This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Matthew Rhys Crosara | 2015 | 2014 - Diploma of Financial Planning - - International Institute of Technology ~ 2015 - Advanced Diploma of Financial planning - - Integrity Education Group ~ 2016 - Margin Lending - - Integrity Education Group |
| Michael Anthony Atta | 2006 | 2000 - Diploma Of Financial Planning - - FPA |
| Murray John Browne | 1986 | 2002 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2008 - FNS40804 Certificate IV in Financial Services (Finance/Mortgage Broking) - - The National Finance Institute |
| Shabab Bin Maqsud | 2016 | 2013 - Bachelor Of Commerce (Accounting) - - Macquarie University ~ 2016 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - Margin Lending Adviser (Personal Advice) - - Mentor Education ~ 2017 - Self Managed Superannuation Funds - - Mentor Education |