This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jason Misso | 1999 | Bachelor Degree - Business - Queensland University of Technology ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma - Financial Planning - FINSIA ~ Post Graduate - Chartered Accountant (CA) - Institute of Chartered Accountants in Australia |
| Kate-lyn Beyers | 2021 | Bachelor of Business Management (Majoring in Business Economics) - University of Queensland ~ Bachelor of Commerce (Majoring in Accounting and Finance) - University of Queensland ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Master of Financial Planning - KAPLAN |
| Leigh Mackie | 2021 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Ethics and Professionalism in Financial Advice - KAPLAN ~ Graduate Diploma of Financial Planning - KAPLAN |