Morgans Financial Limited

AFS License Number
235410
Name
Morgans Financial Limited
ABN/ACN/ARBN
49010669726
Licensee issued
March 10, 2004
Address
Brisbane, 4000, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Adam Boyd Griffiths1994Certificate in Financial Markets - Securities Institute of Australia ~ Professional Diploma in Stockbroking - Deakin/ SAA
 Adam Mitchell Boyer2016Advanced Diploma of Financial Planning - KAPLAN ~ Bachelor of Commerce (Finance) - University of Qld ~ Diploma of Financial Planning - KAPLAN
 Adam Troy Williams1997Bachelor of Commerce - Deakin University ~ Graduate Diploma in Applied Finance and Investment - FINSIA
 Adrienne Webb2007Bachelor of Commerce - University of Queensland ~ Certified Financial Planner - FPA ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Agnes Sylvia Erdosi2018Bachelor of Commerce (Financial Planning) - Deakin ~ Diploma of Financial Planning - Kaplan Professional Education
 Ajit Shinde2018CFA Level 1 - CFA Institute ~ Diploma in Financial Planning - Kaplan ~ Master of Accounting - Charles Darwin University
 Alan Robert Costello1997Diploma of Financial Markets - Securities Institute of Australia
 Alexander Daniel Tynan2018Bachelor of Business (Accountancy) - Queensland University of Technology
 Alexander William Warner2003PS146 - Deakin University
 Alexandra Jane Burridge2010Bachelor of Medicine/ Surgery - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Graduate Diploma in Business - University of South Australia ~ Graduate Diploma of Oenology (Winemaking) - University of Adelaide
 Alicia Adams2011Bachelor of Arts - University of Melbourne ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Alistair John Milne2002Bachelor of Commerce - Griffith University ~ Diploma of Financial Services (Financial Planning) - TRIBECA
 Anastasios George2008Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional
 Andrea Louise Morgan2011Tier 1 Adviser Compliance Solution - KAPLAN
 Andrew Angus2014Diploma of Financial Planning - Kaplan Professional
 Andrew Benson Stafford2004Bachelor of Economics - University of Queensland ~ SDIA Accreditation Program - Deakin Prime
 Andrew Daniel Wilkie2017Bachelor of Commerce - Griffith University ~ Diploma of Financial Services - Kaplan
 Andrew David Brown2001Bachelor of Commerce - University of Queensland
 Andrew David Nathan2015Bachelor of Science - Murdoch University ~ Bachelor of Veterinary Medicine & Surgery - Murdoch University ~ Diploma of Financial Planning - Kaplan ~ Graduate Certificate of Commerce - University of Adelaide
 Andrew Duncan Horsbrugh1994Financial Services - Central TAFE ~ Margin Lending Accreditation Program - SAA
 Andrew Frederick Cragg2001ADA Level 1 & 2 - Kaplan ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia
 Andrew G Eddy2005Bachelor of Business (Business Information Systems) - RMIT University ~ Graduate Certificate in Financial Planning - FINSIA ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Andrew Hamish Fennell1999PS146 (Superannuation) - Securities Institute Australia ~ SDIA Accreditation Program - SDIA
 Andrew John Reeves Robertson1982Bachelor of Commerce - University of Queensland
 Andrew Luke Crestani2015Bachelor of Commerce - University of Southern Queensland ~ Diploma of Financial Planning - KAPLAN
 Andrew Nicholas Larkin2003Bachelor of Commerce - Bond University ~ Graduate Diploma of Applied Finance - FINSIA
 Andrew O'dell Fleming1994Bachelor of Business - University of Queensland ~ MBA - University of Central Queensland ~ Professional Diploma in Stockbroking - Deakin University
 Andrew Owen Prentice1999Bachelor of Commerce (Accounting & Finance) - University of Western Australia ~ Diploma of Financial Planning - Deakin ~ Graduate Diploma of Marketing - ECU
 Andrew Parkinson2008Bachelor of Business Management (International Business) - University of Queensland ~ Bachelors of Science (Drug Design & Development) - University of Queensland ~ Diploma of Financial Services - Pinnacle Financial Services ~ Masters of Applied Finance (Wealth Management & Investment Management) - Kaplan Professional
 Andrew Richard Fairley2004Diploma in Financial Markets - Securities Institute of Australia
 Andrew Robert Phillips2005Bachelor of Business (Economics & Finance) - RMIT University ~ SDIA Accreditation Program - Tier 1 - Deakin University
 Andrew William Inglis2015Bachelor of Commerce - University of Tasmania ~ Graduate Diploma in Financial Planning - FINSIA
 Andrew Wynn Look2015Bachelor of Commerce - Bond University ~ RG146 - KAPLAN
 Angus Douglas1981Diploma of Business Psychology - Queensland University of Technology
 Angus Malcolm John Mann2011Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Level 1& 2 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Education Pty Ltd ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association / DeakinPrime ~ Superannuation & Retirement Planning - Kaplan Education Pty Ltd
 Annabelle Kate Sterling Peters2018Diploma of Business - Careers Australia ~ Diploma of Financial Planning - Kaplan
 Anne Maree Germon2000Advanced Diploma in Accounting - TAFE North Coast ~ Certificate IV in Workplace Training and Assessment - Martin College ~ Diploma of Financial Planning - Deakin University
 Anne Purvis1988Accredited Derivatives Adviser level 1 - Tribeca ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities, Futures Markets and Managed investments - Securities and Derivatives Industry Association
 Annelise Bussoletti2018Bachelor of Economics and Finance - University of Wollongong ~ Diploma of Financial Planning - Kaplan
 Annie Michelle Sutcliffe2012Diploma of Applied Science - WACAE (Edith Cowan Uni)
 Anthony Damian Walsh1996Bachelor of Economics (Accounting) - La Trobe University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Anthony Foy2011Advance Diploma of Financial Planning - Kaplan Professional ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional
 Anthony Francis Greve LE Brun1974Margin Lending Accreditation Program - SAA ~ RG146 - Assessment Education Services
 Anthony James Raikes2013Bachelor of Business (Accounting) - Deakin University ~ Certificate IV in Small Business Management (NEIS Program) - Box Hill Institute ~ Diploma in Financial Planning - Kaplan Professional ~ Graduate Certificate in Management - Monash University
 Anthony John Beard1987Advanced Diploma of Financial Planning - Monarch Institute ~ Advanced Self Managed Superannuation Funds Program - Kaplan Professional Education ~ Cavendish & ICFS Specialist SMSF Course - University of Adelaide ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ General Securities Representative (Series 7) Examination - National Association of Securities Dealers ~ SMSF Association Specialist Member Accreditation Program - SMSF Association
 Anthony John Curtis1998Bachelor of Economics - University of Sydney ~ Securities Institute Diploma - FINSIA
 Anthony John Mackenzie1998Bachelor of Commerce (Banking and Finance) - University of Canberra ~ Tax (financial) Adviser - Tax Practitioners Board
 Anthony John Thomas Dennis2000Company Directors Course - Australian Institute of Company Directors ~ Company Directors Course - Australian Institute of Company Directors ~ Diploma of Financial Advising - Securities Institute Australia ~ Diploma of Financial Advising - Securities Institute Australia ~ Postgraduate Certificate of Management - University of Western Sydney ~ Postgraduate Certificate of Management - University of Western Sydney
 Anthony Joseph Milford1985Graduate Diploma in Financial Planning - Securities Institute of Australia ~ SIA Certificate - Securities Institute of Australia
 Anthony KA Wai Hung2013Bachelor of Commerce - The University of New South Wales ~ Master of Commerce - Macquarie University
 Anthony Robert Russell1991Financial Services - Central Tafe ~ TASA and the TPB Code of Professional Conduct - Kaplan
 Anthony Ross Miller2006Diploma of Financial Planning - Tribeca
 Anthony Stephen Wall1982Bachelor of Science - University of Melbourne ~ Financial Services - Central TAFE ~ Margin Lending Accreditation Program - SAA
 Arthur Ford Reynolds1998ASX / ACH Responsible Executive - ASX ~ Issues & Expectations in a Changed Market - ASX ~ RG146 - Assessment Education Services
 Arthur John Reynolds1969Margin Lending Accreditation Program - SAA ~ RG146 - Assessment Education Services
 Arvind Ballupet Shivakumar2017Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Business Administration - QUT
 Ashley James Greaves1993ASX Responsible Executive Certificate - ASX ~ Financial Services - Central TAFE
 Ashley James Sim2016Bachelor of Business (International) - QUT ~ Bachelor of Information Technology - QUT ~ Diploma of Financial Planning - KAPLAN
 Ashley Joy Hunter2018Bachelor of Business - RMIT
 Barbara Anne Sibley1999Develop, Present & Negotiate Client Solutions - Centre for Business Solutions ~ Establish Client Relationship and Analyse Needs - Centre for Business Solutions ~ Provide Advice in Managed Investments - Centre for Business Solutions ~ Provide Advice in Securities - Centre for Business Solutions ~ Specialist Knowledgee - Superannuation - Kaplan
 Barri-jon Stear2010Certificate in Financial Planning - Milpark Business School, Cape Town, South Africa ~ Diploma of Financial Planning - Kaplan ~ Securities & Managed Investments - Kaplan
 Beauregard Harrison Gerard2016Bachelor of Business (Marketing) - Griffith University ~ Bachelor of Commerce (Finance) - Griffith University ~ Professional Diploma in Stockbroking - Deakin Prime
 Benedict Hugh Tighe2001Bachelor of Business (Economics and Finance) - RMIT University ~ Graduate Diploma in Information Systems - RMIT University
 Benjamin Andrew Crouch2014Diploma In Financial Planning - Monarch Institute
 Benjamin Donald Williamson2003Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA
 Benjamin Frank Hatcher2005Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Professional Year - Chartered Accountant - Institute of Chartered Accountants
 Benjamin Jack Cavanough2018Bachelor of Business (Finance) - QUT ~ Masters of Applied Finance - Kaplan Professional
 Benjamin John Rodney2007Bachelor of Science (Biomedical Science) - University of Queensland ~ Graduate Diploma in Applied Finance & Investment - FINSIA ~ Masters of Applied Finance - Kaplan Professional
 Benjamin Joseph Kerry2003Bachelor of Commerce - University of Adelaide ~ Diploma in Superannuation Management - Macquarie University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Benjamin Roy Hollis1999Advanced Certificate in Accounting - TAFE ~ Certified Financial Planner Education Programme - Deakin University ~ Diploma of Financial Planning - FPA/ Deakin University
 Bernard John Power1994ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Bachelor of Commerce - University of Melbourne ~ Margin Lending - Stockbrokers Association of Australia ~ Responsible Executive Exam - Tribeca ~ Superannuation - Stockbrokers Association of Australia
 Bernard Mark Simlesa2018Bachelor of Business - University of the Sunshine Coast ~ Diploma of Financial Planning - Kaplan
 Blair Raymond Carroll1999Bachelor of Business (Accounting & Marketing) - Griffith University ~ Graduate Certificate of Applied Finance - FINSIA
 Bohdan Green Burima2009Advanced Diploma of Financial Services - Mentor Education ~ Bachelor of Arts (Economics) - University of Calgary ~ Certified Financial Planner - Financial Planning Association of Australia
 Boi Dinh (fiona) Fong2008Bachelor of Commerce - Curtin University of Technology ~ Margin Lending and Geared Investments - Kaplan ~ Master of Commerce (Finance) - Curtin University of Technology ~ Master of Financial Planning - Curtin University of Technology ~ Self Managed Super Funds - Kaplan
 Boris Patkin2012Bachelor of Industrial Chemistry - University of New South Wales ~ SAA Core 1 - SAA
 Bradley James Knight2004Bachelor of Economics - Adelaide University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Certificate in Applied Finance - Kaplan
 Bradley John Tuckerman2010Bachelor of Engineering - University of Newcastle ~ Diploma in Financial Services (Financial Planning) - Mentor Education
 Bradley Robert Burns1995Bachelor of Business (International Business) - Queensland University of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Bradley Robert Hamburg2005Bachelor of Business Administration - University of South West Texas ~ Diploma of Financial Markets - FINSIA ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Brendan Lake2000Diploma in Financial Markets - Securities Institute
 Brenden Mark Banks2007Diploma of Business and Computing - Lorraine Martin College ~ Diploma of Financial Markets - Securities Institute Australia ~ TASA and the TPB Code of Professional Conduct - Kaplan
 Brendon John Colville2017Advanced Financial Planning Certificate - Kaplan ~ Bachelor of Business (Accounting) - Avondale College ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Brent Allan Dawkins2009Bachelor of Commerce & Law - University of Tasmania ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - FINSIA
 Brent Desmond Fiedler2010Diploma of Financial Services - FINSIA
 Brent Plasier2002Bachelor of Business (Banking and Finance) - Charles Sturt University ~ Investment Planning 1 - Integratec ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Retirement Planning and Principles Course - Integratec
 Brett Francis Hunter2007Graduate Diploma of Applied Finance and Investment - Securities Institute Australia
 Brett Peter Boardman1998Bachelor of International Business - Griffith University ~ Graduate Diploma of Applied Finance & Investment - Securities Institute Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Master of Applied Finance - Macquarie University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Brett Peter Careedy2004Bachelor of Business (Economics & Finance) - RMIT ~ Diploma in Financial Markets - Securities Institute of Australia
 Brian Larkin1978Bachelor of Arts (Economics) - University of Sydney ~ Diploma of Education - University of Sydney
 Bronwyn Louise Reynolds2015Diploma of Financial Planning - KAPLAN ~ Graduate Certificate in Financial Planning - FINSIA
 Brooke Maree Gardener2017Diploma of Financial Planning - Kaplan
 Bruce Roald Kehm Smith2011Diploma of Professional Stockbroking - SAA ~ Diploma of Teaching - State Colledge of Victoria
 Bruce William Porter1991Certificate Course - Securities Institute Australia ~ Financial Services - Central TAFE ~ Margin Lending Accreditation Program - SAA
 Bryan Noel Davies1999Bachelor of Economics - University of New England ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Management - UNE
 Callum Joseph Glasby2007Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Finance) - University of Southern Queensland ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional
 Cameron Frederick Moule2015Bachelor of Commerce - University of Queensland
 Camilla Mary Brown1997Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Campbell James Walker2000Bachelor of Commerce (Honours) - Monash University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Campbell Stafford Harris2008Bachelor of Commerce (Banking & Finance) - University of Canberra
 Carol Corbey1992Entry Level Competencies - Kaplan Professional ~ Margin Lending Accreditation Program - SAA ~ SDIA Accreditation Program - Deakin University ~ Superannuation - RMIT University
 Carolyn Ethel Joy Sant2007Advanced Diploma of Financial Services (Financial Planning) - Mentor Education ~ Diploma of Financial Services - TRIBECA
 Catherine Annabelle Wood2018Core 1 Securities and Managed Investments Accreditation Program - Stockbrokers and Financial Advisers Association of Australia
 Charles Croxon Poolman1990Certificate II in Financial Markets - Securities Institute of Australia ~ Professional Diploma in Stockbroking - DeakinPrime ~ Stockbroking Licensing Program - Securities Institute of Australia
 Charles Joseph Gabriel2018Bachelor of Business - University of Tasmania ~ RG146 Generic Knowledge - Financial Education Professionals ~ RG146 Securities - Financial Education Professionals
 Charles Ronald Philip Baulch2008Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Finance - La Trobe University
 Charles Ross Johnston1997Bachelor of Financial Administration - University of New England ~ Chartered Accountant - Institute of Chartered Accountants ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Charles Smallhorn2002Bachelor of Arts - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma of Applied Finance and Investment - Securities Institute
 Cheyne Anthony Peat2016Diploma of Financial Planning - KAPLAN
 Christian Dimitriou2001Bachelor of Business - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Christof Alexander Kozaris1995Bachelor of Economics - Monash University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Australia ~ Series 7 - NASD Accreditation
 Christopher David Young2006Advanced Diploma of Accounting - TAFE NSW ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Finance - Newcastle University
 Christopher John Oldroyd2005Bachelor of Business (Finance/Banking) - Charlest Stuart University ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan
 Christopher John Titley2004Bachelor of Business (Marketing) - Queensland University of Technology ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Christopher John Tynan1998Financial Planning Principles and Practice Course - Securities Institute ~ Professional Diploma in Stockbroking - Deakin University
 Christopher Michael Power2006Bachelor of Commerce (Applied Finance & Financial Planning) - University of Wollongong
 Christopher Stewart Macdonald2007Bachelor of Commerce (Marketing & Economics) - Macquarie University ~ Diploma in Financial Markets - FINSIA
 Christopher William Kraegen2005Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Bachelor of Economics - The University of New South Wales ~ Diploma of Financial Services (Financial Markets) - AFMA
 Chung-ying Chiong1997Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Master of Business Administration - University of Queensland
 Clare Jean Rixon2005Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of South East Queensland ~ SMSF - Kaplan Professional
 Clifford Mark Daddo2003Margin Lending Accrediation Program - Deakin Prime/ SAA ~ PS 146 (Superannuation) - Securities Institute Australia ~ SDIA Accreditation Program - SDIA
 Clinton John Bush2018Bachelor of Business and Commerce - Monash University
 Clive Ronald Briggs1990Bachelor of Commerce - University of Queensland ~ Masters of Business Administration - Macquarie University
 Colin Thomas Marshall2008Financial Services Professionals - Entry Level Competencies - Integratec ~ Financial Services Professionals - Investment Planning 1 - Integratec ~ Financial Services Professionals - Risk Management - Integratec ~ Financial Services Professionals - Superannuation & Retirement Planning - Integratec
 Craig Walter Watson1999Bachelor of Business (Finance/Marketing/Management) - Southern Cross University ~ Certified Financial Planner Education Program - FPA ~ Diploma of Financial Planning - Deakin University
 Curt Alan Mathews2008Diploma of Financial Services (Financial Planning) - Finsia ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional
 Damian Ashley Collins2007Bachelor of Finance - Latrobe University ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma of Financial Planning - Securities Institute Australia
 Damien Nguyen2017Bachelor of Commerce - Deakin University
 Damon Tune1998Bachelor of Commerce - Griffith University
 Daniel Beaumont Knox2011Bachelor of Business (Banking and Finance) - QUT ~ Master of Business - QUT
 Daniel Hyam Dreyfus1988Bachelor of Commerce - University of New South Wales ~ Masters of Business Administration - Cranfield University
 Daniel Joseph Saltoon1998Margin Lending Accreditation Program - SAA ~ Professional Diploma in Stockbroking - SAA ~ Superannuation - Securities Institute
 Darrell Ling2005Bachelor of Commerce - Griffith University ~ Chartered Accountant - Institute of Chartered Accountants in Australia ~ Graduate Diploma of Applied Finance & Investments - Securities Institute of Australia
 Darren John Thompson2000Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Master of Business (Management) - University of Wollongong
 David Alexander Franklin2013Core 1 Securities and Managed Investments Accreditation - Stockbrokers Association of Australia ~ Diploma of Financial Planning - KAPLAN ~ Margin Lending - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 David Andrew Cope2008Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology
 David Brown1976Diploma Course of The Securities Institute of Australia - The Securities Institute of Australia ~ Professional Diploma in Stockbroking - Deakin University
 David Codey1987Bachelor of Commerce - University of New South Wales ~ Foundations of Financial Planning Part B: Financial Planning - KAPLAN
 David Driscoll1999ADA1 - ASX ~ ADA2 - ASX ~ Bachelor of Commerce - Curtin University of Technology ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Margin Lending - Stockbrokers Association of Australia
 David Geoffrey Heath1984RG146 - Assessment Education Services
 David John Cleal2000Bachelor of Business (Accounting) - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Practising Accountant - Australian Society of Certified Practising Accountants
 David John Mahn2013Bachelor of Commerce - Australian National University ~ Graduate Diploma in Financial Planning - Securities Institute Australia ~ Graduate Diploma in Management Studies - RAAF College
 David John Oliphant2001Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Australia
 David John Ritchie2002ACCREDITED DERIVATIVES ADVISER LEVEL 2 - KAPLAN PROFESSIONAL ~ BACHELOR OF BUSINESS - DEAKIN UNIVERSITY ~ POLICY STATEMENT 146 KNOWLEDGE ASSESSMENT - TRIBECA
 David John Taylor2006Bachelor of Commerce (Finance and Risk Management) - Griffith University ~ Graduate Diploma of Financial Planning - Kaplan (formerly FINSIA)
 David Neil Grosser2013Bachelor of Accountancy - University of South Australia ~ Diploma of Financial Services - Kaplan Professional ~ Masters of Business Administration - Deakin University
 David Neil Thompson2016Bachelor of Business (Accounting) - Griffith University ~ CFA Level 1 - CFA Institute ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Securities & Managed Investments - KAPLAN
 David Patrick Leslie2008Bachelor of Commerce (Finance) - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Mentor Education
 David Wright2004Bachelor of Arts - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Business - Queensland University of Technology
 Dean .V Rossetti2007Bachelor of Arts (Psychology) (Honours) - Flinders University of South Australia ~ Professional Diploma in Stockbroking - Deakin Prime ~ SDIA Accreditation Program - Deakin Prime
 Dean Lawrence Tuckerman1995Bachelor of Commerce (Finance) - University of Newcastle ~ FSR Accreditation - The centre for Business Solutions ~ TPB Code of Professional Conduct - Kaplan
 Dean Matthew Talbot2016Foundations of Financial Planning Part A: Generic Knowledge - Kaplan ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Tier 1 Margin Lending - Personal Advice - Kaplan
 Dean Robert Mellers2002Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Applied Finance and Investment - Securities Institute
 Deanne Emma Wolff2017Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Accounting - Central Queensland University ~ Diploma of Financial Planning - Kaplan
 Diana Lock1999CFP - Deakin University ~ Diploma of Financial Planning - Deakin University
 Dianne Colledge2004Diploma of Financial Services (Financial Planning) - TRIBECA
 Dougal Geoffrey Onus Maynes1996Bachelor of Business (International Management) - Queensland University of Technology ~ Diploma of Export Management - Queensland University of Technology
 Edward Paul Christoe2003Diploma of Financial Advising - Securities Institute
 Eric Kesler2003Accredited Derivatives Adviser Level 1 Exam - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) (FNB50802) - King's International College ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia
 Faith Margaret Armour2009Core 1: Securities + Managed Investments (RG146) - SDIA Professional Program
 Fiona Susan Rigg1992Commerce Degree - University of Western Australia
 Fraser William O'grady Dunne2014Bachelor of Commerce (Finance) - University of Queensland ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology
 Garry Thomas O'neill1989Bachelor of Economics - James Cook University of Northern Queensland ~ Certified Financial Planner (CFP) - FPA ~ Member of ICA and progressed to Fellow of ICA (FCA) - ICANZ
 Gary Robert Thorniley2001Bachelor of Science (Agriculture) - Honours - University of Western Australia ~ Certified Financial Planner - Financial Planning Association ~ Graduate Diploma of Business - Curtin University of Technology ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Gary Viezzi1975Deposit Products and Non-Cash payments - Financial Education Professionals ~ Fixed Income Accreditation - FIIG ~ Investment Planning 1 - University of Technology Sydney
 Geoffrey Charles Burton2007Diploma of Financial Markets - FINSIA
 Geoffrey Duncan Nash1968Bachelor of Commerce - University of Melbourne
 Geoffrey John Worrall1998Diploma of Financial Planning - Deakin University ~ Professional Diploma in Stockbroking - Deakin University
 Geoffrey Walter Voller1993Bachelor of Business (Accounting) - Queensland University of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Geoffrey William Jordan1989CFP - Deakin University ~ Diploma of Financial Planning - Deakin University
 George Tanaka2011Bachelor of Commerce (Economics) - Charles Darwin University ~ Diploma of Financial Planning - KAPLAN
 George Varlamos1970FoFA - Gearing & Margin Lending - Macquarie ~ FoFA - Platforms - Macquarie
 Georgina Hartley2006Bachelor of International Business - Griffith University ~ Graduate Diploma in Applied Finance - FINSIA ~ Professional Diploma in Stockbroking - Deakin Prime ~ SDIA Accreditation Program - Deakin University
 Giovanna Faraone2003Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Giuseppe Antonio Boemo2014Bachelor of Agricultural Science - The University of Melbourne ~ Bachelor of Commerce - The University of Melbourne ~ Master of Applied Finance - Macquarie University ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia
 Glenn Peter Luckie1995Diploma of Financial Planning - FPA
 Gordon Roger Barratt1998Bachelor of Business (Accounting) - Central Queensland
 Grainne Anne Noble2011Certificate IV in Financial Studies - Origin - HR ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ TASA and the TPB Code of Professional Conduct - Kaplan
 Grant John Williams1987Authorised Representative Certificate-Margin Lending,Derivatives Level 1,Securities, Generics - Morgans Financial Limited ~ Authorised Representative Certificate-Margin Lending,Derivatives Level 1,Securities, Generics - Morgans Financial Limited ~ Bachelor of Business - Kuring-gai College of Advanced Education ~ Bachelor of Business - Kuring-gai College of Advanced Education ~ Level 1 Accredited Derivatives Adviser - Australian Securities and Investments Commission ~ Level 1 Accredited Derivatives Adviser - Australian Securities and Investments Commission
 Gregory Haralambos Kouroulis2016Bachelor of Economics and Finance - University of Wollongong ~ Core 1 Securities and Managed Investments Accreditation - Stockbrokers Association of Australia ~ Margin Lending - Knowledge and Skills - KAPLAN ~ Superannuation and Retirement Planning - KAPLAN
 Gregory Kenneth Thompson2001Bachelor of Commerce (Econometrics) - Australian National University ~ Graduate Diploma in Financial Planning - Australian National University/ SIA ~ TASA and the TPB Code of Professional Conduct - Kaplan
 Gregory Thomas1994Diploma of Financial Markets - Securities Institute of Australia
 Gregory Thornton2006Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Applied Science (Systems Agriculture) - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Tribeca
 Gregory William Harris2012Bachelor of Business (Accounting) - Charles Sturt University ~ Master of Applied Finance (Financial Planning) - Charles Sturt University
 Hamish David Dunbar2005Bachelor of Commerce - Griffith University ~ Graduate Diploma of Financial Planning - FINSIA ~ SMSF Specialist Adviser - SMSF Association
 Hamish Robbie Dee1993Bachelor of Commerce - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Professional Diploma in Stockbroking - Deakin Prime University ~ Professional Diploma in Stockbroking - Deakin Prime University
 Heath Marc Hill2000Bachelor of Commerce - James Cook University ~ Diploma of Technical Analysis - FINSIA ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Henry Sean Mcquinn2008Bachelor of Business and Commerce - Monash University
 Huan Shin Toh2006Bachelor of Science (Metallurgy) (1st Class Honours) - University of New South Wales ~ Masters of Business Administration - The East-West Centre ~ Professional Diploma in Stockbroking - Deakin Prime ~ SDIA Accreditation Program - Deakin University
 Hugo James Dein2000Level 1 Accredited Derivatives Adviser - ASX ~ Level 2 Accredited Derivatives Adviser - ASX ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University
 Iain David Wilkie2018Diploma of Financial Planning - Kaplan
 Iain Llywelyn Jones2010Professional Diploma in Stockbroking - Deakin Prime
 Iain Michael Cooper2002Bachelor of Business (Banking & Finance) - University of Technology ~ Masters in Applied Finance - Securities Institute Australia ~ Professional Diploma in Stockbroking - Deakin University
 Ian Elks1998Bachelor of Commerce - University of Queensland ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Special Entry B - Financial Planning Association of Australia
 Ian Richard Schuntner1986Bachelor of Economics - University of Queensland ~ Professional Diploma in Stockbroking - SAA
 Isobelle Torralba1998Advanced Diploma of Financial Services (Financial Planning) - TRIBECA ~ Diploma of Financial Services (Financial Planning) - TRIBECA
 Jabin Luke Hallihan2005Foundations of Financial Planning - KAPLAN ~ Margin Lending and Geared Investments - KAPLAN ~ Securities, Futures Markets & Managed Investments Accreditation Program - SDIA
 Jack Eathan Mullins2016Core 1 Securities & Managed Investments Accreditation Program - SAA
 Jack Thomas Ellis2018Core 1 Securities & Managed Investments - Stockbrokers and Financial Advisers Association of Australia
 Jackson Dennis Stark2016Bachelor of Commerce (Accounting & Finance) - University of Southern Queensland ~ Diploma of Financial Planning - KAPLAN
 James Blair Thackray2012Bachelor of Business and Entrepreneurship - Victoria University ~ RG146 - RG146 Training Australia
 James Bruce Dawson2018Bachelor of Law - Kingston University ~ Diploma of Financial Planning - Mentor ~ Postgraduate Dip Est Management - London South Bank University
 James Daniel Syme2011Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Commerce - Monash ~ Diploma of Financial Services (Financial Planning) - IIT ~ Margin Lending Course - IIT ~ Self Managed Superannuation Funds - IIT
 James Ellice Smith1993Certificate in Financial Markets - Securities Institute Australia
 James Hogarth Chandler2009Bachelor of Business Management (HR Management & Industrial Relations) - University of Queensland ~ Bachelor of Commerce - University of Queensland
 James Ian Fulton-kennedy2015Bachelor of Commerce (Financial Planning) - Griffith University ~ Bachelor of Internatitonal Business - Griffith University
 James Kay2013Bachelor of Science - The University of Melbourne ~ Diploma of Financial Services - RMIT ~ Master of Commerce - RMIT ~ Superannuation & Life Insurance - RMIT
 James Thomas Barker2017RG146 - Kaplan
 James Thomas Macaulay2007Bachelor of Commerce - The University of Queensland ~ Bachelor of Laws - The University of Queensland ~ SDIA Accreditation Program - Tier 1 - Deakin University
 James Warwick Lawrence2018Graduate Diploma of Applied Finance (Major in Investment Managment) - Kaplan
 Jarred Robert Brooks2012Bachelor of Commerce (Accounting, Banking & Finance) - University of Queensland ~ Core 1 Securities & Managed Investment Accreditation program - Deakin University ~ Graduate Diploma of Financial Planning - KAPLAN ~ Master of Financial Planning - Kaplan ~ SMSF Specialist Adviser - SMSF Association
 Jarrod Gregory Ross2004Bachelor of Engineering - University of NSW ~ Graduate Certificate in Financial Planning - Finsia ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia
 Jarrod John Martin1999Bachelor of Business (Property) - RMIT University ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Securities Institute Australia
 Jason John Coffey2001Bachelor of Commerce - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia
 Jason Lund2011Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business (Hotel Management) - Griffith University
 Jason Turnbull1997Bachelor of Commerce - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association ~ Graduate Diploma of Financial Planning - Securities Institute
 Jayden Robert Pollard2018Bachelor of Commerce - University of Canberra
 Jean Kaoru Findlay1997Accreditation for Self Managed Super Funds - Tribeca ~ Bachelor of Science - University of Sydney ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending & Geared Investments - Deakin Prime ~ Master of Commerce (Finance) - University of New South Wales
 Jeff Potter2002Bachelor of Commerce - Flinders University of South Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Jeffrey Douglas Pappin1997Diploma of Financial Markets - Securities Institute of Australia ~ Professional Diploma in Stockbroking - Deakin University
 Jeffrey Robert Kumnick1985ASX Responsible Executive Exam - Kaplan ~ Accredited Derivatives Adviser Level One - KAPLAN ~ Financial Services - Central TAFE ~ Life Insurance - KAPLAN
 Jeffrey William Mckenzie White2012Certificate II in Hopsitality - Tourism College of Arts ~ Diploma in Financial Planning - RG146 Training Australia
 Jennifer Joan Davies2004Bachelor of Business (Marketing) - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Securities Institute (FINSIA)
 Joan Dorothy Colburn Mayne1986Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Jodie Anne Cowburn2016Bachelor of Business - Griffith University ~ Certificate IV in Compliance Management - Australian Compliance Institute ~ Certificate IV in Training & Assessment - Carson Australia ~ Diploma of Financial Planning - Financial Planning Association ~ Margin Lending & Geared Investments - KAPLAN
 Jodie Garden2015Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (Economics and Financial Planning) - Curtin University of Technology ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - AAMC Training Group
 Jodie Michelle Meynell1997Certified Financial Planner (CFP) - FPA - Deakin University/ FPA ~ Diploma of Financial Planning - Deakin University ~ SMSF specialist adviser - SMSF Association (SSA)
 John Alexander Corrie1992BA LLB - ANU ~ Diploma of Financial Management - University of New England ~ Financial Services - Central TAFE
 John Buchan Cleary2010Bachelor of Commerce (Finance & Financial Planning) - Deakin University ~ Graduate Diploma in Financial Planning - Kaplan Professional
 John Charles Holmes Clark1981Bachelor of Commerce - University of Western Australia
 John Lawrence Tuckerman1986Accountancy - Institute of Chartered Accountants ~ FSR Accreditation - The Centre for Business Solutions
 John Lindsay1987Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University
 John Martin Van DE Pol1998Bachelor of Business (Management) - QUT ~ Bachelor of International Business - Griffith University ~ Graduate Diploma of Financial Planning - Securities Institute Australia
 John Raymond Barker2013Bachelor of Commerce (Accounting) - University of NSW ~ RG146 - Stockbrokers Association of Australia
 John Savige Palmer1997Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning - Deakin University
 John William Turley2010Bachelor of Business (Accounting) - Queensland University of Technology ~ Tier 1 RG 146 Compliance - Kaplan
 Jonathan Alexander Ahlberg2005Advanced Diploma of Financial Services - KAPLAN ~ Tax (Financial) Adviser - TPB
 Jonathan Elliott Pitt2006Graduate Diploma in Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia
 Jonathan Sinclair Yagos2009Diploma in Financial Services (Financial Planning) - Mentor
 Jonathon Kirk2005Bachelor of Business - Monash University ~ CFP - FPA / Deakin ~ Diploma Financial Planning - FPA / Deakin
 Joseph Phillip Sim1997Bachelor of Commerce - Griffith University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Practising Accountant - CPA Australia ~ Diploma of Accountancy - Commercial Education Society ~ Diploma of Financial Planning - Deakin University
 Joshua Thomas Jones2011Bachelor of Business (Economics & Finance) - RMIT University ~ Bachelor of Commerce - University of Melbourne ~ Core 1 Securities and Managed Investments Accreditation Program - Deakin University
 Judith Maria Mostaard2001Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ SMSF Specialist Adviser (SSA) Accreditation - SMSF Association
 Julian Reynolds1969Bachelor of Commerce (Accountancy) - UNSW ~ Masters of Business Administration - Stanford
 Justin David Still2004Bachelor of Business (Agribusiness) - University of Queensland ~ Diploma of Financial Services - Securities Institute of Australia ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia
 Justin Robert James Sharples1999Bachelor of Economics - Macquarie University ~ Postgraduate Diploma in Accountancy - Macquarie University ~ Postgraduate Diploma in Economics, Politics and Industrial Relations - Oxford University
 Kai Braendstrup Hansen2004Bachelor of Business (Financial Planning) - RMIT ~ Graduate Diploma Applied Finance and Investment - FINSIA ~ Masters of Taxation (Financial Planning) - University of NSW ~ SMSF Specialist Adviser (SAA) Accreditation - SMSF Association
 Karen Els2015Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Mentor Education Group ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education
 Karen May Mcclimon-smith1995Diploma of Financial Advising - Securities Institute of Australia
 Karen Mctier1999Bachelor of Business (Accounting) - Central Queensland University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University & FPA
 Karl Joseph Brosnan2004Bachelor of Business (Economics & Marketing) - University of Southern Queensland ~ Graduate Diploma of Financial Planning - Securities Institute Australia ~ Investment Administration Qualification - Securities Institute UK
 Karyn Marie Ferguson2018Bachelor of Business (Accounting) - QUT ~ Graduate Diploma of Chartered Accounting - Institute of Chartered Accountant
 Katarzyna Radzka2018Advanced Diploma in Financial Planning - Kaplan ~ Bachelor of Business - Griffith University ~ Master of Communications - Swimburne University of Technology
 Kate Cross2015BA (Hons) Economics, Politics & North American Studies - University of Leeds, UK ~ Graduate Diploma of Financial Planning - FINSIA
 Kathleen Cecilia Paynter1986Bachelor of Arts - University of Queensland ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma in Financial Planning - Deakin ~ Graduate Diploma of Business Adminstration - Queensland University of Technology ~ Margin Lending Accreditation Program - SAA
 Kathryn Therese Zachariah2018Advanced Diploma in Financial Planning - Integrity Education ~ Diploma in Financial Planning - Integrity Education
 Kathy Maree Holmes1991Diploma of Financial Markets - Securities Institute of Australia
 Kay Smith1990ACI / ASX Compliance and Risk Fundamentals Course - Australasian Compliance Institute ~ SDIA Accreditation Program - Deakin
 Kellie Anne Kennett2008Bachelor of Behavioural Science - Griffith University ~ Professional Diploma in Stockbroking - Deakin University
 Kenneth George Beanland2015Bachelor of Economics (International Trade & Finance) - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional
 Kenneth Patrick Howard1996ASX/ACH Responsible Executive Exam - ASX ~ ASX/ACH Responsible Executive Exam - ASX ~ Bachelor of Economics - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Chartered Financial Analyst - CFA - CFA Instituted ~ Chartered Financial Analyst - CFA - CFA Instituted ~ Post Graduate Diploma in applied finance and investment - Securities Institute of Australia ~ Post Graduate Diploma in applied finance and investment - Securities Institute of Australia
 Kerry Darton2017Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Business - University of Technology Sydney ~ Self Managed Superannuation Funds - Kaplan
 Kevin John Massey1998ASX Responsible Executive Exam - ASX ~ Core 1 - Securities & Managed Investments - SAA
 Khim Shiong Chua2005Accredited Derivatives Adviser Level 1 - Deakin University ~ Graduate Certificate in Financial Planning - Securities Institute of Australia ~ Graduate Diploma of Applied Finance - FINSIA ~ Margin Lending and Geared Investments - Stockbrokers Association of Australia ~ Master of Business Administration (Finance) - University of Central Queensland
 Kim Lianne Kench2004Bachelor of Commerce (Economics & Marketing) - Macquarie University ~ Graduate Diploma in Financial Planning - Securities Institute Australia
 Kristen Gay Peut2010Core 1 Securities and Managed Investments Accreditation - Deakin University ~ Professional Diploma in Stockbroking - Deakin University
 Kurt William Telford2000Bachelor of Commerce & Management (Business Management) - Lincoln University ~ Graduate Diploma in Financial Planning - Securities Institute of Australia ~ Postgraduate Diploma of Commerce (Economics) - Lincoln University
 Kylie Jane Macdonald2000Diploma in Financial Advising - FINSIA ~ Diploma in Financial Markets - FINSIA ~ Diploma in Financial Planning - FINSIA
 Kylie Kym Eather2008Diploma of Financial Services - FINSIA
 Lachlan Alexander Mcphie2004ASX/ACH Responsible Executive Exam - ASX ~ Advanced Investment Planning - FPA ~ Estate Planning - FPA ~ Risk Management & Insurance Planning - FPA
 Lachlan John Morgan2012Bachelor of Business (Economics) - Queensland University of Technology ~ CFA Charter Holder - CFA ~ Graduate Diploma of Applied Finance and Investment - Kaplan Professional
 Laine Simon Brandis2001Bachelor of Commerce (Economics & Finance) - Curtin University of Technology ~ Graduate Diploma in Financial Planning - Securities Institute of Australia
 Laura Jane Wilson2016Bachelor of Business (Marketing) - University of Queensland
 Laurence Victor Saville1985Bachelor of Business (Accouning) - NSW IT
 Legh Hewitson Davis1968Bachelor of Economics - University of Adelaide ~ Bachelor of Laws (Honours) - University of Adelaide ~ Margin Lending Accreditation Program - Deakin Prime/ SAA
 Leigh Filipovic2010Bachelor of Arts - University of Melbourne ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Leigh James Corser2014Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime
 Leonardo Senese1994Bachelor of Commerce (Economics & Finance) - University of Western Sydney ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma of Financial Planning - Securities Institute Australia
 Les William Batchelor2003Certified Financial Strategist - AOIFP ~ Diploma of Financial Services - Integratec ~ FPA Authorised Assessor - FPA
 Lesley Ann Faehse1995Diploma of Financial Planning - RMIT ~ Graduate Diploma of Accounting - Flinders University ~ SMSF Specialist Advisor - SPAA
 Leslie Christopher Conceicao1999Bachelor of Arts (Economics & Industrial Relations) - University of Western Australia ~ Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Masters of Business Administration - University of Western Australia ~ Masters of Industrial Relations - University of Western Australia
 Linda Marie Harrington1999Associate Diploma of Business - Sunshine Coast Community College ~ Diploma of Financial Planning - Deakin University
 Lindsay Tang1995Accredited Derivatives Adviser Level 1 Exam - Kaplan Professional Education ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Master of Business in Finance - University of Technology Sydney ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association ~ Superannuation Module - Securities Institute Education
 Louise Jean Wegner-parker1996Certificate IV in Financial Services (Finance/Mortgage Broking) - KAPLAN ~ Diploma of Financial Planning - FPA ~ Estate Planning - Tribeca
 Lucy Wang1999Certificate in Financial Markets - Securities Institute Australia ~ Diploma of Commerce - Insearch Institute of Commerce ~ Masters of Business (Finance) - University of Technology
 Lukas Alexander Stergiou2018Bachelor of Commerce (Financial Planning) - University of Wollongong
 Luke Anthony Wilson2012Bachelor of Business (Economics & Finance) - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional
 Luke Geoffrey Pollard2018Diploma of Financial Planning - Kaplan
 Luke Mcelwaine2008Bachelor of Commerce - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Lynda Woods2005Diploma of Business - Monash University ~ Graduate Certificate in Case Management and Client Service - Deakin University
 Maddison Rogers2014Bachelor of Commerce (Financial Planning) - University of the Sunshine Coast
 Marcia Larissa Senn2000Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business Administration (Marketing) - Washington State University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Margaret Rose Morrissey1993Margin Lending Accreditation Program - Deakin Prime/ SAA
 Marijan Simunic2000Bachelor of Commerce - Monash University ~ Graduate Certificate in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute Australia
 Marion Jean Hardy1994Margin Lending Accreditation Program - Deakin/ SAA
 Mark David Thomas1993Bachelor of Economics - Sydney University ~ Professional Diploma in Stockbroking - Deakin University
 Mark Ellis Allara2000Bachelor of Business - University of Southern Queensland ~ Diploma of Financial Planning - Deakin University ~ SMSF Specialiast - SPAA
 Mark Gerald Davies1993Certificate in Financial Markets - Securities Institute Australia ~ Certificate in Financial Markets - Securities Institute Australia ~ Margin Lending & Geared Investments - Kaplan ~ Margin Lending & Geared Investments - Kaplan
 Mark Goes2006Diploma of Financial Markets - Securities Institute of Australia
 Mark Holden2001Deposit Products and Non-Cash payments - Financial Education Professionals ~ Investment Planning 1 - Integratec
 Mark James Olivetta2005Professional Diploma in Stockbroking - SAA ~ Registered Tax Agent - Tax Practitioners Board
 Mark Peters1995Bachelor of Economics (Honours Degree) - Monash University ~ Master of Economics - Monash University
 Martin Van Rooy2018Bachelor of Commerce - Deakin
 Mathew Hedditch2007Bachelor of Business (Communications) - Queensland University of Technology ~ SDIA Accreditation Program - Tier 1 - Deakin University
 Matthew Bede Mcnamara2007Bachelor of Commerce - Australian National University ~ Diploma of Financial Planning - Kaplan Professional
 Matthew Clarke2003Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Australia
 Matthew Daryl Johnson2001Diploma of Financial Planning - Deakin University ~ Tax (Financial) Adviser - Tax Practitioners Board
 Matthew David Macdonald2014Bachelor of Business Management - University of Queensland ~ Professional Diploma in Stockbroking - Deakin University
 Matthew Downing2014Advanced Self Managed Superannuation Funds - Kaplan Professional ~ Bachelor of Applied Science - University of South Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 Matthew Gerard Reid2000Graduate Diploma of Financial Services - Investment Training College
 Matthew Gordon2003Bachelor of Business (Accounting) - Queensland University of Technology ~ Certified Practicing Accountant - Deakin University ~ Diploma of Financial Planning - Deakin University
 Matthew James Barnaby Reid1998Bachelor of Arts (Honours) (Political Science) - University of Melbourne ~ Bachelor of Laws (Honours) - University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University
 Matthew James Keyte2018Bachelor of Commerce - Bond University ~ Bachelor of Laws - Bond University
 Matthew James Ryan2017Diploma of Financial Markets - Finsia ~ Graduate Diploma of Financial Planning - Kaplan
 Matthew Jason Auger2001Bachelor of Science - University of Melbourne ~ Diploma of Technical Analysis - Australian Technical Analyst's Association ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Matthew John Butturini2017Bachelor of Science - University of Sydney ~ Diploma of Financial Planning - Monarch Institute ~ Master of International Finance/ Master of Professional Accounting - Deakin University
 Matthew John Payne2009Diploma of Financial Advising - Securities Institute of Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Matthew Joseph Sala2018Diploma of Financial Planning - Kaplan
 Matthew Paul Mordaunt2008Certificate III in Banking - TAFE OTEN ~ Certificate III in Financial Services (Accounts Clerical) - TAFE ~ Certificate IV in Business Management - TAFE OTEN
 Matthew Peter Hollyman2008Bachelor of Business (Management and Marketing) - Queensland University of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma in Financial Planning - Securities Institute Australia
 Matthew William Carlsen2012Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Swinburne University of Technology
 Max Edward Tynan2014Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma of Chartered Accounting - Institute of Chartered Accountants in Australia
 Max Vickerson2009Bachelor of Engineering - University of Queensland ~ Diploma of Financial Markets - AFMA
 Meng Song2014Bachelor of Commerce (International) - The University of New South Wales ~ Master of Commerce (Funds Management) - The University of New South Wales
 Michael Donald Tynan1978Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Financial Planning - Securities Institute ~ SDIA - Deakin University
 Michael Erik Borjesson1997Bachelor of Business (Economics) - Queensland University of Technology ~ CFP - FPA ~ Graduate Diploma in Applied Finance and Investments - Securities Institute
 Michael Gerard Wood2010Bachelor of Economics - Monash University ~ Bachelor of Laws - Monash University ~ Chartered Financial Analyst - CFA Institute
 Michael Henry Tynan2015Bachelor of Commerce - University of Queensland
 Michael Hunter Mansfield1995Bachelor of Commerce - Deakin University ~ Master of Business Administration - Melbourne University
 Michael John Foster2001Bachelor of Commerce (Marketing) - Curtin University of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Michael John Ibbott2002Bachelor of Business (Accounting) - RMIT University
 Michael John Ryan1994Bachelor of Business - University of Southern Queensland ~ Diploma in Applied Science - Queensland University of Technology
 Michael John Sheridan2013Advanced Diploma of Financial Planning - KAPLAN ~ Diploma of Financial Planning - Kaplan ~ Diploma of Management - Entereprise Training Company ~ Diploma of Professional Stockbroking - S.A.A
 Michael Jurleka1997Bachelor of Business (Finance) - Edith Cowan University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Michael Lawrence Werry2005Bachelor Of Economics - Australian National University ~ Diploma of Financial Planning - Deakin University
 Michael Lindsay Dempsey2008Diploma of Financial Services (Financial Planning) - Mentor Education
 Michael Paul Aladjem2002Diploma in Financial Managements - Securities Institute Australia
 Michael Peter Willett2017Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Arts - University of Western Australia ~ Diploma of Financial Planning - Monarch Institute
 Michael Roe1992Bachelor of Engineering - University of Queensland ~ Diploma of Financial Planning - Deaking University ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia
 Michael Shaun Kenny1997Certificate Course of the Securities Institute of Australia - Securities Institute of Australia ~ Money Market Module - Securities Institute of Australia ~ PS146 - Securities Institute Australia ~ Stock Market Module - Securities Institute Australia ~ Superannuation - RMIT University
 Michael Thomas Mears2018Bachelor of Science (Honors) (Maths&Physics) - University of Glasgow ~ Diploma of Financial Planning - Kaplan Professional Education
 Michelle Marie Riley2008Diploma of Financial Markets - FINSIA
 Michelle Marisa Pais Lewis2018Core 1 - Securities & Managed Investments - Deakin Prime ~ Insurance & Risk Protection - Kaplan
 Mike Fittler2003Associate Diploma in Applied Science - Ryde College of Hospitatlity and Catering ~ Bachelor of Commerce (Applied Finance and Banking & Funds Management) - Griffith University
 Mischa Bolot2012Diploma of Financial Services (Financial Planning) - International Institute of Technology
 Mitchell Ryan2017Bachelor of Commerce (Economics and Finance) - Curtin University ~ Diploma of Financial Planning - Kaplan Professional
 Morgan Michael Henry Shipp2011LLB/ Bachelor of Commerce - Bond University ~ Legal Practice Diploma (College of Law) - Queensland University of Technology ~ Professional Diploma in Stockbroking - DeakinPrime
 Murray Colin Rogers1987Margin Lending Accreditation Program - SAA ~ SDIA Accreditation Program - Deakin University ~ Superannuation - RMIT University
 Nathan David Lead2012Bachelor of Business (Economics) - QUT
 Nathan James Little1999Certified Financial Planner (FPA) - Financial Planning Association ~ Diploma of Financial Planning - Deakin University
 Nathan Raymond Horne2018Bachelor of Business Majoring in Financial Management - James Cook University ~ Diploma of Financial Planning - Kaplan Professional ~ Tier 1 Margin Lending-Personal Advice - Kaplan Professional
 Navindra Muniratna1998Bachelor of Economics - University of Queensland ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Neil Austin Sutcliffe1989Bachelor of Arts in Combined Studies In Social Sciences - Duham University ~ Estate Planning Course - EstPlan ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ SMSF Specialist Adviser - Self Managed Super Fund Association
 Neil John Cole1984Diploma of Financial Planning - Deakin University
 Nicholas Anthony Harris2006Bachelor of Information Technology - Griffith University ~ Graduate Certificate in Applied Finance and Investment - FINSIA
 Nicholas Casey Styman2018Bachelor of Commerce - Griffith University ~ Bachelor of International Business - Griffith University ~ Level 1 - Chartered Financial Analyst - CFA Institute
 Nicholas Edward Chatterton2018Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning - Kaplan
 Nicholas Merwald2008Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce and Administration - Victoria University of Wellington ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education
 Nicole Angelucci2017Diploma of Financial Planning - Kaplan
 Nigel Greville Warwick Smith1975Bachelor of Commerce - University of Queensland
 Norman John Lloyd Burnett2002Bachelor of Commerce (Management & Marketing) - Curtin University of Technology ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Olivia Sheree Wiles2011Core 1 Securities and Managed Investments Accreditation - SAFAA
 Parveer Singh Bassi2018Bachelor of Commerce - Griffith University ~ Bachelor of International Business - Griffith University
 Patricia Elizabeth Tsicalas2009Bachelor of Commerce - Griffith University ~ Diploma of Financial Services - Kaplan
 Patrick John Morton2016Bachelor of Mathematics and Finance - University of Wollongong
 Paul Christopher Arthur Shepherd1984Bachelor of Financial Administration - University of New England ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Paul Edward Ford2010Margin Lending Accreditation Program - SAA ~ SDIA Accreditation - Deakin University
 Paul Henry James Tynan1970Associate with SIA Fellow (1990) - Securities Institute Australia ~ Bachelor of Business (Accounting) - Queensland University of Technology
 Paul Jason Kearney1996Graduate Diploma in Applied Finance & Investment - Securities Institute of Australia ~ Level 1 Accredited Derivatives Adviser - ASX ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ RMIT/SDIA Managed Investments Module - RMIT University ~ RMIT/SDIA Superannuation Module - RMIT University
 Paul Robertson Martin1999Bachelor of Business (Business Administration) - RMIT ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Post Graduate Diploma of Finance - Melbourne University
 Peter Alwin Lofvene Crafter1996Diploma of Financial Planning - FPA
 Peter Bernard Lucas2017Bachelor of Business - Monash University (Chisholm Institute) ~ Diploma of Financial Planning - International Institute of Technology ~ Master of Business Administration - City University, London
 Peter David Carpenter2006Bachelor of Business (Honours) - Queensland University of Technology ~ Bachelor of Business (Tourism) - University of Queensland ~ Diploma of Financial Services (Financial Planning) - TRIBECA
 Peter Harris1995Bachelor of Management - University of South Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Peter Henry Aubrey Oates1985Bachelor of Arts - UNSW ~ Financial Services - Central TAFE
 Peter James Coleman1995Bachelor of Science - University of Adelaide ~ Diploma of Financial Planning - FPA ~ Graduate Diploma in Applied Finance & Investments - Securities Institute of Australia
 Peter Jongebreur2002Deposit Products and Non-Cash payments - Financial Education Professionals ~ Graduate Diploma of Applied Finance - KAPLAN ~ Investment Planning 1 - Integratec ~ Margin Lending and Geared Investments - Kaplan ~ Retirement Planning - integratec (UTS)
 Peter Keir Clarke2015Certificate 4 in Financial Services - Origin ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia
 Peter Mark Foreman1993Certificate in Financial Markets - Securities Institute of Australia ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Peter Michael Knight2006Bachelor of Commerce - Griffith University
 Peter Noel Radnall Stock1992Bachelor of Arts - Monash University ~ Bachelor of Business (Banking and Finance) - Monash University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma in Financial Planning - Securities Institute Australia
 Philip Anthony Saal1999Bachelor of Commerce - University of Southern Queensland ~ Financial Planning Specialist - CPA ~ Tax Agent - Tax Practioners Board
 Philip Ian Hutton2010Bachelor of Commerce - University of Tasmania ~ Graduate Diploma of Financial Planning - FINSIA
 Piers Arundell1997Bachelor of Laws - Northern Territory University
 Porsha Shay Papas2018Bachelor of Commerce - Unit MAA255 - Deakin University
 Pravesh Daya1998Bachelor of Business - University of Southern Queensland ~ Graduate Diploma of Financial Planning - Securities Institute
 Ralph Justin Bryant2015Bachelor of Commerce - Adelaide University ~ Diploma of Financial Planning - KAPLAN ~ Level 1, Chartered Financial Analyst Program - CFA Institute
 Raymond Andrew Walter1989Certified Financial Planner - Deakin Univeristy
 Raymond Chor Man Chan1999Bachelor of Commerce (Accounting & Finance) - The University of New South Wales ~ Master of Commerce (Funds Management) - The University of New South Wales
 Reece James Keys2018Bachelor of Commerce majoring in accounting and financial planning - Griffith University
 Rhain Williams2011Bachelor Degree - Commerce - DEAKIN UNIVERSITY ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan
 Richard Blomfield2014Bachelor Degree - Business - Queensland University of Technology ~ Diploma - Financial Planning - Kaplan ~ Masters Degree - Applied Finance and Investment - Kaplan
 Richard Hopsick2001Diploma of Financial Advising - Securities Institute Australia
 Richard Ian Fairley1969Financial Services - Central TAFE ~ Margin Lending Accreditation Program - SAA
 Richard Michael Gregory1994Bachelor of Economics - University of Queensland ~ Core 1 Securities and Managed Investments Accreditation Program - Deakin University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Richard Patrick Woods2018Managed Investments & Securities - Mentor Education
 Richard Timothy Ahern2006Focus on Fixed Income - Online ~ Investment Planning 1 - KAPLAN
 Richard Walter Scott1983The Securities Institute Diploma Course - Securities Institute Australia
 Robert Barry Douglas2000Bachelor of Laws - Bond University
 Robert Elie Fiani1989Certificate in Financial Markets - The Securities Institute of Australia ~ Options course - University of Technology
 Robert Frederick Gibson1993Bachelor of Business - Queensland University of Technology ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Robert Galante1997Bachelor of Arts in Administration - Canberra College of Advanced Education ~ Certified Financial Planner - FPA ~ Diploma of Financial Advising - Securities Institute
 Robert Graham Bunn1995Bachelor of Arts - Paisley University ~ Financial Services - Central TAFE
 Robert John Conway1995Financial Services - Central TAFE
 Robert John Matthews2009Masters of Applied Finance - Kaplan
 Robert Murray Ward1979Diploma in Financial Services - Australian Financial Markets Association ~ Margin Lending Accreditation Program - SAA ~ Superannuation - RMIT University
 Robert William South2018Diploma of Financial Planning - Kaplan
 Robyn Joy Johnson2000Bachelor of Business (Accounting & Marketing Management) - University of New England ~ Diploma of Finance & Mortgage Broking Management - KAPLAN ~ Diploma of Financial Planning - FPA / Deakin University ~ Diploma of Financial Services - Kaplan
 Rocky Zappia2007Bachelor of Finance - University of Adelaide ~ Fixed Income Course - FIIG ~ Graduate Diploma of Financial Planning - FINSIA
 Roger Barry Skitt1997Introduction to Financial Planning - FPA ~ PS146 Compliance Program - Securities - SIA ~ TASA and the TPB Code of Professional Conduct - Kaplan
 Roger Beals Chandler1997Bachelor of Commerce - University of Queensland ~ Certified Practicing Accountant - CPA
 Roger Corrie1987Diploma of Agricultural Management - Glenormiston Agricultural College ~ Financial Servcies - Central TAFE ~ Margin Lending Accreditation Program - SAA
 Roger Taylor2017Associate Diploma of Business (Marketing) - Lorraine Martin ~ Diploma of Financial Planning - Kaplan
 Rohan Dayal2012Bachelor of Business Administration (Banking & Finance) - University of Canberra ~ Core 1 Securities & Managed Investments Accreditation Program - SAA
 Rollo Eric Gilbert Morgan2005Bachelor of Arts - Monash University ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Masters of Business Administration - Swinburne University of Technology
 Rosslyn Mckinnon2003Bachelor of Business (Accountancy) - Queensland University of Technology ~ Certified Practising Accountant - Deakin University ~ Diploma of Financial Services - FPA
 Russell James Holmes1996Advanced Diploma of Financial Planning - Securities Institute of Australia ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Advising - Securities Institute of Australia
 Ryan Hoffman2003Bachelor of Commerce - University of New South Wales ~ Graduate Diploma of Applied Finance - Securities Institute of Australia ~ RG 146 - DeakinPrime
 Ryan Matthew Myler2007Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Exercise Science - Griffith University ~ Diploma of Financial Services (Financial Planning) - Tribeca
 SU Fong Goh2001Bachelor of Commerce (Honours) - University of NSW ~ Certified Financial Planner - Financial Planning Association of Australia
 Sam Moraro1992Bachelor of Commerce (Applied Finance) (Honours) - Deakin University ~ Professional Diploma in Stockbroking - Deakin University
 Samantha Jeanne Morris2009Bachelor of Commerce - University of Canberra ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional
 Samuel Thomas Houston Paradice1995Bachelor of Arts - University of New England ~ Masters of Applied Finance and Investment - SIA ~ Post Graduate Diploma in Business Studies - University of New England
 Samuel Wicks2009Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Bachelor of Economic and Social Sciences - The University of Sydney ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ Master of Applied Finance - Macquaire University ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Sandra Crouch2002Economics and German (Honours) - University of Wales ~ Graduate Diploma in Financial Planning - Securities Institute Australia
 Sandra Susanne Mason2007Diploma of Financial Planning - KAPLAN ~ Margin Lending - Stockbrokers Association of Australia ~ PS146 Compliance (Securities and Managed Investments) - The Securities Institute of Australia ~ Professional Diploma in Stockbroking - Stockbrokers and Financial Advisers Association of Australia ~ Superannuation - KAPLAN
 Scott Charles Fraser2008Bachelor of Science - Edith Cowan University ~ Graduate Diploma of Applied Finance - Kaplan ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Scott Douglas Harvey1995Bachelor of Commerce - University of Tasmania
 Scott Murdoch2000Bachelor of Business - Queensland University of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Scott Murray Forbes Murdoch2008Bachelor Agricultural Economics - University of New England ~ Graduate Certificate in Applied Finance and Investment - Kaplan
 Scott William Power2000Bachelor of Commerce - University of Queensland ~ Certified Practicing Accountant - CPA ~ Diploma Course of the Securities Institute of Australia - FINSIA
 Seamus Gregory Nicol2009Advanced Diploma of Business (Marketing) - APM Academy ~ Bachelor of Arts (History and Australian Studies) - University of Sydney ~ Professional Diploma in Stockbroking - Deakin Prime
 Sean Duane Gallagher2004Series 7 - US Securities & Exchange Commission
 Sean Patrick Gaskell1995Diploma of Financial Planning - Deakin University ~ Series 7 - NASD Accreditation
 Shakhrukh Rasulov2016Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Accounting) - Central Queensland University ~ Cert IV Finance and Mortgage Broking - Australian College of Professionals ~ Diploma of Financial Planning - Mentor Education
 Shannon Elizabeth Williams2018Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional
 Shaun Kenneth Trewin2011Bachelor of Accountancy - University of South Australia ~ Bachelor of Commerce - Royal Melbourne Institute of Technology (RMIT) ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants in Australia
 Silas HO Dunstan2011Bachelor of Business/ Bachelor of Arts (International Studies) - University of Technology ~ Bachelor of Science and Mathematics - University of NSW ~ TASA and the TPB Code of Professional Conduct - Kaplan
 Simon Alan Reed2001Diploma of Education - University of New England ~ Graduate Diploma in Applied Finance - Securities Institute of Australia
 Simon Andrew Bond1987Diploma of Financial Markets - Securities Institute Australia
 Simon Andrew Shepherd2009Bachelor of Business (Finance & Accounting) - University of Technology ~ Diploma in Financial Planning - Kaplan Professional
 Simon James Callaghan2015Bachelor of Business Management - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Diploma of Financial Planning - KAPLAN ~ TASA and the TPB Code of Professional Conduct - Kaplan
 Simon James Davies2007Derivaties Accreditation Program - SAA ~ Diploma Financial Services - KAPLAN ~ Foreign Exchange Accreditation Program - SAA ~ Margin Lending Accreditation Program - SAA ~ Professional Diploma in Securities & Derivaties - SAA
 Simon Keith Royle2002ASX Broker Exam - Securities Institute Australia ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional
 Simon Peter Ferguson2000Bachelor of Commerce - University of Queensland
 Simon Richard Hopkins2002Bachelor of Commerce (Economics & Marketing) - Deakin University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia
 Simon Tarrant2018Bachelor of Business - UTS ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma Chartered Accountants - Chartered Accountants Australia and New Zealand
 Simon Thomas Cox2008Bachelor of Commerce (Accounting/ Finance) - University of Tasmania ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma in Chartered Accounting - Institute of Chartered Accountants
 Sky Nillas Kendall2006Bachelor of International Business - Griffith University ~ Graduate Diploma of Applied Finance & Investments - FINSIA
 Sophia Elizabeth Doyle2014Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma Financial Planning - Mentor Education ~ Diploma Financial Planning - Mentor Education
 Stephen . M. Gillon1964Margin Lending Accreditation Program - SAA ~ Superannuation - RMIT University
 Stephen David Pill2007Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Certificate of Management (Marketing) - University of Queensland ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Stephen Gulbrandson2012Advanced Diploma of Financial Planning - IIT ~ Bachelor of Business - University of Tasmania ~ Graduate Diploma in Applied Finance - Kaplan Professional
 Stephen John Douglas Cole2016Bachelor of Commerce (Accounting & Finance) - University of New South Wales ~ Certified Practising Accountant - CPA Australia ~ Diploma of Applied Finance and Investment - FINSIA ~ Diploma of Financial Planning - KAPLAN ~ Master of Business Administration - Curtin University
 Stephen Mcallister1996Professional Diploma in Stockbroking - Deakin University
 Steven Aubrey Wright2002Bachelor of Economics - University of Queensland
 Steven Bernard Newman2014Bachelor of Science (Hons) - London University ~ Margin Lending Accreditation Program - SAA ~ RG146 - Assessment Education Services
 Steven David Burgess2008SDIA Accreditation Program - Deakin University
 Steven James Farrell2013Graduate Diploma of Applied Finance - Kaplan Professional
 Steven John Greentree1999Diploma of Financial Services (Financial Planning) - KAPLAN ~ Margin Lending Accreditation Program - SAA ~ Superannuation & Retirement Planning - KAPLAN
 Steven Mario Cartwright2000Diploma of Financial Planning - Deakin University
 Stuart Doherty2008Foundations of Financial Planning - Kaplan
 Stuart Maxwell Warren1997Bachelor of Commerce (Marketing and Human Resourse Management) - Griffith University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Master of Business Administration - Griffith University
 Stuart Upham Forbes Mackenzie2007Bachelor of Commerce & Management (Finance) - Lincoln University ~ Bachelor of Commerce (2nd Hons) - Lincoln University ~ RG146 - Deakin Prime
 Sue Ann Mills2004Bachelor of Applied Science (Sports Studies) - University of Canberra ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Suzana Tripkovic2000Bachelor of Commerce - University of Wollongong ~ Certificate IV in Accounting - TAFE NSW ~ Diploma of Financial Planning - Deakin University
 Suzanne Mary Barnaby1993Advanced Diploma of Financial Planning - KAPLAN Professional ~ Bachelor of Business - Queensland Univeristy of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Tax Agent - Tax Practitioners Board
 Tania Rachel Smyth2017Diploma in Financial Markets - Kaplan ~ Professional Diploma in Stockbroking - Stockbrokers and Financial Advisers Association
 Teagan Anne Curtin2013Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan
 Terri Margaret Bradford1997Diploma of Financial Planning - Deakin University ~ SMSF Adviser Education Program - FPA ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association
 Thomas James Adams2014Bachelor of Business & Bachelor of Health Science - Queensland University of Technology ~ Certificate IV in Financial Services - AAMC ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Thomas James Boorman2006Bachelor of Commerce - University of Adelaide
 Thomas James Clarence Crommelin2010Bachelor of Commerce - University of Queensland ~ Core 1 Securities and Managed Investments Accreditation Program - SAA
 Thomas John Henry Lee2018Bachelor of Business (Finance) - QUT ~ Master of Business (Applied Finance) - QUT
 Thomas Peters2018Financial Planning Fundamentals - Kaplan
 Thomas Robert Sartor2006Bachelor of Engineering - University of Queensland ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Thomas William Roberts2013Bachelor of Business (Economics) - Griffith University ~ Diploma of Financial Planning - Kaplan
 Timothy Carvolth1996Financial Servcies - Central TAFE ~ Margin Lending Accreditation Program - SAA
 Timothy Clarke1994Bachelor of Economics (Accounting) - Flinders University of South Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma Financial Planning - Deakin University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Timothy David Beattie1994Bachelor of Commerce - University of Western Australia ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Timothy James Russell2018Bachelor of Business Management - University of Queensland ~ Diploma of Financial Planning - Mentor Education Pty Ltd
 Timothy John Palframan2014Core 1 Securites & Managed Investments Accreditation Program - Deakin University ~ Diploma of Accounting - Kangaroo Point TAFE
 Timothy John Tersteeg2015Bachelor of Engineering (Honours) - Melbourne University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Superannuation - RMIT/ SDIA
 Timothy Lars Harrington2006Accredited Derivatives Adviser Level 1 Exam - Kaplan Professional Education ~ Bachelor of Commerce - Bond University ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Master of Commerce - Queensland University of Technology ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 Timothy Peter Evans2009Bachelor of Commerce (Accounting/ Banking & Finance) - University of Queensland ~ Core 1 Securities and Managed Investments Accreditation Program - SDIA
 Todd Robert Kerslake2005Diploma of Financial Services - Securities Institute Australia
 Tom Gray2007Deposit Products and Non-Cash payments - Financial Education Professionals ~ Margin Lending and Geared Investments - Kaplan ~ The Securities & Derivatives Industry Association Accreditation Program - Deakin University
 Tristan Sakari Ahlholm2006Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma (ICAA) - Institute of Chartered Accountants
 Troy Graham Fidler2013Diploma of Stockbroking - SAA/ Deakin Prime
 Tyler Anthony Bernard Spence2018Bachelor of Business - Griffith University
 Vanessa Dani Castle2018Tier 1 Generic Knowledge - Kaplan ~ Tier 1 Securities - Personal Advice - Kaplan
 Vernon Low2000Diploma of Financial Advising - Securities Institute Australia
 Warren Peter Fowler1989Financial Planning Principles and Practice - Securities Institute Australia
 Warwick Boyd Crane2006Bachelor of Business - The University of Newcastle
 Wayne James Shand2013Bachelor of Business (Accounting) - RMIT University ~ Core 1 - Securities & managed investments accreditation program - Deakin University
 Wilani Conradie2008Bachelor of Commerce - University Stellenbasch ~ Bachelors of Law - University Stellenbasch ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - FINSIA ~ Masters of Law - University Stellenbasch
 William Charles Corkill2016Bachelor of Economics - Macquarie University ~ Graduate Diplom of Applied Finance and Investment - Securities Institute of Australia
 William George Bishop1998Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association
 William Grantley Chatterton1981Bachelor of Veterinary Science - University of Queensland
 William Hector Partington1993Business Certificate Accounting - Elizabeth TAFE ~ Professional Diploma in Stockbroking - Deakin Prime
 William Keith Lawson2013Diploma of Financial Services - AFMA
 William Leslie Peters2001Bachelor of Business (Accountancy) - Queensland University of Technology ~ Graduate Certificate of Financial Planning - FINSIA ~ Graduate Diploma of Advanced Accounting - Queensland University of Technology ~ Masters of Business Administration - Queensland University of Technology
 William Michael Anderson2017Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional
 William Peter Lewis1988Bachelor of Economics - Flinders University of South Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Fixed Income Course - FIIG
 William Stanley Hickson2012Bachelor of Business Management - University of Queensland
 William Watson Douglas2004Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Certificate in Financial Planning - FINSIA
 Xiaodi Fan2017Bachelor of Commerce (Accounting and Finance) - University of Queensland