydney ~ Diploma of Financial Markets - Australian Financial Markets Association ~ Diploma of Financial Planning, RG146 Core Modules - Kaplan ~ Graduate Diploma of Financial Markets - Securities Institute of Australia ~ Masters of Applied Finance - Macquarie University
 Shahrul Azmir HJ Shahriman2017Bachelor of Accounting (Hons.) - University Tenaga Nasional (UNITEN) Malaysia ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association ~ Financial Planning Policy Compliance 146 (PS/RG 146) - Finsia ~ Master of Business Administration (International Business) - Edith Cowan University
 Stuart Anthony Dalton2008Bachelor Degree - Business (Banking and Finance) - Monash University ~ Masters Degree - Applied Finance - Monash University
 Tania Loren Wisniowski2014Bachelor Degree - Commerce - University of Melbourne
 Terri Birtles2018Bachelor of Business - University of Technology Sydney ~ Diploma of Financial Markets - Australian Financial Markets Association
 Thomas John Simpson2018Bachelor of Commerce - University of New England ~ Diploma of Financial Markets - Australian Financial Markets Association
 Thomas Josey2009Bachelor Degree - Business - Queensland University of Technology
 Timothy Edmund Charles Waters2018AFMA Dealer Accreditation Program - Australian Financial Markets Association ~ Bachelor of Commerce - University of Melbourne
 Tom Llewellyn Sutton2004AFMA Dealer Accreditation Program - Australian Financial Markets Association
 Toni Michelle Bainbrigge2017Diploma of Financial Markets - Australian Financial Markets Association
 Tony William Prove2010Diploma - Financial Services - AFMA
 Tracy Ann Ferguson2018Diploma Financial Markets - Australian Financial Markets Association
 Troy Furlong2018Diploma of Financial Markets - Australian Financial Markets Association
 Wayde Keyser2018Bachelor Degree - Commerce - Curtin University ~ Diploma - Financial Services - AFMA ~ Ethics and Professionalism in Financial Advicen - Kaplan Profesional ~ Graduate Diploma in Applied Finance and Investment - FINSIA
 William Jack Hudson Mcpherson2018Bachelor of Commerce (Finance Major) - University of Melbourne ~ Diploma of Financial Markets - Australian Financial Markets Association
 William John Mcconnell2017Bachelor of Business (Financial Management) - La Trobe University ~ Diploma of Financial Markets (Debt Markets) - AFMA ~ Diploma of Financial Markets (Foreign Exchange) - AFMA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Xiaofeng Pang2006Diploma of Financial Markets - VICTORIA UNIVERSITY ~ Master of Business Administration - VICTORIA UNIVERSITY ~ Master of Professional Accounting - VICTORIA UNIVERSITY
 Xin YI Goh2015Diploma of Financial Markets - Australian Financial Markets Association