This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Boyd Griffiths | 1994 | Certificate in Financial Markets - Securities Institute of Australia ~ Ethics and Professional Relationships - QUT ~ Professional Diploma in Stockbroking - Deakin/ SAA |
| Adam Mitchell Boyer | 2016 | Advanced Diploma of Financial Planning - KAPLAN ~ Bachelor of Commerce (Finance) - University of Qld ~ Diploma of Financial Planning - KAPLAN |
| Adam Troy Williams | 1997 | Bachelor of Commerce - Deakin University ~ Graduate Diploma in Applied Finance & Investment - FINSIA |
| Adrienne Webb | 2007 | Bachelor of Commerce - University of Queensland ~ Certified Financial Planner - FPA ~ Graduate Diploma in Applied Finance & Investment - FINSIA |
| Aidan Michael Patterson | 2022 | Bachelor of Commerce with Distinction (Financial Planning & Finance) - Deakin University ~ Ethics & Professional Relationship - QUT |
| Aiden John Curtis | 2023 | Bachelor of Business - University of Technology Sydney ~ Graduate Diploma in Financial Planning - University of Technology Sydney |
| Ajit Shinde | 2018 | CFA Level 1 - CFA Institute ~ Diploma in Financial Planning - Kaplan ~ Master of Accounting - Charles Darwin University |
| Alexander Daniel Tynan | 2018 | Bachelor of Business (Accountancy) - Queensland University of Technology ~ Chartered Accountant - Chartered Accountants Australia & NZ ~ Ethics and Professional Relationships - QUT |
| Alexandra Jane Burridge | 2010 | Bachelor of Medicine/ Surgery - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Business - University of South Australia ~ Graduate Diploma of Oenology (Winemaking) - University of Adelaide |
| Alicia Adams | 2011 | Bachelor of Arts - University of Melbourne ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Alistair John Milne | 2002 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Services (Financial Planning) - TRIBECA |
| Andrea Louise Morgan | 2011 | Tier 1 Adviser Compliance Solution - KAPLAN |
| Andrew Angus | 2014 | Diploma of Financial Planning - Kaplan Professional |
| Andrew Benson Stafford | 2004 | Bachelor of Economics - University of Queensland ~ Ethics and Professional Relationships - QUT ~ SDIA Accreditation Program - Deakin Prime |
| Andrew Daniel Wilkie | 2017 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Services - Kaplan |
| Andrew David Brown | 2001 | Bachelor of Commerce - University of Queensland |
| Andrew Duncan Horsbrugh | 1994 | Financial Services - Central TAFE ~ Margin Lending and Geared Investments - Deakin Prime |
| Andrew Graeme Eddy | 2005 | Bachelor of Business (Business Information Systems) - RMIT University ~ Ethics and Professional Relationships - QUT ~ Graduate Certificate in Financial Planning - FINSIA ~ Graduate Diploma of Applied Finance and Investment - FINSIA |
| Andrew Hamish Fennell | 1999 | PS146 (Superannuation) - Securities Institute Australia ~ SDIA Accreditation Program - SDIA |
| Andrew John Reeves Robertson | 1982 | Bachelor of Commerce - University of Queensland |
| Andrew Nicholas Larkin | 2003 | Bachelor of Commerce - Bond University ~ Graduate Diploma in Applied Finance and Investment - FINSIA |
| Andrew O'dell Fleming | 1994 | Bachelor of Business - University of Queensland ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ MBA - University of Central Queensland ~ Professional Diploma in Stockbroking - Deakin University |
| Andrew Owen Prentice | 1999 | Bachelor of Commerce (Accounting & Finance) - University of Western Australia ~ Diploma of Financial Planning - Deakin ~ Graduate Diploma of Marketing - ECU |
| Andrew Parkinson | 2008 | Advanced Diploma of FinancialPlanning - Mentor ~ Bachelor of Business Management (International Business) - University of Queensland ~ Bachelors of Science (Drug Design & Development) - University of Queensland ~ Masters of Applied Finance (Wealth Management & Investment Management) - Kaplan Professional |
| Andrew Richard Fairley | 2004 | 924 Superannuation and Skills - Kaplan ~ Diploma in Financial Markets - Securities Institute of Australia ~ Ethics and Professional Relationships - QUT ~ Margin Lending Accreditation Program - Deakin Prime ~ SDIA RG146 Accreditation Program - Deakin |
| Andrew Robert Phillips | 2005 | Bachelor of Business (Economics & Finance) - RMIT University ~ SDIA Accreditation Program - Tier 1 - Deakin University |
| Andrew William Inglis | 2015 | Bachelor of Commerce - University of Tasmania ~ Graduate Diploma in Financial Planning - FINSIA |
| Andrew Wynn Look | 2015 | Bachelor of Commerce - Bond University ~ Ethics and Professional Relationships - QUT ~ RG146 - KAPLAN |
| Annelise Aquilina | 2018 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Economics and Finance - University of Wollongong ~ Diploma of Financial Planning - Kaplan |
| Annie Michelle Sutcliffe | 2012 | Foundations of Financial Planning - Kaplan ~ Investment Planning 1 - Kaplan |
| Anthony James Raikes | 2013 | Bachelor of Business (Accounting) - Deakin University ~ Certificate IV in Small Business Management (NEIS Program) - Box Hill Institute ~ Diploma in Financial Planning - Kaplan Professional ~ Graduate Certificate in Management - Monash University |
| Anthony John Beard | 1987 | Advanced Diploma of Financial Planning - Monarch Institute ~ Advanced Self Managed Superannuation Funds Program - Kaplan Professional Education ~ Cavendish & ICFS Specialist SMSF Course - University of Adelaide ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ General Securities Representative (Series 7) Examination - National Association of Securities Dealers ~ SMSF Association Specialist Member Accreditation Program - SMSF Association |
| Anthony John Curtis | 1998 | Bachelor of Economics - University of Sydney ~ Ethics and Professional Relationships - QUT ~ Securities Institute Diploma - FINSIA |
| Anthony John Mackenzie | 1998 | Bachelor of Commerce (Banking and Finance) - University of Canberra ~ Ethics and Professional Relationships - QUT ~ FASEA (Financial Adviser) Exam - FASEA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
| Anthony John Thomas Dennis | 2000 | Company Directors Course - Australian Institute of Company Directors ~ Diploma of Financial Advising - Securities Institute Australia ~ Postgraduate Certificate of Management - University of Western Sydney |
| Anthony Joseph Avery | 1997 | Bachelor of Arts (Economics) - University of Western Australia ~ Margin Lending - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 - Deakin Prime ~ Series7 - SEC |
| Anthony Joseph Milford | 1985 | Graduate Diploma in Financial Planning - Securities Institute of Australia ~ SIA Certificate - Securities Institute of Australia |
| Anthony Peel | 1999 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Life Insurance - Association of Financial Advisers ~ FASEA (Financial Adviser) Exam - FASEA ~ Graduate Diploma of Financial Planning - Kaplan |
| Anthony Ross Miller | 2006 | Diploma of Financial Planning - Tribeca ~ Margin Lending Accreditation Program - Deakin Prime |
| Antony Santomartino | 2015 | Bachelor of Commerce and Economics - Monash University ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Applied Finance - Monash University |
| Arthur Ford Reynolds | 1998 | ASX / ACH Responsible Executive - ASX ~ RG146 - Assessment Education Services |
| Arvind Ballupet Shivakumar | 2017 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professional Relationships - QUT ~ Master of Business Administration - QUT |
| Ashley James Sim | 2016 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business (International) - QUT ~ Diploma of Financial Planning - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Ashley Joy Hunter | 2018 | Bachelor of Business (Financial Planning) - RMIT |
| Barri-jon Stear | 2010 | Certificate in Financial Planning - Milpark Business School, Cape Town, South Africa ~ Diploma of Financial Planning - Kaplan ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Securities & Managed Investments - Kaplan |
| Benedict Hugh Tighe | 2001 | Bachelor of Business (Economics and Finance) - RMIT University ~ Graduate Diploma in Information Systems - RMIT University |
| Benjamin Andrew Crouch | 2014 | Diploma In Financial Planning - Monarch Institute ~ Master of Applied Finance - Kaplan |
| Benjamin Buchanan | 2008 | Bachelor of agri business - University of New England ~ Ethics and Professional Relationships - QUT ~ Graduate Certificate Applied Finance and Investment - Finsia ~ Professional Diploma in Stockbroking - Deakin ~ RG146 - Deakin Prime |
| Benjamin Donald Williamson | 2003 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Ethics and Professional Relationships - QUT |
| Benjamin Drew Kirkegaard | 1996 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Planing - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Benjamin Frank Hatcher | 2005 | Bachelor of Commerce - University of Queensland ~ Chartered Accountant - Institute of Chartered Accountants ~ Graduate Diploma of Applied Finance and Investment - SAA |
| Benjamin Jack Cavanough | 2018 | Bachelor of Business (Finance) - QUT ~ Masters of Applied Finance - Kaplan Professional |
| Benjamin John Rodney | 2007 | Bachelor of Science (Biomedical Science) - University of Queensland ~ Graduate Diploma of Applied Finance & Investment - FINSIA ~ Masters of Applied Finance - Kaplan Professional |
| Benjamin Roy Hollis | 1999 | Advanced Certificate in Accounting - TAFE ~ Certified Financial Planner Education Programme - Deakin University ~ Diploma of Financial Planning - FPA/ Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Bernard John Power | 1994 | ASIC PS146 Compliance (Securities and Managed Investments) - Securities and Derivatives Industry Association ~ Bachelor of Commerce - University of Melbourne ~ Margin Lending - Stockbrokers Association of Australia ~ Responsible Executive Exam - Tribeca ~ Superannuation - Stockbrokers Association of Australia |
| Blair Raymond Carroll | 1999 | Bachelor of Business (Accounting & Marketing) - Griffith University ~ Ethics and Professional Relationships - QUT ~ Graduate Certificate of Applied Finance - FINSIA |
| Bohdan Green Burima | 2009 | Advanced Diploma of Financial Services - Mentor Education ~ Bachelor of Arts (Economics) - University of Calgary ~ Certified Financial Planner - Financial Planning Association of Australia |
| Bradley James Knight | 2004 | Bachelor of Economics - Adelaide University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Certificate in Applied Finance - Kaplan |
| Bradley John Tuckerman | 2010 | Bachelor of Engineering - University of Newcastle ~ Diploma in Financial Services (Financial Planning) - Mentor Education |
| Bradley Robert Burns | 1995 | Bachelor of Business (International Business) - Queensland University of Technology ~ Graduate Diploma in Applied Finance & Investment - Securities Institute Australia |
| Bradley Robert Hamburg | 2005 | Bachelor of Business Administration - University of South West Texas ~ Diploma of Financial Markets - FINSIA ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Brenden Mark Banks | 2007 | Diploma of Business and Computing - Lorraine Martin College ~ Diploma of Financial Markets - Securities Institute Australia ~ TASA and the TPB Code of Professional Conduct - Kaplan |
| Brendon John Colville | 2017 | Advanced Financial Planning Certificate - Kaplan ~ Bachelor of Business (Accounting) - Avondale College ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Brent Allan Dawkins | 2009 | Bachelor of Commerce & Law - University of Tasmania ~ Certified Financial Planner - FPA ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Financial Planning - FINSIA |
| Brent Desmond Fiedler | 2010 | Diploma of Financial Services - FINSIA ~ Ethics and Professional Relationships - QUT |
| Brent Plasier | 2002 | Bachelor of Business (Banking and Finance) - Charles Sturt University ~ Diploma of Financial Planning - Kaplan ~ Investment Planning 1 - Integratec ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Retirement Planning and Principles Course - Integratec |
| Brett Peter Boardman | 1998 | Bachelor of International Business - Griffith University ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Master of Applied Finance - Macquarie University ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association |
| Brooke Maree Gardener | 2017 | Diploma of Financial Planning - Kaplan |
| Bruce William Porter | 1991 | Certificate Course - Securities Institute Australia ~ Ethics and Professional Relationships - QUT ~ Financial Services - Central TAFE ~ Margin Lending Accreditation Program - SAA |
| Bryan Noel Davies | 1999 | Bachelor of Economics - University of New England ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Management - UNE |
| Cameron Frederick Moule | 2015 | Bachelor of Commerce - University of Queensland ~ Ethics and Professional Relationships - QUT |
| Campbell James Walker | 2000 | Bachelor of Commerce (Honours) - Monash University ~ Graduate Diploma of Applied Finance & Investment - FINSIA |
| Campbell Stafford Harris | 2008 | Bachelor of Commerce (Banking & Finance) - University of Canberra |
| Carol Ann Corbey | 1992 | Entry Level Competencies - Kaplan Professional ~ Margin Lending Accreditation Program - SAA ~ SDIA Accreditation Program - Deakin University ~ Superannuation - RMIT University |
| Celia Jane Carroll | 1998 | Bachelor of Science - The University of New England ~ CFP - FPA ~ Diploma of Financial Planning - FPA ~ FASEA (Financial Adviser) Exam - FASEA |
| Charles Croxon Poolman | 1990 | 924 Superannuation and Skills - Kaplan ~ Certificate II in Financial Markets - Securities Institute of Australia ~ Margin Lending Accreditation - Deakin Prime ~ Professional Diploma in Stockbroking - DeakinPrime ~ SDIA RG146 Accreditation Program - SDIA |
| Charles Joseph Gabriel | 2018 | Bachelor of Business - University of Tasmania ~ Ethics and Professional Relationships - QUT ~ RG146 Generic Knowledge - Financial Education Professionals ~ RG146 Securities - Financial Education Professionals |
| Charles Ronald Philip Baulch | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Finance - La Trobe University |
| Charles Ross Johnston | 1997 | Bachelor of Financial Administration - University of New England ~ Chartered Accountant - Institute of Chartered Accountants ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia |
| Charles Smallhorn | 2002 | Bachelor of Arts - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia |
| Charlotte Doig | 2022 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Finance and Marketing) - UTS ~ FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Cheyne Anthony Peat | 2016 | Diploma of Financial Planning - KAPLAN ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial dvice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Tax and Commercial Law for Financial Planning - Kaplan |
| Christian Anthony Saffioti | 2022 | Bachelor of Economics and Finance - University of Wollongong ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending - SIAA |
| Christian Dimitriou | 2001 | Bachelor of Business - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professional Relationships - QUT |
| Christian James Hope | 2014 | ASIC RG 146 - Tier 1 Life Insurance and Superannuation Compliance - Australian & New Zealand Institute of Insurance & Finance ~ Bachelor of Business (Insurance and Finance) - Charles Sturt University ~ Diploma of Financial Services - Life Insurance - Australian & New Zealand Institute of Insurance & Finance ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Tax for Financial Advising - Kaplan |
| Christof Alexander Kozaris | 1995 | Bachelor of Economics - Monash University ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australasia ~ Series 7 - NASD Accreditation |
| Christopher David Young | 2006 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Accounting - TAFE NSW ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Finance - Newcastle University |
| Christopher John Oldroyd | 2005 | Bachelor of Business (Finance/Banking) - Charlest Stuart University ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan |
| Christopher John Tynan | 1998 | Financial Planning Principles and Practice Course - Securities Institute ~ Margin Lending Accreditation Program - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin Prime ~ Professional Diploma in Stockbroking - Deakin University |
| Christopher Langley | 2007 | ADA Level 1 - Kaplan ~ Bachelor of Commerce (Economics & Finance) - Deakin University ~ Graduate Diploma of Applied Finance - Financial Services Institute of Australasia ~ Margin Lending Accreditation - Stockbrokers Association of Australia ~ Superannuation Accreditation - Stockbrokers Association of Australia |
| Christopher Michael Power | 2006 | Bachelor of Commerce (Applied Finance & Financial Planning) - University of Wollongong ~ Ethics and Professional Relationships - QUT |
| Christopher Stewart Macdonald | 2007 | Bachelor of Commerce (Marketing & Economics) - Macquarie University ~ Diploma in Financial Markets - FINSIA |
| Christopher William Kraegen | 2005 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Bachelor of Economics - The University of New South Wales ~ Diploma of Financial Services (Financial Markets) - AFMA ~ Ethics and Professional Relationships - QUT |
| Chung-ying Chiong | 1997 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Master of Business Administration - University of Queensland |
| Clare Jean Rixon | 2005 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - University of South East Queensland ~ Ethics and Professional Relationships - QUT ~ SMSF - Kaplan Professional |
| Clinton John Bush | 2018 | Bachelor of Business and Commerce - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Super and Retirement Advise - Kaplan ~ Tax and Commercial Law for Financial Planning - Kaplan |
| Clive Ronald Briggs | 1990 | Bachelor of Commerce - University of Queensland ~ Masters of Business Administration - Macquarie University |
| Craig Walter Watson | 1999 | Bachelor of Business (Finance/Marketing/Management) - Southern Cross University ~ Certified Financial Planner Education Program - FPA ~ Diploma of Financial Planning - Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Curt Alan Mathews | 2008 | Diploma of Financial Services (Financial Planning) - Finsia ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan ~ Master of Applied Finance - Kaplan |
| Damian Ashley Collins | 2007 | Bachelor of Finance - Latrobe University ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance & Investment - Kaplan ~ Graduate Diploma of Financial Planning - Securities Institute |
| Damien Nguyen | 2017 | Bachelor of Commerce - Deakin University ~ Ethics and Professional Relationships - QUT |
| Damon Sean Murray | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Finance - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Fund - Kaplan Professional |
| Damon Tune | 1998 | Bachelor of Commerce - Griffith University |
| Daniel Hyam Dreyfus | 1988 | Bachelor of Commerce - University of New South Wales ~ Masters of Business Administration - Cranfield University |
| Darrell Ling | 2005 | Bachelor of Commerce - Griffith University ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia |
| Darren Hocking | 2004 | Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Advanced Self Managed Super Funds Program - Kaplan ~ Bachelor of Management - University of South Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending Accreditation Program - Financial Essentials Pty Ltd |
| Darren John Thompson | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professional Relationships - QUT ~ Master of Business (Management) - University of Wollongong ~ Self Managed Super Funds - Kaplan |
| David Alexander Franklin | 2013 | Diploma of Financial Planning - KAPLAN ~ FASEA (Financial Adviser) Exam - FASEA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending - Stockbrokers Association of Australia ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| David Allen | 2007 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| David Andrew Cope | 2008 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology |
| David Codey | 1987 | Bachelor of Commerce - University of New South Wales ~ Foundations of Financial Planning Part B: Financial Planning - KAPLAN |
| David Driscoll | 1999 | Bachelor of Commerce - Curtin University of Technology ~ Graduate Diploma in Applied Finance and Investment - FINSIA ~ Margin Lending - Stockbrokers Association of Australia |
| David Geoffrey Heath | 1984 | RG146 - Assessment Education Services |
| David John Cleal | 2000 | Bachelor of Business (Accounting) - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Practising Accountant - Australian Society of Certified Practising Accountants |
| David John Mahn | 2013 | Bachelor of Commerce - Australian National University ~ Ethics and Professional Relationships[s - QUT ~ Graduate Diploma in Management Studies - RAAF College ~ Graduate Diploma of Financial Planning - Securities Institute Australia |
| David John Oliphant | 2001 | Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Australia |
| David John Taylor | 2006 | Bachelor of Commerce (Finance and Risk Management) - Griffith University ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Financial Planning - FINSIA |
| David Neil Grosser | 2013 | Bachelor of Accountancy - University of South Australia ~ Diploma of Financial Services - Kaplan Professional ~ Masters of Business Administration - Deakin University |
| David Neil Thompson | 2016 | Bachelor of Business (Accounting) - Griffith University ~ CFA Level 1 - CFA Institute ~ Graduate Diploma in Applied Finance & Investment - Securities Institute ~ Securities & Managed Investments - KAPLAN |
| David Patrick Leslie | 2008 | Accredited Aged Care Professional - Aged Care Steps ~ Accredited Derivatives Adviser Level 1 - Kaplan ~ Bachelor of Commerce (Finance) - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Mentor Education |
| David Thomas Sallway | 2006 | ADA1 - Derivatives Accreditation Program - Deakin Prime ~ Bachelor of Commerce (Finance) - Macquarie University ~ Professional Diploma in Stockbroking - Deakin Prime ~ RG146 Accreditation - Deakin Prime ~ Specialist Knowledge: Foreign Exchange - Kaplan |
| David Wright | 2004 | Bachelor of Arts - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia ~ Graduate Diploma of Business - Queensland University of Technology |
| Dean Crokidas | 2008 | Advanced Diploma of Financial Services (Financial Planning) - RG146 Training Australia Pty ltd ~ Bachelor of Business (Banking & Finance) - QUT ~ Diploma of Financial Services (Financial Planning) - RG146 Training Australia Pty Ltd ~ Margin Lending and Geared Investments - Kaplan Education Pty Limited ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd |
| Dean Matthew Talbot | 2016 | Accredited Derivatives Adviser Level 1 - Kaplan ~ Ethics and Professional Relationships - QUT ~ FPC006 Tax and Commercial Law for Financial Planning - Kaplan ~ Professional Diploma of Stockbroking - Stockbrokers Association of Australia ~ Tier 1 Margin Lending - Personal Advice - Kaplan |
| Dean Peter Mazaris | 2022 | Bachelor of Commerce (Financial Planning & Finance) - Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Dean Robert Mellers | 2002 | Bachelor of Commerce - University of Queensland ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance and Investment - Securities Institute |
| Derek James Parker | 2023 | Bachelor of Business (Accountancy) - Queensland University of Technology ~ Graduate Diploma of Financial Planning - Kaplan |
| Diana Lock | 1999 | CFP - Deakin University ~ Diploma of Financial Planning - Deakin University |
| Dianne Colledge | 2004 | Diploma of Financial Services (Financial Planning) - TRIBECA ~ Ethics and Professional Relationships - QUT |
| Dougal Geoffrey Onus Maynes | 1996 | Bachelor of Business (International Management) - Queensland University of Technology ~ Diploma of Export Management - Queensland University of Technology ~ Ethics and Professional Relationships - QUT |
| Dylan Francis Psiuk | 2017 | Bachelor of Business (Accounting) - James Cook University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Edward Paul Christoe | 2003 | Diploma of Financial Advising - Securities Institute |
| Elizabeth Anne Purvis | 1988 | Deposit Products and Non-Cash payments - Financial Education Professionals ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - Securities, Futures Markets and Managed investments - Securities and Derivatives Industry Association |
| Eric Kesler | 2003 | Accredited Derivatives Adviser Level 1 Exam - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) (FNB50802) - King's International College ~ Ethics and Professional Relationships - QUT ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia |
| Evan Peter Hurse | 2008 | ASX Accredited Derivatives Adviser L1 - Kaplan ~ Advanced Diploma Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Frank Fotopoulos | 2021 | Bachelor of Commerce - Deakin University Australia ~ Diploma of Financial Planning - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Tax for Financial Advising - Kaplan |
| Gary Robert Thorniley | 2001 | Bachelor of Science (Agriculture) - Honours - University of Western Australia ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Business - Curtin University of Technology ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
| Geoffrey Walter Voller | 1993 | Bachelor of Business (Accounting) - Queensland University of Technology ~ Graduate Diploma of Applied Finance & Investment - Finsia |
| Geoffrey William Jordan | 1989 | CFP - Deakin University ~ Diploma of Financial Planning - Deakin University |
| Georgina Hennekens | 2006 | Bachelor of International Business - Griffith University ~ Graduate Diploma in Applied Finance - FINSIA ~ Professional Diploma in Stockbroking - Deakin Prime ~ SDIA Accreditation Program - Deakin University |
| Glenn Peter Luckie | 1995 | Diploma of Financial Planning - FPA |
| Grant John Williams | 1987 | ASX / ACH Responsible Executive Exam - Tribeca ~ Bachelor of Business - Kuring-gai College of Advanced Education ~ Ethics and Professional Relationships - QUT ~ Level 1 Accredited Derivatives Adviser - Australian Securities and Investments Commission ~ Margin Lending and Geared Investments - Deakin Prime |
| Gregory Haralambos Kouroulis | 2016 | 928 Margin Lending - Kaplan ~ Bachelor of Economics and Finance - University of Wollongong ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Gregory Thomas | 1994 | Diploma of Financial Markets - Securities Institute of Australia ~ Ethics and Professional Relationships - QUT |
| Gregory William Harris | 2012 | Bachelor of Business (Accounting) - Charles Sturt University ~ Master of Applied Finance (Financial Planning) - Charles Sturt University |
| Hamish David Dunbar | 2005 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Commerce - Griffith University ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Financial Planning - FINSIA ~ SMSF Specialist Adviser - SMSF Association |
| Hamish Robbie Dee | 1993 | Bachelor of Commerce - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma in Applied Finance and investment - Kalan ~ Graduate Diploma in Applied Finance and investment - Kalan ~ Professional Diploma in Stockbroking - Deakin Prime University ~ Professional Diploma in Stockbroking - Deakin Prime University |
| Harrison David Boyd | 0 | Bachelor of Business (Financial Management) - University of New England ~ Graduate Diploma of Financial Planning - Charles Sturt University |
| Heath Marc Hill | 2000 | Bachelor of Commerce - James Cook University ~ Diploma of Technical Analysis - FINSIA ~ Graduate Diploma in Applied Finance and Investment - FINSIA |
| Hennietta Harmse | 2005 | Bachelor of Commerce (Accounting) - Rand Afrikaans University ~ Chartered Accountant Australia - Chartered Accountants Australia and New Zealand ~ Chartered Accountant Financial Planning Specialist - Chartered Accountants Australia and New Zealand ~ Diploma of Financial Services (Financial Planning) - Kaplan (formerly Securities Institute Australia) ~ Income Tax & Aspects of Company Law - The University of Southern Queensland |
| Henry Sean Mcquinn | 2008 | Bachelor of Business and Commerce - Monash University ~ Ethics and Professional Relationships - QUT ~ The SDIA Accreditation Program - Tier 1 level - Deakin University / SDIA |
| Hugo James Dein | 2000 | Ethics and Professional Relationships - QUT ~ Margin Lending Accreditation Program - Stockbroker Association of Australia / DeakinPrime ~ Professional Diploma in Stockbroking - SAFAA ~ RMIT/SDIA Superannuation Module - RMIT University ~ SDIA Accreditation Program Assessment - SDIA / Deakin University |
| Iain Llywelyn Jones | 2010 | Professional Diploma in Stockbroking - Deakin Prime |
| Iain Michael Cooper | 2002 | Bachelor of Business (Banking & Finance) - University of Technology ~ Masters in Applied Finance - Securities Institute Australia ~ Professional Diploma in Stockbroking - Deakin University |
| Ian Elks | 1998 | Bachelor of Commerce - University of Queensland ~ Chartered Accountant - ICAA ~ Margin Lending Accreditation Program - Stockbrokers Association of Australia ~ Special Entry B - Financial Planning Association of Australia |
| Isobelle Torralba | 1998 | Advanced Diploma of Financial Services (Financial Planning) - TRIBECA ~ Diploma of Financial Services (Financial Planning) - TRIBECA |
| Jaarod Allen Daaron Holmes | 2023 | Bachelor of Commerce - Finance & Financial Planning Double Major - Curtin University |
| Jack Eathan Mullins | 2016 | Core 1 Securities & Managed Investments Accreditation Program - SAA |
| Jack Edward Stickley | 2022 | Bachelor of Commerce (with Major in Accounting) - The University of Queensland ~ Graduate Diploma of Chartered Accounting - Chartered Accountants Australia and New Zealand ~ Graduate Diploma of Financial Planning - Kaplan |
| Jack Leon Michael Deane | 2021 | Bachelor of Accounting - CQU University ~ Ethics & Professionalism in Financial Advise - Kaplan ~ Graduate Diploma Chartered Accountant - Chartered Accountants ~ Graduate Diploma Financial Planning - Kaplan |
| Jack Thomas Ellis | 2018 | Bachelor of Commerce - Australian National University ~ Core 1 Securities & Managed Investments - Stockbrokers and Financial Advisers Association of Australia ~ Ethics and Professional Relationships - QUT ~ FASEA (Financial Adviser) Exam - FASEA ~ FPC003 Superannuation and Retirement Advice - Kaplan |
| Jackson Rampant | 2018 | Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Planning - Kaplan Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Jahanne Jessica Nagle | 2018 | Bachelor of Commerce (Finance) - University of Melbourne ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Finance - University of Melbourne ~ Master of Financial Planning - Kaplan |
| James Blair Thackray | 2012 | 924 Superannuation and Skills - Kaplan ~ Bachelor of Business and Entrepreneurship - Victoria University ~ Ethics and Professional Relationships - QUT ~ RG146 - RG146 Training Australia ~ Tier 1 Life Insurance - Kaplan |
| James Daniel Syme | 2011 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Commerce - Monash ~ Diploma of Financial Services (Financial Planning) - IIT ~ Margin Lending Course - IIT ~ Self Managed Superannuation Funds - IIT |
| James Devereux | 2014 | Bachelor of Arts (Design and Technology) - University of Leeds, United Kingdom ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Arts (Industrial Design (Product)) - University of Central England in Birmingham, United Kingdom ~ Post Graduate Certificate in Financial planning - Kaplan ~ Post graduate Diploma in Financial planning - Kaplan |
| James Hogarth Chandler | 2009 | Bachelor of Business Management (HR Management & Industrial Relations) - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ Ethics and Professional Relationships - QUT ~ TASA and the TPB Code of Professional Conduct - Kaplan |
| James Ian Fulton-kennedy | 2015 | Bachelor of Commerce (Financial Planning) - Griffith University ~ Bachelor of Internatitonal Business - Griffith University |
| James Kay | 2013 | Bachelor of Science - The University of Melbourne ~ Diploma of Financial Services - RMIT ~ Master of Commerce - RMIT ~ Superannuation & Life Insurance - RMIT |
| James Maurice Hoare | 2022 | Bachelor of Business - QUT ~ Graduate Diploma of Financial Planning - Kaplan |
| James Thomas Macaulay | 2007 | Bachelor of Commerce - The University of Queensland ~ Bachelor of Laws - The University of Queensland ~ SDIA Accreditation Program - Tier 1 - Deakin University |
| James Warwick Lawrence | 2018 | Bachelor of Arts (Honours Class 1) International Relations - University of Queensland ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance - FINSIA |
| Jamie Preston | 0 | Bachelor of Commerce - Deakin University |
| Jarred Robert Brooks | 2012 | Bachelor of Commerce (Accounting, Banking & Finance) - University of Queensland ~ Core 1 Securities & Managed Investment Accreditation program - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan ~ SMSF Specialist Adviser - SMSF Association |
| Jarrod Gregory Ross | 2004 | Bachelor of Engineering - University of NSW ~ Ethics and Professional Relationships - QUT ~ Graduate Certificate in Financial Planning - Finsia ~ Graduate Diploma of Applied Finance & Investment - FINSIA |
| Jarrod John Martin | 1999 | Bachelor of Business (Property) - RMIT University ~ Certified Financial Planner - FPA ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Financial Planning - FINSIA |
| Jason John Coffey | 2001 | Bachelor of Commerce - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia |
| Jason Turnbull | 1997 | Bachelor of Commerce - University of Adelaide ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Financial Planning - Securities Institute |
| Jayden Robert Pollard | 2018 | Bachelor of Commerce (Financial Planning) - University of Canberra ~ Ethics and Professionalism in Financial Advice - Kaplan ~ FASEA (Financial Adviser) Exam - FASEA |
| Jean Kaoru Findlay | 1997 | Bachelor of Science - University of Sydney ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professional Relationships - QUT ~ Master of Commerce (Finance) - University of New South Wales ~ SMSF Specialist Pathway Program - Tribeca |
| Jeff Potter | 2002 | Bachelor of Commerce - Flinders University of South Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance and Investment - Kaplan |
| Jeffrey Douglas Pappin | 1997 | Diploma of Financial Markets - Securities Institute of Australia ~ Professional Diploma in Stockbroking - Deakin University |
| Jeffrey Robert Kumnick | 1985 | ASX Responsible Executive Exam - Kaplan ~ Accredited Derivatives Adviser Level One - KAPLAN ~ Financial Services - Central TAFE ~ Life Insurance - KAPLAN |
| Jeffrey William Mckenzie White | 2012 | Certificate II in Hopsitality - Tourism College of Arts ~ Diploma in Financial Planning - RG146 Training Australia |
| Jennifer Margaret Abood | 1995 | Bachelor of Economics - The University of Sydney ~ Graduate Diploma of Applied Finance and Investments - Securities Institute |
| Jing Fan | 2023 | Bachelor of Business Administration - USQ ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Master of Business Administration (Personal Financial Planning) - USQ |
| Jodie Anne Cowburn | 2016 | Bachelor of Business - Griffith University ~ Diploma of Financial Planning - Financial Planning Association ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending & Geared Investments - KAPLAN ~ Master of Financial Planning - Kaplan |
| Jodie Garden | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (Economics & Financial Planning) - Curtin University ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - AAMC Training Group |
| Jodie Michelle Meynell | 1997 | Certified Financial Planner (CFP) - FPA - Deakin University/ FPA ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF specialist adviser - SMSF Association (SSA) |
| John Buchan Cleary | 2010 | Bachelor of Commerce (Marketing & Financial Planning) - Deakin University ~ Graduate Diploma in Financial Planning - Kaplan Professional |
| John Charles Holmes Clark | 1981 | Bachelor of Commerce - University of Western Australia |
| John Francis Hansen | 2021 | Bachelor of Commerce - UQ ~ Graduate Diploma of Financial Planning - Kaplan |
| John Lawrence Tuckerman | 1986 | Accountancy - Institute of Chartered Accountants ~ FSR Accreditation - The Centre for Business Solutions |
| John Lindsay | 1987 | Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism - Griffith University ~ Graduate Certificate in Financial Planning - Griffith University |
| John Martin Van DE Pol | 1998 | Bachelor of Business (Management) - QUT ~ Bachelor of International Business - Griffith University ~ Graduate Diploma of Financial Planning - FINSIA |
| John Savige Palmer | 1997 | Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning - Deakin University |
| John William Turley | 2010 | Bachelor of Business (Accounting) - Queensland University of Technology ~ Ethics and Professional Relationships - QUT ~ Tier 1 RG 146 Compliance - Kaplan |
| Jonathan Alexander Ahlberg | 2005 | Advanced Diploma of Financial Services - KAPLAN ~ FPC001B Economic and Legal Context for Financial Planning - Kaplan ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ FPC006 Tax and Commercial Law for Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Jonathan Elliott Pitt | 2006 | Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma in Financial Planning - Securities Institute of Australia |
| Jonathon Kirk | 2005 | Bachelor of Business - Monash University ~ CFP - FPA / Deakin ~ Diploma Financial Planning - FPA / Deakin |
| Joseph Michael Conroy | 2023 | Bachelor of Commerce (Finance) - University of Queensland ~ Bachelor of Economics (International Trade and Finance) - University of Queensland ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Joseph Phillip Sim | 1997 | Bachelor of Commerce - Griffith University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Practising Accountant - CPA Australia ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Joshua Thomas Jones | 2011 | Bachelor of Business (Economics & Finance) - RMIT University ~ Bachelor of Commerce - University of Melbourne ~ Core 1 Securities and Managed Investments Accreditation Program - Deakin University ~ Ethics and Professional Relationships - QUT |
| Judith Maria Mostaard | 2001 | Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ SMSF Specialist Adviser (SSA) Accreditation - SMSF Association |
| Julian Norris | 2004 | Bachelor of Business (Banking and International Business) - University of Technology, Sydney ~ Margin Lending and Geared Investments - Kaplan ~ SDIA Accreditation Program - Deakin University |
| Justin Robert James Sharples | 1999 | Bachelor of Economics - Macquarie University ~ Postgraduate Diploma in Accountancy - Macquarie University ~ Postgraduate Diploma in Economics, Politics and Industrial Relations - Oxford University |
| Justin Wynne | 2015 | ASX Accredited Derivatives Adviser Level Two - Tribeca ~ Bachelor of Applied Finance with the degree of Bachelor of Commerce Accounting - Macquarie University ~ Graduate Certificate in Financial Planning - Kaplan ~ Master of Applied Finance - Kaplan ~ SDIA Accreditation Program - Deakin University |
| Kai Braendstrup Hansen | 2004 | Bachelor of Business (Financial Planning) - RMIT ~ Graduate Diploma Applied Finance and Investment - FINSIA ~ Masters of Taxation (Financial Planning) - University of NSW ~ SMSF Specialist Adviser (SAA) Accreditation - SMSF Association |
| Karen Els | 2015 | Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Planning - Mentor Education Group ~ Honours Bachelor of Commerce - University of South Africa ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Karen May Mcclimon-smith | 1995 | Diploma of Financial Advising - Securities Institute of Australia ~ Ethics and Professional Relationships - QUT |
| Karen Mctier | 1999 | Bachelor of Business (Accounting) - Central Queensland University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University & FPA |
| Karl Joseph Brosnan | 2004 | Bachelor of Business (Economics & Marketing) - University of Southern Queensland ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Investment Administration Qualification - Securities Institute UK |
| Katarzyna Radzka | 2018 | Advanced Diploma in Financial Planning - Kaplan ~ Bachelor of Business - Swimburne University of Technology ~ Master of Communications - Griffith University |
| Kathleen Cecilia Paynter | 1986 | Bachelor of Arts - University of Queensland ~ Graduate Diploma in Financial Planning - Deakin ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia ~ Graduate Diploma of Business Adminstration - Queensland University of Technology ~ Margin Lending Accreditation Program - SAA |
| Kathryn Therese Zachariah | 2018 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma in Financial Planning - Integrity Education ~ Bachelor of Commerce (Financial Planning) - Deakin University ~ Diploma in Financial Planning - Integrity Education ~ Ethics and Professional Relationships - QUT |
| Kenneth George Beanland | 2015 | Bachelor of Economics (International Trade & Finance) - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional |
| Kenneth Patrick Howard | 1996 | ASX/ACH Responsible Executive Exam - ASX ~ ASX/ACH Responsible Executive Exam - ASX ~ Bachelor of Economics - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Chartered Financial Analyst - CFA - CFA Instituted ~ Chartered Financial Analyst - CFA - CFA Instituted ~ Graduate Diploma in Applied finance and investment - Securities Institute of Australia ~ Graduate Diploma in Applied finance and investment - Securities Institute of Australia |
| Kerrin Phipps | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce (Finance) - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| Khim Shiong Chua | 2005 | Accredited Derivatives Adviser Level 1 - Deakin University ~ Graduate Certificate in Financial Planning - Securities Institute of Australia ~ Graduate Diploma of Applied Finance - FINSIA ~ Margin Lending and Geared Investments - Stockbrokers Association of Australia ~ Master of Business Administration (Finance) - University of Central Queensland |
| Kurt William Telford | 2000 | Bachelor of Commerce & Management (Business Management) - Lincoln University ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Postgraduate Diploma of Commerce (Economics) - Lincoln University |
| Kylie Jane Harding | 2000 | Diploma in Financial Advising - FINSIA ~ Diploma in Financial Markets - FINSIA ~ Diploma in Financial Planning - FINSIA |
| Kylie Kym Eather | 2008 | Diploma of Financial Services - FINSIA |
| Lachlan Alexander Mcphie | 2004 | ASX/ACH Responsible Executive Exam - ASX ~ Ethics and Professional Relationships - QUT |
| Lachlan John Morgan | 2012 | Bachelor of Business (Economics) - Queensland University of Technology ~ CFA Charter Holder - CFA ~ Graduate Diploma of Applied Finance and Investment - Kaplan Professional |
| Lachlan Scott Yeadon | 0 | Bachelor of Commerce (Financial Planning) - University of Canberra |
| Lachlan William Scott Walsh | 0 | Bachelor of Business (Financial Planning) - QUT |
| Laine Simon Brandis | 2001 | Bachelor of Commerce (Economics & Finance) - Curtin University of Technology ~ Graduate Diploma in Financial Planning - Securities Institute of Australia |
| Laura Jane Wilson | 2016 | Bachelor of Business (Marketing) - University of Queensland |
| Laurence Victor Saville | 1985 | Bachelor of Business (Accouning) - NSW IT ~ Financial Advising Essentials - Securities Institute ~ SDIA PS146 Accreditation Program - SDIA |
| Leigh Filipovic | 2010 | Bachelor of Arts - University of Melbourne ~ Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Leonardo Senese | 1994 | Bachelor of Commerce (Economics & Finance) - University of Western Sydney ~ Graduate Diploma in Applied Finance and Investment - ASIA ~ Graduate Diploma of Financial Planning - FINSIA |
| Les William Batchelor | 2003 | Certified Financial Strategist - AOIFP ~ Diploma of Financial Services - Integratec |
| Lesley Ann Faehse | 1995 | Diploma of Financial Planning - RMIT ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Accounting - Flinders University ~ SMSF Specialist Advisor - SPAA |
| Leslie Christopher Conceicao | 1999 | Bachelor of Arts (Economics & Industrial Relations) - University of Western Australia ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Master of Business Administration - University of Western Australia ~ Master of Industrial Relations - University of Western Australia |
| Lindsay Marie Richardson | 2007 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Diploma Financial Services (Financial Planning) FNS50804 - MLC ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ RG146 Margin Lending and Geared Investments - Kaplan Australia |
| Lindsay Tang | 1995 | Bachelor of Economics - University of Newcastle ~ Ethics and Professional Relationships - QUT ~ Master of Business in Finance - University of Technology Sydney ~ Professional Diploma in Stockbroking - Stockbrokers and Financial Advisers Association ~ SDIA Accreditation Program Assessment - Securities & Derivatives Industry Association |
| Louis John Dooley | 2022 | Accredited Derivatives Adviser Level 1 - Kaplan ~ Bachelor of Business - QUT ~ FPC002B - Ethics and Professionalism in Financial Advice ~ FPCOO1B Economic and Legal Context for Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Louisa Mary Pitt | 2022 | Bachelor of Arts - University of Tasmania ~ Bachelor of Business - University of Tasmania ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation Program - Kaplan |
| Louise Jean Wegner-parker | 1996 | Certificate IV in Financial Services (Finance/Mortgage Broking) - KAPLAN ~ Diploma of Financial Planning - FPA ~ Estate Planning - Tribeca |
| Lukas Alexander Stergiou | 2018 | Bachelor of Commerce (Finance & Financial Planning) - University of Wollongong |
| Luke Anthony Wilson | 2012 | Bachelor of Business (Economics & Finance) - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professional Relationships - QUT |
| Luke Geoffrey Pollard | 2018 | Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Luke Mcelwaine | 2008 | Bachelor of Commerce - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Applied Finance & Investment - Securities Institute Australia ~ Graduate Diploma of Applied Finance & Investment - Securities Institute Australia |
| Luke William Chick | 2013 | Advanced Diploma of Financial Planning - Mentor ~ Certificate IV in Mortgage Broking and Finance - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Maddison Rogers | 2014 | Bachelor of Commerce (Financial Planning) - University of the Sunshine Coast ~ Ethics and Professional Relationships - QUT |
| Marcia Larissa Senn | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business Administration (Marketing) - Washington State University ~ Graduate Diploma of Applied Finance & Investment - Finsia |
| Marijan Simunic | 2000 | Bachelor of Commerce - Monash University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Securities Institute Australia |
| Mark David Thomas | 1993 | Bachelor of Economics - Sydney University ~ Professional Diploma in Stockbroking - Deakin University |
| Mark Ellis Allara | 2000 | Bachelor of Business (Accounting) - University of Southern Queensland ~ Diploma of Financial Planning - Deakin University ~ SMSF Specialiast - SPAA |
| Mark Gerald Davies | 1993 | Certificate in Financial Markets - Securities Institute Australia ~ Certificate in Financial Markets - Securities Institute Australia ~ Margin Lending & Geared Investments - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ SDIA Accreditation Program - Tier 1 - Deakin Prime ~ SDIA Accreditation Program - Tier 1 - Deakin Prime |
| Mark Holden | 2001 | Deposit Products and Non-Cash payments - Financial Education Professionals ~ Investment Planning 1 - Integratec ~ Margin Lending and Geared Investments - Kaplan |
| Mark James Olivetta | 2005 | ASX Markets Responsible Executive Exam - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Professional Diploma in Stockbroking - SAA |
| Mark Peters | 1995 | Bachelor of Economics (Honours Degree) - Monash University ~ Master of Economics - Monash University |
| Mathew Hedditch | 2007 | Bachelor of Business (Communications) - Queensland University of Technology ~ Ethics and Professional Relationships - QUT ~ SDIA Accreditation Program - Tier 1 - Deakin University |
| Matthew Bede Mcnamara | 2007 | Bachelor of Commerce - Australian National University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professional Relationships - QUT ~ FASEA (Financial Adviser) Exam - FASEA |
| Matthew Clarke | 2003 | Bachelor of Commerce - University of Queensland ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance and Investment - Securities Institute Australia |
| Matthew Daryl Johnson | 2001 | Diploma of Financial Planning - Deakin University ~ Tax (Financial) Adviser - Tax Practitioners Board |
| Matthew David Macdonald | 2014 | Bachelor of Business Management - University of Queensland ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professional Relationships - QUT ~ Professional Diploma in Stockbroking - Deakin University |
| Matthew Downing | 2014 | Advanced Self Managed Superannuation Funds - Kaplan Professional ~ Bachelor of Applied Science - University of South Australia ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Financial Planning - FINSIA |
| Matthew Gerard Reid | 2000 | FASEA (Financial Adviser) Exam - FASEA ~ Graduate Diploma of Financial Services - Investment Training College |
| Matthew Gordon | 2003 | Bachelor of Business (Accounting) - Queensland University of Technology ~ Certified Practicing Accountant - Deakin University ~ Diploma of Financial Planning - Deakin University |
| Matthew James Barnaby Reid | 1998 | Bachelor of Arts (Honours) (Political Science) - University of Melbourne ~ Bachelor of Laws (Honours) - University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
| Matthew James Ryan | 2017 | Diploma of Financial Markets - Finsia ~ Graduate Diploma of Financial Planning - Kaplan |
| Matthew Jason Auger | 2001 | Bachelor of Science - University of Melbourne ~ Diploma of Technical Analysis - Australian Technical Analyst's Association ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance & Investment - Securities Institute |
| Matthew John Butturini | 2017 | Bachelor of Science - University of Sydney ~ Diploma of Financial Planning - Monarch Institute ~ Master of International Finance/ Master of Professional Accounting - Deakin University |
| Matthew John Payne | 2009 | Diploma of Financial Advising - Securities Institute of Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Matthew Paul Mordaunt | 2008 | Certificate III in Banking - TAFE OTEN ~ Certificate III in Financial Services (Accounts Clerical) - TAFE ~ Certificate IV in Business Management - TAFE OTEN ~ Diploma of Financial Services (Financial Planning) - FINSIA |
| Matthew Peter Hollyman | 2008 | Bachelor of Business (Management and Marketing) - Queensland University of Technology ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma of Financial Planning - Securities Institute Australia |
| Matthew William Carlsen | 2012 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Swinburne University of Technology |
| Max Edward Tynan | 2014 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Chartered Financial Analyst - CFA Institute ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Chartered Accounting - Institute of Chartered Accountants in Australia |
| Max Mcqueeney | 2021 | Bachelor of Business and Bachelor of Economics - University of Tasmania ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending Accreditation Program - SAFAA |
| Michael Andrew Brussel | 2013 | Bachelor of Commerce (Finance and Marketing) - Deakin University ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Investment Banking Institute (IBI) ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Michael Briody | 1997 | Bachelor of Commerce - University of Newcasle ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Level 2 Accredited Derivatives Adviser - Kaplan ~ Margin Lending & Geared Investments - Kaplan |
| Michael Donald Tynan | 1978 | Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ SDIA - Deakin University |
| Michael Erik Borjesson | 1997 | Bachelor of Business (Economics) - Queensland University of Technology ~ CFP - FPA ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance & Investment - FINSIA |
| Michael Gerard Wood | 2010 | Bachelor of Economics - Monash University ~ Bachelor of Laws - Monash University ~ Chartered Financial Analyst - CFA Institute |
| Michael Henry Tynan | 2015 | Bachelor of Commerce - University of Queensland ~ Master of Business (Applied Finance) - QUT |
| Michael Hunter Mansfield | 1995 | Bachelor of Commerce - Deakin University ~ Diploma of Financial Planing - Kaplan ~ Ethics and Professional Relationships - QUT ~ Master of Business Administration - Melbourne University |
| Michael John Foster | 2001 | Bachelor of Commerce (Marketing) - Curtin University of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
| Michael John Ibbott | 2002 | Bachelor of Business (Accounting) - RMIT University |
| Michael John Sheridan | 2013 | Advanced Diploma of Financial Planning - KAPLAN ~ Diploma of Financial Planning - Kaplan ~ Diploma of Management - Entereprise Training Company ~ FPC002B Ethics and Professionalism in Advice - Kaplan ~ Professional Diploma in Stockbroking - SAA |
| Michael Jurleka | 1997 | Bachelor of Business (Finance) - Edith Cowan University ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
| Michael Lawrence Werry | 2005 | Bachelor of Economics - Australian National University ~ Diploma of Financial Planning - Deakin University |
| Michael Lindsay Dempsey | 2008 | Diploma of Financial Services (Financial Planning) - Mentor Education ~ Economic, Legal & Ethical Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Michael Paul Aladjem | 2002 | Accredited Derviavtes Level 1 - Kaplan ~ Diploma of Financial Markets - Securities Institute Australia ~ Margin Lending and Geared Investments - Kaplan ~ SDIA PS146 Accreditation Program - SDIA |
| Michael Roe | 1992 | Bachelor of Engineering - University of Queensland ~ Diploma of Financial Planning - Deaking University ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia |
| Mike Fittler | 2003 | Associate Diploma in Applied Science - Ryde College of Hospitatlity and Catering ~ Bachelor of Commerce (Applied Finance and Banking & Funds Management) - Griffith University ~ Ethics and Professional Relationships - QUT |
| Mitchell Elias Belichovski | 2022 | Bachelor of Business - RMIT ~ Graduate Diploma in Financial Planning - Kaplan ~ Master of Finance - RMIT |
| Mitchell Hockley | 2016 | Commercial Law - Kaplan ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics ad Professionalism in Financial Advice - Kaplan ~ FPC006 Tax and Commercial Law for Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Mitchell Jeffrey Dale | 2023 | Bachelor of Commerce (Financial Advising) - James Cook University ~ Bachelor of Laws - James Cook University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Deakin University |
| Morgan Michael Henry Shipp | 2011 | Ethics and Professional Relationships - QUT ~ LLB/ Bachelor of Commerce - Bond University ~ Legal Practice Diploma (College of Law) - Queensland University of Technology ~ Professional Diploma in Stockbroking - DeakinPrime |
| Natalie Kate Moorfoot | 2018 | Advance Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Finance) - Queensland University of Technology ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional ~ Tax for Financial Advising - Kaplan |
| Nathan David Lead | 2012 | Bachelor of Business (Economics) - QUT |
| Nathan James Little | 1999 | Certified Financial Planner (FPA) - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Financial Planning - Deakin University |
| Neil Austin Sutcliffe | 1989 | Bachelor of Arts in Combined Studies In Social Sciences - Duham University ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ SMSF Specialist Adviser - Self Managed Super Fund Association |
| Neket Shah | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Banking and Finance) - Curtin University ~ Diploma of Financial Planning - Monarch Institute |
| Nicholas Charles Sale | 2022 | Bachelor of Business - QUT ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Nicholas Edward Chatterton | 2018 | Accredited Derivatives Adviser Level 1 - Kaplan ~ Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning - Kaplan |
| Nicholas Merwald | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce and Administration - Victoria University of Wellington ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Advice - Kaplan |
| Nicole Angelucci | 2017 | Diploma of Financial Planning - Kaplan |
| Norman John Lloyd Burnett | 2002 | Bachelor of Commerce (Management & Marketing) - Curtin University of Technology ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia |
| Parveer Singh Bassi | 2018 | Bachelor of Commerce - Griffith University ~ Bachelor of International Business - Griffith University |
| Patricia Elizabeth Tsicalas | 2009 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Services - Kaplan ~ Ethics and Professional Relationships - QUT |
| Patrick John Morton | 2016 | Bachelor of Mathematics and Finance - University of Wollongong ~ Margin Lending Accreditation Program - Deakin ~ Securities and Managed Investments - Kaplan ~ Tier 1 Generic Knowledge - Kaplan ~ Tier 1 Securities - General Advice - Kaplan |
| Paul Christopher Arthur Shepherd | 1984 | Bachelor of Financial Administration - University of New England ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia |
| Paul Edward Ford | 2010 | Margin Lending Accreditation Program - SAA ~ SDIA Accreditation - Deakin University |
| Paul Jason Kearney | 1996 | Bachelor of Commerce - University of Queensland ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance & Investment - Securities Institute Australia ~ RMIT/SDIA Superannuation Module - RMIT University |
| Paul Robertson Martin | 1999 | Bachelor of Business (Business Administration) - RMIT ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance & Investment - FINSIA ~ Post Graduate Diploma of Finance - Melbourne University |
| Peter Alwin Lofvene Crafter | 1996 | Diploma of Financial Planning - FPA |
| Peter Bernard Lucas | 2017 | Bachelor of Business - Monash University (Chisholm Institute) ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professional Relationships - QUT ~ Master of Business Administration - City University, London |
| Peter David Carpenter | 2006 | Bachelor of Business (Honours) - Queensland University of Technology ~ Bachelor of Business (Tourism) - University of Queensland ~ Diploma of Financial Services (Financial Planning) - TRIBECA |
| Peter Frank Harris | 2015 | Accredited Aged Care Professional - Aged Care Steps Pty Ltd ~ Bachelor of Business (Finance) - Queesnland University of Technology ~ DFP5v4 Tax for Financial Advising - Kaplan Professional |
| Peter Harris | 1995 | Bachelor of Management - University of South Australia ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Peter James Coleman | 1995 | Bachelor of Science - University of Adelaide ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia |
| Peter Jongebreur | 2002 | Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance - KAPLAN ~ Investment Planning 1 - Integratec ~ Margin Lending and Geared Investments - Kaplan ~ Retirement Planning - integratec (UTS) |
| Peter Keir Clarke | 2015 | Bachelor of Commerce (Finance) - University of Queensland ~ Certificate 4 in Financial Services - Origin ~ Core 1 Securities & Managed Investments Accreditation Program - Stockbrokers Association of Australia |
| Peter Mark Foreman | 1993 | Certificate in Financial Markets - Securities Institute of Australia ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia |
| Peter Michael Knight | 2006 | Bachelor of Commerce - Griffith University |
| Peter Noel Radnall Stock | 1992 | Bachelor of Arts - Monash University ~ Bachelor of Business (Banking and Finance) - Monash University ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Australia ~ Graduate Diploma in Financial Planning - Securities Institute Australia |
| Philip Anthony Saal | 1999 | Bachelor of Commerce - University of Southern Queensland ~ Financial Planning Specialist - CPA ~ Tax Agent - Tax Practioners Board |
| Philip Ian Hutton | 2010 | Bachelor of Commerce - University of Tasmania ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Financial Planning - FINSIA |
| Philip Thomas Madsen | 1999 | ASX Accredited Derivatives Adviser Level One - Australian Stock Exchange (ASX) ~ ASX Accredited Derivatives Adviser Level Two - Australian Stock Exchange (ASX) ~ Bachelor of Business - University of Technology Sydney ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance and Investment - Kaplan |
| Phillip Donald Atkins | 1999 | Associate Diploma of Business Office Administration - Australian Institute of Commerce and Technology ~ Certificate 3 Financial Services - RMIT ~ Diploma Financial Services - RMIT ~ Ethics and Professional Relationships - QUT ~ Industry Standard Education - RG146 specialist knowledge - AMP Limited |
| Piers Arundell | 1997 | Bachelor of Laws - Northern Territory University ~ Ethics ad Professional Relationships - QUT ~ Margin Lending and Geared Investments - Kaplan ~ SDIA Accreditation Program RG146 - Deakin Prime |
| Porsha Shay Papas | 2018 | Bachelor of Commerce (Financial Planning) - Deakin University |
| Pravesh Daya | 1998 | Bachelor of Business - University of Southern Queensland ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Financial Planning - Securities Institute ~ Tier 1 Margin Lending - Personal Advice - Kaplan |
| Rachael Jayne Sedgwick | 0 | Bachelor of Business Management - The University of Queensland Australia ~ Bachelor of Commerce - The University of Queensland Australia ~ Graduate Diploma of Financial Planning - Kaplan |
| Rafiek Meyer | 2006 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Tax For Financial Advising - Kaplan |
| Ralph Justin Bryant | 2015 | Bachelor of Commerce - Adelaide University ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - KAPLAN ~ Ethics and Professional Relationships - QUT |
| Raymond Andrew Walter | 1989 | Bachelor of Commerce - The University of Queensland ~ Certified Financial Planner - Deakin Univeristy ~ Diploma of Financial Planning - FPA ~ Ethics and Professional Relationships - QUT |
| Raymond Chor Man Chan | 1999 | Bachelor of Commerce (Accounting & Finance) - The University of New South Wales ~ Ethics and Professional Relationships - QUT ~ Master of Commerce (Funds Management) - The University of New South Wales |
| Rebecca Ivy Scarrabelotti | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Management Studies (Applied Economics & Finance) - The University of Waikato ~ Commercial Law - Kaplan ~ Master of Management Studies (Applied Economics & Finance) - The University of Waikato ~ Tax for Financial Advising - Kaplan |
| Rhain Williams | 2011 | Bachelor of Commerce (Financial Planning) - Deakin University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan |
| Richard Blomfield | 2014 | Bachelor Degree - Business - Queensland University of Technology ~ Diploma - Financial Planning - Kaplan ~ Masters Degree - Applied Finance and Investment - Kaplan |
| Richard Hopsick | 2001 | Diploma of Financial Advising - Securities Institute Australia ~ Ethics and Professional Relationships - QUT |
| Richard Michael Gregory | 1994 | Bachelor of Economics - University of Queensland ~ Core 1 Securities and Managed Investments Accreditation Program - Deakin University ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance & Investment - Stockbrokers Association |
| Robert Frederick Gibson | 1993 | Bachelor of Business - Queensland University of Technology ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance and Investment - FINSIA |
| Robert John Conway | 1995 | Financial Services - Central TAFE |
| Robert John Matthews | 2009 | Masters of Applied Finance - Kaplan |
| Robert Watts | 2003 | Diploma of Financial Planning - Financial Planning Association (FPA) ~ Margin Lending and Geared Investments - Kaplan |
| Robert William South | 2018 | Diploma of Financial Planning - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Roger Taylor | 2017 | Associate Diploma of Business (Marketing) - Lorraine Martin ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professional Relationships - QUT ~ Tier 1 Margin Lending - Kaplan |
| Russell James Holmes | 1996 | Advanced Diploma of Financial Planning - Securities Institute of Australia ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Advising - Securities Institute of Australia |
| Ryan Matthew Myler | 2007 | Advanced Diploma of Financial Services - Kaplan ~ Bachelor of Exercise Science - Griffith University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| SU Fong Goh | 2001 | Bachelor of Commerce (Honours) - University of NSW ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professional Relationships - QUT |
| Sam Moraro | 1992 | Bachelor of Commerce (Applied Finance) (Honours) - Deakin University ~ Ethics and Professional Relationships - QUT ~ Professional Diploma in Stockbroking - Deakin University |
| Samantha Jeanne Morris | 2009 | Aged Care Accredited Professional - Aged Care Steps ~ Bachelor of Commerce - University of Canberra ~ Diploma in Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan ~ FASEA (Financial Adviser) Exam - FASEA |
| Samuel Thomas Houston Paradice | 1995 | Bachelor of Arts - University of New England ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Masters of Applied Finance and Investment - SIA ~ Post Graduate Diploma in Business Studies - University of New England |
| Samuel Wicks | 2009 | Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Bachelor of Economic and Social Sciences - The University of Sydney ~ Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ Master of Applied Finance - Macquaire University ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Sandra Crouch | 2002 | Economics and German (Honours) - University of Wales ~ Graduate Diploma of Financial Planning - Securities Institute Australia |
| Scott Charles Anderson | 2005 | Bachelor of Business (Finance/Marketing Management) - Southern Cross University ~ Diploma of Financial Advising - Securities Institute ~ Taxation for Financial Planning - Kaplan |
| Scott Charles Fraser | 2008 | Bachelor of Science - Edith Cowan University ~ Graduate Diploma of Applied Finance - Kaplan ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Scott Murdoch | 2000 | Bachelor of Business - Queensland University of Technology ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia |
| Scott Murray Forbes Murdoch | 2008 | Bachelor Agricultural Economics - University of New England ~ Graduate Certificate in Applied Finance and Investment - Kaplan |
| Seamus Gregory Nicol | 2009 | Advanced Diploma of Business (Marketing) - APM Academy ~ Bachelor of Arts (History and Australian Studies) - University of Sydney ~ Ethics and Professional Relationships - QUT ~ Professional Diploma in Stockbroking - Deakin Prime ~ SDIA RG146 Accreditation Program - Deakin |
| Sean Patrick Gaskell | 1995 | Diploma of Financial Planning - Deakin University ~ Series 7 - NASD Accreditation |
| Sebastian Dane Brini | 0 | Bachelor of Business (Financial Planning) - University of South Australia ~ Bachelor of Business (Marketing) - University of South Australia ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
| Shakhrukh Rasulov | 2016 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Accounting) - Central Queensland University ~ Cert IV Finance and Mortgage Broking - Australian College of Professionals ~ Diploma of Financial Planning - Mentor Education |
| Shaun Bitter | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business (Financial Planning with Distinction) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Life Risk Specialist - Financial Planning Association |
| Shaun Kenneth Trewin | 2011 | Accredited Derivatives Adviser Level One - Kaplan ~ Bachelor of Commerce - Royal Melbourne Institute of Technology (RMIT) ~ Graduate Diploma of Chartered Accounting - The Institute of Chartered Accountants in Australia ~ Superannuation Accreditation Program - Deakin Prime |
| Sherin Mongia | 2016 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Planning - Mentor ~ Bachelor of Commerce - University of Delhi ~ Diploma of Financial Planning - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional |
| Silas HO Dunstan | 2011 | Bachelor of Business/ Bachelor of Arts (International Studies) - University of Technology ~ Bachelor of Science and Mathematics - University of NSW ~ TASA and the TPB Code of Professional Conduct - Kaplan |
| Simon Alan Reed | 2001 | Diploma of Education - University of New England ~ Graduate Diploma in Applied Finance - Securities Institute of Australia |
| Simon James Barnett | 2015 | Bachelor of Commerce - University of Tasmania ~ Core 1 - Securities and Managed Investments - SIAA ~ Ethics & Professional Standards for Financial Advisers - TAFE NSW ~ FPC003 Superannuation and Retirement Advice - Kaplan ~ Graduate Diploma - Applied Finance - Kaplan Professional |
| Simon James Callaghan | 2015 | Bachelor of Business Management - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Diploma of Financial Planning - KAPLAN ~ TASA and the TPB Code of Professional Conduct - Kaplan |
| Simon James Davies | 2007 | Derivaties Accreditation Program - SAA ~ Diploma Financial Services - KAPLAN ~ Ethics and Professional Relationships - Kaplan ~ Margin Lending Accreditation Program - SAA ~ Professional Diploma in Securities & Derivaties - SAA |
| Simon Keith Royle | 2002 | ASX Broker Exam - Securities Institute Australia ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan |
| Simon Peter Ferguson | 2000 | Bachelor of Commerce - University of Queensland ~ Bachelor of Laws - University of Queensland ~ Ethics and Professional Relationships - QUT |
| Simon Richard Hopkins | 2002 | Bachelor of Commerce (Economics & Marketing) - Deakin University ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Applied Finance & Investment - Securities Institute Australia |
| Simon Tarrant | 2018 | Bachelor of Business (Accounting) - UTS ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma Chartered Accountants - Chartered Accountants Australia and New Zealand |
| Simon Thomas Cox | 2008 | Bachelor of Commerce (Accounting/ Finance) - University of Tasmania ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma in Chartered Accounting - Institute of Chartered Accountants |
| Sky Nillas Kendall | 2006 | Bachelor of International Business - Griffith University ~ Graduate Diploma of Applied Finance & Investment - FINSIA |
| Sophia Elizabeth Doyle | 2014 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma Financial Planning - Mentor Education ~ Diploma Financial Planning - Mentor Education |
| Stephan Konrad Pfister | 2003 | Advanced Diploma in Accounting - TAFE ~ Diploma of Financial Planning - Deakin University ~ Graduate Certificate, Professional Accounting - University of New England ~ Master of Financial Planning - Deakin University |
| Stephen David Pill | 2007 | Bachelor of Business (Banking & Finance) - Queensland University of Technology ~ Certificate of Management (Marketing) - University of Queensland ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance & Investment - FINSIA |
| Stephen Gulbrandson | 2012 | Advanced Diploma of Financial Planning - IIT ~ Bachelor of Business - University of Tasmania ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance - Kaplan Professional |
| Stephen John Douglas Cole | 2016 | Bachelor of Commerce (Accounting & Finance) - University of New South Wales ~ Certified Practising Accountant - CPA Australia ~ Diploma of Applied Finance and Investment - FINSIA ~ Diploma of Financial Planning - KAPLAN ~ Ethics and Professional Relationships - QUT |
| Stephen Mcallister | 1996 | Professional Diploma in Stockbroking - Deakin University ~ SDIA Accreditation Program - Deakin University |
| Steven Bernard Newman | 2014 | Bachelor of Science (Hons) - London University ~ Margin Lending Accreditation Program - SAA ~ RG146 - Assessment Education Services |
| Steven James Farrell | 2013 | Bachelor of Education - QUT ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance - Kaplan Professional |
| Steven John Greentree | 1999 | Bachelor of Business (Economics and Finance) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - KAPLAN ~ Self Managed Super Funds - Kaplan ~ Superannuation & Retirement Planning - Kaplan |
| Steven Mario Cartwright | 2000 | Diploma of Financial Planning - Deakin University |
| Steven Paul Weinmann | 2014 | Bachelor of Commerce (Accounting) - University of Adelaide ~ Bachelor of Finance - University of Adelaide ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma Chartered Accounting - Institute of Chartered Accountants ~ Professional Diploma in Stockbroking - Deakin Prime |
| Steven Perry | 2008 | BACHELOR OF MANAGEMENT - FARM BUSINESS - UNIVERSITY OF SYDNEY ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ GRADUATE DIPLOMA OF FINANCIAL PLANNING - FINSIA ~ MARGIN LENDING ACCREDITATION PROGRAM - DEAKIN PRIME |
| Stuart Doherty | 2008 | Ethics and Professional Relationships - QUT ~ Financial Planning - Kaplan ~ Foundations of Financial Planning - Kaplan |
| Stuart Maxwell Warren | 1997 | Bachelor of Commerce (Marketing and Human Resourse Management) - Griffith University ~ Certified Financial Planner - Deakin University ~ Diploma of Financial Planning - Deakin University ~ Master of Business Administration - Griffith University |
| Stuart Upham Forbes Mackenzie | 2007 | Bachelor of Commerce & Management (Finance) - Lincoln University ~ Bachelor of Commerce (2nd Hons) - Lincoln University ~ RG146 - Deakin Prime |
| Sue Ann Mills | 2004 | Accredited Derivatives Adviser Leve 1 - TRIBECA ~ Accredited Derivatives Adviser Level 2 - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ TASA and the TPB Code of Professional Conduct - Kaplan |
| Suzana Tripkovic | 2000 | Bachelor of Commerce - University of Wollongong ~ Certificate IV in Accounting - TAFE NSW ~ Diploma of Financial Planning - Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ The Strategic Advice Steps for Aged Care - Aged Care Steps |
| Suzanne Mary Barnaby | 1993 | Advanced Diploma of Financial Planning - KAPLAN Professional ~ Aged Care Specialist - FPA ~ Bachelor of Business - Queensland Univeristy of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia ~ Tax Agent - Tax Practitioners Board |
| Tania Rachel Smyth | 2017 | Diploma in Financial Markets - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Professional Diploma in Stockbroking - Stockbrokers and Financial Advisers Association |
| Tanya Jean Eileen Campbell | 2018 | Bachelor of International Studies - International Business Economics - Griffith University ~ Graduate Certificate in Financial Planning - Sunshine Coast University ~ Margin Lending Accreditation Program - Deakin Prime ~ Master of Commerce - Banking & Finance - Griffith University |
| Teodora Jovanovic | 2024 | Bachelor of Commerce (Dean's Scholar) (Finance and Financial Planning) - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Terri Margaret Bradford | 1997 | Diploma of Financial Planning - Deakin University ~ Graduate Diploma of Financial Planning - Western Sydney University ~ SMSF Adviser Education Program - FPA ~ SMSF Specialist Advisor (SSA) Accreditation - SMSF Association |
| Thomas James Adams | 2014 | Bachelor of Business & Bachelor of Health Science - Queensland University of Technology ~ Certificate IV in Financial Services - AAMC ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
| Thomas James Boorman | 2006 | Bachelor of Commerce - University of Adelaide ~ Ethics and Professional Relationships - QUT |
| Thomas James Clarence Crommelin | 2010 | Bachelor of Commerce - University of Queensland ~ Core 1 Securities and Managed Investments Accreditation Program - SAA ~ Ethics and Professional Relationships - QUT ~ Margin Lending Accreditation Program - Deakin Prime |
| Thomas John Henry Lee | 2018 | Bachelor of Business (Finance) - QUT ~ Ethics and Professional Relationships - QUT ~ Master of Business (Applied Finance) - QUT |
| Thomas Robert Sartor | 2006 | Bachelor of Engineering - University of Queensland ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma of Applied Finance - FINSIA |
| Thomas William Roberts | 2013 | Bachelor of Business (Economics) - Griffith University ~ Diploma of Financial Planning - Kaplan |
| Timothy Carvolth | 1996 | Financial Servcies - Central TAFE ~ Margin Lending Accreditation Program - SAA |
| Timothy Clarke | 1994 | Bachelor of Economics (Accounting) - Flinders University of South Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma Financial Planning - Deakin University ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Timothy Daniel Bryce | 2006 | Diploma of Financial Services - Train Track ~ Graduate Diploma of Financial Planning - Kaplan ~ SMSF Specialist Advisor - SPAA |
| Timothy David Beattie | 1994 | Bachelor of Commerce - University of Western Australia ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
| Timothy James Russell | 2018 | Bachelor of Business Management - University of Queensland ~ Diploma of Financial Planning - Mentor Education Pty Ltd ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Timothy John Tersteeg | 2015 | Bachelor of Engineering (Honours) - Melbourne University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Superannuation - RMIT/ SDIA |
| Timothy Lars Harrington | 2006 | Bachelor of Commerce - Bond University ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma in Advanced Accounting - QUT ~ Master of Commerce - Queensland University of Technology ~ Professional Diploma in Stockbroking - SAA |
| Timothy Peter Evans | 2009 | Bachelor of Commerce (Accounting/ Banking & Finance) - University of Queensland ~ Core 1 Securities and Managed Investments Accreditation Program - SDIA |
| Todd Robert Kerslake | 2005 | Diploma of Financial Services - Securities Institute Australia |
| Tom Gray | 2007 | Bachelor of Business - South Australian Institute of Technology ~ Ethics and Professional Relationships - QUT ~ Margin Lending and Geared Investments - Kaplan ~ The Securities & Derivatives Industry Association Accreditation Program - Deakin University |
| Tristan Sakari Ahlholm | 2006 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Ethics and Professional Relationships - QUT ~ Graduate Diploma (ICAA) - Institute of Chartered Accountants |
| Vanessa Dani Castle | 2018 | Tier 1 Generic Knowledge - Kaplan ~ Tier 1 Managed Investments - Personal Advice - Kaplan ~ Tier 1 Securities - Personal Advice - Kaplan |
| Warwick Boyd Crane | 2006 | Bachelor of Business - The University of Newcastle |
| Wayne Philip Bolin | 2016 | Bachelor of Business - Riverina College of Advanced Education ~ Certified Financial Planner - FPA ~ Certified Practising Accountant - CPA Australia ~ Diploma of Financial Planning - Pinnacle ~ Graduate Diploma in Professional Accounting - Canberra College of Advanced Education |
| Wen Liu | 2018 | Bachelor of Finance - University of Adelaide ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| William Charles Corkill | 2016 | Bachelor of Economics - Macquarie University |
| William Grantley Chatterton | 1981 | Bachelor of Veterinary Science - University of Queensland ~ Ethics and Professional Relationships - QUT |
| William Leslie Peters | 2001 | Bachelor of Business (Accountancy) - Queensland University of Technology ~ Graduate Certificate of Financial Planning - FINSIA ~ Graduate Diploma of Advanced Accounting - Queensland University of Technology ~ Masters of Business Administration - Queensland University of Technology |
| William Michael Anderson | 2017 | Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professional Relastionships - QUT ~ Tier 1 Margin Lending - Kaplan |
| William Stanley Hickson | 2012 | Bachelor of Business Management - University of Queensland |
| William Watson Douglas | 2004 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Certificate in Financial Planning - FINSIA |
| Xiaodi Fan | 2017 | Bachelor of Commerce (Accounting and Finance) - University of Queensland ~ Chartered Accountant Program - Institute of Chartered Accountants in Australia ~ Ethics and Professional Relationships - QUT ~ Specilalist Adviser Accreditation Program - SMSF Association |
| Yousra Touni | 2015 | Bachelor of Business - University of Technology Sydney ~ Bachelor of Computing - University of Technology Sydney ~ Professional Diploma in Stockbroking - Deakin Prime |