This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Bruce Clark | 2006 | 1990 - Bachelor of Business - - UTS ~ 1997 - Diploma of Financial Planning - - Deakin University ~ 2006 - Diploma of Company Directors - - Australian Institute of Company Directors |
| Kathryn Mccallum | 2007 | 1988 - Bachelor of Arts (Hons) with majors in English Literature & Economics - - University of Sydney ~ 1993 - Master of Commerce - - University of New South Wales ~ 2000 - Graduate Diploma of Applied Finance & Investment - - Security Institute of Australia ~ 2005 - Graduate Diploma of Financial Planning (Standard) - - Kaplan ~ 2007 - Graduate Diploma of Financial Planning (Advanced) - - Kaplan |
| Leah Cameron | 2023 | 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |