This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units; and
eligible international emissions units;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
standard margin lending facility;
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
general insurance products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units; and
eligible international emissions units; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
Australian carbon credit units;
eligible international emissions units; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexandria Maria Foran | 2016 | 2012 - Bachelor of Agribusiness - - University of Queensland ~ 2016 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Alun Campbell | 2014 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canterbury - Christchurch, New Zealand ~ 2007 - Master of Business - Masters Degree (AQF 9) - University of Otago - Dunedin, New Zealand ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Amela Halilovic | 2016 | 2015 - Bachelor of Commerce (Finance, Financial Planning) - Bachelor Honours Degree (AQF 8) - Deakin University |
| Andrea Leigh Stockdale | 2024 | 2017 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Andrew David Edwards | 2008 | 2001 - Bachelor of Business (Mangement) - Bachelor Degree (AQF 7) - University of Queensland ~ 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2008 - Diploma of Financial Markets - Diploma (AQF 5) - AFMA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Hamilton Mckissock | 2004 | 1996 - Bachelor of Arts majoring in Marketing & Economics - - University of Paisley ~ 1997 - Post Graduate Diploma Business Information Technology - - University of Paisley ~ 2013 - Diploma in Financial Financial Markets - - Australian Financial Markets Association ~ 2018 - Master of Business Administration - - Macquarie Universiry ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Angelita Statton | 2014 | 2000 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Securities ~ 2009 - Diploma of Financial Services (Financial Markets) - Diploma (AQF 5) - AFMA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anna Louise Mcdonald | 2015 | 2004 - Bachelor of Business - - Royal Melbourne Institute of Technology ~ 2012 - Company Director Certificate - - Australian Institute of Company Directors ~ 2015 - Diploma of Financial Markets Association - - Australian Financial Markets Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Apostolos Stoikos | 2002 | 2000 - Bachelor Degree - Economics and Political Science - - Wollongong University |
| Ben Stafford Hutchieson | 0 | 2022 - Bachelor of Business (Economics, Finance and Trade) - Bachelor Degree (AQF 7) - University of South Australia ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Benjamin Scotta | 2016 | 2013 - Bachelor of Accounting - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2020 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Carol Ann O'brien | 2011 | 2005 - BSc Finance - - University College Cork, Ireland ~ 2012 - Diploma of Financial Services(Financial Markets) - - Australian Financial Markets Association |
| Casey Rock | 2013 | 2003 - Bachelor of Arts, Political Science and International Relations - - University of Queensland ~ 2010 - Bachelor of Business, Banking and Finance - - Queensland University of Technology ~ 2013 - Diploma of Financial Markets - - Australian Financial Markets Association |
| Charles John Randles | 2014 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2014 - Diploma of Financial Markets - Diploma (AQF 5) - AFMA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cheng-yung YU | 2018 | 2000 - Master of Business Administration - Masters Degree (AQF 9) - Soochow University, Taiwan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cheyne Gates | 2010 | 2004 - Bachelor of Economics - - University of Adelaide ~ 2004 - Bachelor of Finance - - University of Adelaide ~ 2010 - The Diploma of Financial Services (Financial Markets) - - Australian Financial Markets Asscociation ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Chris Reedman | 2009 | 2009 - AFMA - Diploma Of Financial Markets - - AFMA |
| Christopher Paul O'brien | 2008 | 2012 - Master of Applied Finance (Financial Markets) - Masters Degree (AQF 9) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Cynthia Hsu | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Daniel Alan Farrell | 2017 | 2010 - Bachelor of Agricultural Economics - Bachelor Degree (AQF 7) - The University of Sydney ~ 2011 - Diploma of Financial Services - Debt Markets - - Australian Financial Markets Association ~ 2011 - Diploma of Financial Services - FX Markets - - Australian Financial Markets Association ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Daniel James Turner | 2017 | 2012 - Bachelor of Commerce - - University of Wollongong ~ 2017 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Daniel W Norman | 2014 | 2011 - Diploma - Financial Services - - AFMA |
| Darin James Cook | 2003 | 1991 - Bachelor Degree - Commerce - - University of Queensland ~ 2018 - CPA Program - Professional Designations - CPA Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| David Bul Bior | 2014 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2014 - Diploma - Financial Services - - AFMA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| David Macedone | 2018 | 1994 - Bachelor of Economics - Bachelor Honours Degree (AQF 8) - The University of Sydney ~ 2000 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David William Giovanelli | 2009 | 1998 - Bachelor of Arts - Bachelor Degree (AQF 7) - Macquarie University ~ 2000 - Bachelor of Laws - Bachelor Degree (AQF 7) - Macquarie University ~ 2005 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Eleftherios John Kappadais | 2005 | 2003 - Bachelor Degree - Business & Economics & Finance - - Royal Melbourne Institute of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Emma Rochelle Brown | 2018 | 2008 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2008 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Macquarie University ~ 2014 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ethan Marsters | 2018 | 2017 - Bachelor of Arts (Politics) - Bachelor Degree (AQF 7) - Monash University ~ 2017 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Florence Grace Mcdonald | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Hayley Alana Dodd | 2022 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Jacob Tomas Cheverly | 2018 | 2017 - Bachelor of Commerce - Accounting & Financial Planning - - Deakin University ~ 2018 - Diploma of Financial Planning - - Mentor Education ~ 2023 - Masters of Banking and Finance - Masters Degree (AQF 9) - Monash University |
| James Francis Marazita | 0 | 2017 - Bachelor of Business (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2021 - Master of Finance - Masters Degree (AQF 9) - RMIT University ~ 2022 - Diploma of Financial Markets - Diploma (AQF 5) - AFMA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Thomas Sheehan | 2009 | 2000 - Bachelor of Arts - - La Trobe University ~ 2009 - Diploma of Financial Services - - Australian Financial Markets Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James William Muir-mccarey | 2010 | 2007 - Bachelor of Commerce - - University of Southern Queensland ~ 2010 - Diploma of Financial Markets - Foreign Exchange - Diploma (AQF 5) - Australian Financial Markets Association ~ 2020 - Diploma of Financial Markets - Debt Markets - Diploma (AQF 5) - Australian Financial Markets Association ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jarryd Callen Freeman | 2014 | 2008 - Bachelor of Commerce - - University of Melbourne ~ 2014 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jason Gorman | 2017 | 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2017 - Diploma of Financial Markets - - AFMA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jeremy Richard White | 2009 | 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - Marcus Oldham College ~ 2013 - Diploma of Financial Markets - Diploma (AQF 5) - AFMA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jing Jing Zhang | 2015 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Sydney ~ 2006 - Bachelor of Laws - Bachelor Degree (AQF 7) - The University of Sydney ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jonathan Buckle | 2012 | 2005 - Bachelor Degree (Hons) - Business - - Bournemouth University ~ 2012 - AFMA - Diploma of Financial Markets - - AFMA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jonathan David Cross | 2010 | 2007 - Bachelor Degree - Economics - - University of Western Australia ~ 2010 - AFMA - - AFMA |
| Jun Guo | 2008 | 2004 - Bachelor of Business and Commerce - - Royal Melbourne Institute of Technology ~ 2008 - Diploma of Financial Markets - - AFMA ~ 2008 - Master of Commerce - - University of New Sales Wales ~ 2008 - Master of Commerce - Masters Degree (AQF 9) - The University of New South Wales ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Justin Daffy | 1997 | 1994 - Bachelor of Economics - Bachelor Honours Degree (AQF 8) - La Trobe University ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2016 - Diploma of Financial Markets - Diploma (AQF 5) - AFMA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Justin James Green | 2004 | 2003 - Bachelor Degree - Economics - - University of Sydney ~ 2004 - Diploma - Financial Planning - - AFMA ~ 2014 - Masters Degree - Commerce - - Charles Sturt University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kaine Perry | 2007 | 2002 - Bachelor Degree (Hons) - Finance - - La Trobe University ~ 2007 - Diploma - Financial Services (Financial Markets) - - AFMA |
| Karen Gauci | 2018 | 2000 - Bachelor of Arts - Bachelor Honours Degree (AQF 8) - The University of Melbourne ~ 2000 - Bachelor of Science - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2005 - Diploma of Business (Banking and Finance) - Diploma (AQF 5) - RMIT University ~ 2014 - Diploma of Financial Services - - Australian Financial Markets Association ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kylie Edwards | 2018 | 2001 - Bachelor of Commerce & Administration - - Victoria University Wellington (NZ) ~ 2015 - Diploma of Financial Markets (Debt Markets) - - Australian Financial Markets Association ~ 2018 - Diploma of Financial Markets (Foreign Exchange) - - Australian Financial Markets Association |
| Kylie Jane Steene | 2001 | 2000 - Diploma - Business (Banking and Finance) - - Adelaide Institute of TAFE |
| Kymberlee Louise Condron | 2015 | 2011 - Bachelor of Commerce - - Deakin University, Burwood ~ 2015 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Laurie Scholes-robertson | 2018 | 1989 - Bachelor of Business (Accounting) - - Royal Melbourne Institute of Technology City Campus ~ 1990 - Graduate Diploma in Finance - - University of Melbourne ~ 1995 - Master of Commerce (Finance) - - University of Melbourne ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Leigh Harink | 2018 | 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT University ~ 2010 - Master of Professional Accounting - Masters Degree (AQF 9) - Deakin University ~ 2014 - Master of Commerce - Masters Degree (AQF 9) - Deakin University ~ 2016 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Liam Michael Williams | 2016 | 2007 - Advanced Diploma of Business - Advanced Diploma (AQF 6) - RMIT University ~ 2008 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lucas Vaughan | 2011 | 2008 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2011 - Master of Finance - Masters Degree (AQF 9) - RMIT University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lukasz Morawski | 2008 | 2005 - Bachelor of Commerce (Finance and Commercial Law) - Bachelor Degree (AQF 7) - Deakin University ~ 2008 - Diploma of Financial Services - Financial Markets - Diploma (AQF 5) - AFMA |
| Luke Shi Chuen Goy | 2022 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin Univesity ~ 2021 - Diploma of Financial Markets - Diploma (AQF 5) - AFMA |
| Mathew Hosking | 2011 | 2011 - Diploma - Financial Services - - AFMA |
| Matthew John Cogan | 2016 | 2007 - Bachelor of Arts, Economics - - University College of Cork, Ireland ~ 2008 - Masters in Business Economics - - University College of Cork, Ireland ~ 2016 - Diploma of Financial Markets - - AFMA ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Matthew Joshua Whitlock | 2018 | 2002 - Bachelor Business - Ag Commerce - - University of Sydney ~ 2012 - Diploma of Financial Services (Financial Markets) - - Australian Financial Markets Association |
| Matthew Stephen George | 2021 | 2019 - Bachelor of Business (Accountancy, Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2020 - Diploma of Financial Markets - Diploma (AQF 5) - Australian Financial Markets Association (AFMA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew William Luckley | 2011 | 2001 - AFMA - Dealer accreditation - - AFMA |
| Mia Yan | 2015 | 2010 - Master of Commerce (Advanced) - Masters Degree (AQF 9) - The University of Queensland |
| Michael John Sutherland | 2003 | 2004 - Diploma of Financial Markets (Derivatives, Foreign Exchange and Financial Markets) - Diploma (AQF 5) - AFMA ~ 2013 - Diploma of Financial Markets (Equity Market Advising) - Diploma (AQF 5) - AFMA ~ 2015 - Diploma of Financial Markets (Debt Markets and Derivatives) - Diploma (AQF 5) - AFMA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Natalie Methven | 2011 | 2012 - Diploma - FINANCIAL SERVICES - - AFMA |
| Nicole Kate Killey | 2004 | 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicole Looi | 2015 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2015 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicolette Mia DE Sanctis | 2018 | 2018 - Bachelor of Commerce (Finance Major) - - Deakin University ~ 2018 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Olivia Core | 2018 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Sydney ~ 2005 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Christopher Burns | 2010 | 2010 - Diploma - Financial Planning - - AFMA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Paul Clinton Foley | 2018 | 1999 - Bachelor of Commerce - - Curtin University of Technology ~ 2005 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paula Tahititia Garay Torres | 0 | 2008 - Master of Business in Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Peter Hodges | 2017 | 2013 - Bachelor of Business - - Monash University ~ 2017 - Diploma of Financial Markets - - Australian Fianancial Markets Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Phillip Lawford | 2008 | 2005 - Bachelor Degree - Finance - - Latrobe University ~ 2008 - Diploma - Financial Services (Financial Markets) - - AFMA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Richard Copper | 1996 | 1995 - Bachelor Degree - Economics and Politics - - University College of Wales |
| Rut Jan Van Henten | 2014 | 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Samuel Mario Minaudo | 2018 | 2016 - Bachelor of Business (Accounting and Finance) - Bachelor Degree (AQF 7) - La Trobe University Australia ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Diploma of Financial Markets - Diploma (AQF 5) - Australian Financial Markets Association (AFMA) |
| Sarah Jean Lauridsen | 1998 | 1994 - Certificate in Financial Markets - Certificate (AQF 1-4) - Securities Institute of Australia ~ 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Scott Bailey | 2005 | 2003 - Diploma of Financial Services - - AFMA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Scott Hubert Gladman | 1999 | 1996 - Bachelor Degree - Business - - Curtin University ~ 1997 - Bachelor of Business (Agribusiness) - - Curtin University ~ 1999 - Registered Wheat Futures Brokers Course - Other - Sydney Futures Exchange ~ 2010 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2014 - Diploma - Financial Planning - - AFMA ~ 2015 - Company Directors Course - - Australian Institute of Company Directors ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sean O'neil | 2018 | 1987 - Bachelor of Agricultural Science - - University of Sydney ~ 1991 - Graduate Diploma of Financial Markets - - Securities Institute of Australia ~ 2004 - Masters of Applied Finance - - Macquarie University ~ 2015 - Diploma of Financial Planning, RG146 Core Modules - - Kaplan ~ 2018 - Diploma of Financial Markets - - Australian Financial Markets Association |
| Shahrul Azmir HJ Shahriman | 2017 | 2003 - Bachelor of Accounting (Hons.) - - University Tenaga Nasional (UNITEN) Malaysia ~ 2007 - Master of Business Administration (International Business) - - Edith Cowan University ~ 2008 - Financial Planning Policy Compliance 146 (PS/RG 146) - - Finsia ~ 2009 - Diploma of Financial Services (Financial Markets) - - Australian Financial Markets Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Stuart Anthony Dalton | 2008 | 2001 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tansyn Press-andrew | 2024 | 2015 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Thomas John Simpson | 2018 | 2004 - Bachelor of Commerce - - University of New England ~ 2014 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Thomas Josey | 2009 | 2007 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Timothy Edmund Charles Waters | 2018 | 2000 - Bachelor of Commerce - - University of Melbourne ~ 2002 - AFMA Dealer Accreditation Program - - Australian Financial Markets Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tom Llewellyn Sutton | 2004 | 2001 - AFMA Dealer Accreditation Program - - Australian Financial Markets Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Toni Michelle Bainbrigge | 2017 | 2015 - Diploma of Financial Markets - - Australian Financial Markets Association ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tony William Prove | 2010 | 2010 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Tracy Ann Ferguson | 2018 | 2016 - Diploma Financial Markets - - Australian Financial Markets Association |
| Troy Furlong | 2018 | 2014 - Diploma of Financial Markets - - Australian Financial Markets Association |
| Wayde Keyser | 2018 | 1994 - Bachelor Degree - Commerce - - Curtin University ~ 2002 - Diploma - Financial Services - - AFMA ~ 2006 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professionalism in Financial Advicen - Bridging Course - Ethics - Kaplan Profesional |
| William John Mcconnell | 2017 | 2007 - Bachelor of Business (Financial Management) - Bachelor Degree (AQF 7) - La Trobe University ~ 2014 - Diploma of Financial Markets (Debt Markets) - - AFMA ~ 2016 - Diploma of Financial Markets (Foreign Exchange) - - AFMA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |