This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
securities; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
underwriting:
an issue of securities; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Boyd Griffiths | 1994 | 1995 - Certificate in Financial Markets - - Securities Institute of Australia ~ 2011 - Professional Diploma in Stockbroking - - Deakin/ SAA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Adam Mitchell Boyer | 2016 | 2010 - Bachelor of Commerce (Finance) - - University of Qld ~ 2014 - Diploma of Financial Planning - - KAPLAN ~ 2015 - Advanced Diploma of Financial Planning - - KAPLAN |
| Adam Troy Williams | 1997 | 1991 - Bachelor of Commerce - - Deakin University ~ 1996 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA |
| Aidan Michael Patterson | 2022 | 2019 - Bachelor of Commerce with Distinction (Financial Planning & Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics & Professional Relationship - Bridging Course - Ethics - QUT |
| Aiden John Curtis | 2023 | 2020 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2022 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of Technology Sydney |
| Ajit Shinde | 2018 | 2012 - CFA Level 1 - - CFA Institute ~ 2014 - Master of Accounting - - Charles Darwin University ~ 2018 - Diploma in Financial Planning - - Kaplan |
| Alex Martin | 2017 | 2014 - Bachelor of Commerce (Accounting) - - University of Adelaide ~ 2016 - Diploma of Financial Planning - - Monarch Institute ~ 2017 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Alexander Daniel Tynan | 2018 | 2015 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 2019 - Chartered Accountant - Other - Chartered Accountants Australia & NZ ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Alexandra Jane Burridge | 2010 | 1982 - Bachelor of Medicine/ Surgery - - University of Adelaide ~ 1993 - Graduate Diploma in Business - - University of South Australia ~ 1998 - Graduate Diploma of Oenology (Winemaking) - - University of Adelaide ~ 2008 - Diploma of Financial Services (Financial Planning) - - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Alicia Adams | 2011 | 2007 - Bachelor of Arts - - University of Melbourne ~ 2007 - Bachelor of Commerce - - University of Melbourne ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Alistair John Milne | 2002 | 2002 - Bachelor of Commerce - - Griffith University ~ 2005 - Diploma of Financial Services (Financial Planning) - - TRIBECA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Andrea Louise Morgan | 2011 | 2011 - Tier 1 Adviser Compliance Solution - - KAPLAN |
| Andrew Angus | 2014 | 2013 - Diploma of Financial Planning - - Kaplan Professional |
| Andrew Benson Stafford | 2004 | 1991 - Bachelor of Economics - - University of Queensland ~ 2002 - SDIA Accreditation Program - - Deakin Prime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Andrew Daniel Wilkie | 2017 | 2008 - Bachelor of Commerce - - Griffith University ~ 2012 - Diploma of Financial Services - - Kaplan |
| Andrew David Brown | 2001 | 2001 - Bachelor of Commerce - - University of Queensland ~ 2011 - CFA charterholder - Professional Designations - CFA Institute |
| Andrew Duncan Horsbrugh | 1994 | 2002 - Financial Services - - Central TAFE ~ 2010 - Margin Lending and Geared Investments - Other - Deakin Prime |
| Andrew Graeme Eddy | 2005 | 2000 - Bachelor of Business (Business Information Systems) - - RMIT University ~ 2005 - Graduate Certificate in Financial Planning - - FINSIA ~ 2008 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Andrew Hamish Fennell | 1999 | 2002 - PS146 (Superannuation) - - Securities Institute Australia ~ 2002 - SDIA Accreditation Program - - SDIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Andrew John Reeves Robertson | 1982 | 1972 - Bachelor of Commerce - - University of Queensland |
| Andrew Nicholas Larkin | 2003 | 2002 - Bachelor of Commerce - - Bond University ~ 2006 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA |
| Andrew O'dell Fleming | 1994 | 1985 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Queensland ~ 1993 - MBA - - University of Central Queensland ~ 2006 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2010 - Professional Diploma in Stockbroking - - Deakin University |
| Andrew Owen Prentice | 1999 | 1990 - Bachelor of Commerce (Accounting & Finance) - - University of Western Australia ~ 1997 - Graduate Diploma of Marketing - - ECU ~ 2000 - Diploma of Financial Planning - - Deakin |
| Andrew Parkinson | 2008 | 2005 - Bachelor of Business Management (International Business) - - University of Queensland ~ 2005 - Bachelors of Science (Drug Design & Development) - - University of Queensland ~ 2013 - Masters of Applied Finance (Wealth Management & Investment Management) - - Kaplan Professional ~ 2017 - Advanced Diploma of FinancialPlanning - Advanced Diploma (AQF 6) - Mentor |
| Andrew Richard Fairley | 2004 | 2002 - Diploma in Financial Markets - - Securities Institute of Australia ~ 2003 - SDIA RG146 Accreditation Program - Other - Deakin ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2013 - 924 Superannuation and Skills - Other - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Andrew Robert Phillips | 2005 | 2004 - Bachelor of Business (Economics & Finance) - - RMIT University ~ 2006 - SDIA Accreditation Program - Tier 1 - - Deakin University |
| Andrew William Inglis | 2015 | 1981 - Bachelor of Commerce - - University of Tasmania ~ 2007 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - FINSIA |
| Andrew Wynn Look | 2015 | 2005 - Bachelor of Commerce - - Bond University ~ 2015 - RG146 - - KAPLAN ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Annelise Aquilina | 2018 | 2018 - Bachelor of Economics and Finance - - University of Wollongong ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Annie Michelle Sutcliffe | 2012 | 2011 - Foundations of Financial Planning - Other - Kaplan ~ 2011 - Investment Planning 1 - Other - Kaplan |
| Anthony Damian Walsh | 1996 | 1990 - Bachelor of Economics (Accounting) - - La Trobe University ~ 1995 - Graduate Diploma in Applied Finance and Investment - - Securities Institute Australia ~ 2002 - SDIA Accreditation Program - Other - Deakin University ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime |
| Anthony John Beard | 1987 | 1999 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2000 - General Securities Representative (Series 7) Examination - - National Association of Securities Dealers ~ 2012 - Cavendish & ICFS Specialist SMSF Course - - University of Adelaide ~ 2014 - Advanced Self Managed Superannuation Funds Program - - Kaplan Professional Education ~ 2015 - SMSF Association Specialist Member Accreditation Program - - SMSF Association ~ 2017 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Anthony John Curtis | 1998 | 1977 - Bachelor of Economics - - University of Sydney ~ 1986 - Securities Institute Diploma - - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Anthony John Mackenzie | 1998 | 1993 - Bachelor of Commerce (Banking and Finance) - - University of Canberra ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Anthony John Thomas Dennis | 2000 | 1996 - Postgraduate Certificate of Management - - University of Western Sydney ~ 2002 - Diploma of Financial Advising - - Securities Institute Australia ~ 2005 - Company Directors Course - - Australian Institute of Company Directors ~ 2016 - DFP5 v1 Tax for Financial Advising - Other - Kaplan ~ 2016 - TASA and TPB Code of Professional Conduct - Other - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Anthony Joseph Avery | 1997 | 1977 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of Western Australia ~ 1998 - Series7 - - SEC ~ 2002 - RG146 - - Deakin Prime ~ 2010 - Margin Lending - - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - - Deakin Prime |
| Anthony Joseph Milford | 1985 | 1984 - Certificate course of the Securities Institute of Australia - Certificate (AQF 1-4) - Securities Institute of Australia ~ 2002 - SDIA Accreditation Program RG146 - Other - Deakin Prime ~ 2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Anthony Peel | 1999 | 1999 - Diploma of Life Insurance - Diploma (AQF 5) - Association of Financial Advisers ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - FASEA Financial Adviser Exam - Other - FASEA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Anthony Ross Miller | 2006 | 2005 - Diploma of Financial Planning - - Tribeca ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2016 - TASA and the TPB Code of Professional Conduct - Other - Kaplan |
| Antony Santomartino | 2015 | 2013 - Bachelor of Commerce and Economics - Bachelor Degree (AQF 7) - Monash University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2014 - Master of Applied Finance - Masters Degree (AQF 9) - Monash University ~ 2020 - Ethics and Profesional Relationships - Bridging Course - Ethics - QUT ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Arthur Ford Reynolds | 1998 | 2002 - RG146 - - Assessment Education Services ~ 2005 - ASX / ACH Responsible Executive - - ASX |
| Arvind Ballupet Shivakumar | 2017 | 1998 - Master of Business Administration - - QUT ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Ashley James Sim | 2016 | 2016 - Bachelor of Business (International) - - QUT ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Ashley Joy Hunter | 2018 | 2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2019 - Accredited Aged Care Professional - Professional Designations - Aged Care Seps (ACS) Pty Ltd |
| Barri-jon Stear | 2010 | 2010 - Certificate in Financial Planning - - Milpark Business School, Cape Town, South Africa ~ 2015 - Diploma of Financial Planning - - Kaplan ~ 2018 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Tax and Commercial Law for Financial Planning - Other - Kaplan |
| Benedict Hugh Tighe | 2001 | 2000 - Bachelor of Business (Economics and Finance) - - RMIT University ~ 2001 - Graduate Diploma in Information Systems - - RMIT University |
| Benjamin Andrew Crouch | 2014 | 2014 - Diploma In Financial Planning - - Monarch Institute ~ 2018 - Master of Applied Finance - Other - Kaplan |
| Benjamin Buchanan | 2008 | 2003 - Bachelor of agri business - - University of New England ~ 2008 - Graduate Certificate Applied Finance and Investment - - Finsia ~ 2008 - RG146 - - Deakin Prime ~ 2015 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Benjamin Donald Williamson | 2003 | 2004 - Diploma of Financial Planning - - FPA ~ 2006 - Certified Financial Planner - - FPA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Benjamin Drew Kirkegaard | 1996 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2011 - Professional Diploma in Stockbroking - Professional Designations - Stockbrokers Association of Australia ~ 2013 - Diploma of Financial Planing - Diploma (AQF 5) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Benjamin Frank Hatcher | 2005 | 1993 - Bachelor of Commerce - - University of Queensland ~ 1996 - Chartered Accountant - Professional Designations - Institute of Chartered Accountants ~ 1997 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - SAA |
| Benjamin Jack Cavanough | 2018 | 2012 - Bachelor of Business (Finance) - - QUT ~ 2018 - Masters of Applied Finance - - Kaplan Professional |
| Benjamin John Rodney | 2007 | 1999 - Bachelor of Science (Biomedical Science) - - University of Queensland ~ 2008 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2013 - Masters of Applied Finance - - Kaplan Professional |
| Benjamin Roy Hollis | 1999 | 1996 - Advanced Certificate in Accounting - - TAFE ~ 2002 - Diploma of Financial Planning - - FPA/ Deakin University ~ 2005 - Certified Financial Planner Education Programme - - Deakin University ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Bernard John Power | 1994 | 1971 - Bachelor of Commerce - - University of Melbourne ~ 2010 - Professional Diploma in Stockbroking - Professional Designations - Deakin ~ 2011 - Superannuation Accreditation Program - Other - Deakin Prime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Bianca Ehmann | 0 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Blade Daniel Stark | 0 | 2022 - Bachelor of Commerce (Financial Advising) - Bachelor Degree (AQF 7) - James Cook Univeristy |
| Blair Raymond Carroll | 1999 | 1996 - Bachelor of Business (Accounting & Marketing) - - Griffith University ~ 2003 - Graduate Certificate of Applied Finance - - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Bohdan Green Burima | 2009 | 2008 - Bachelor of Arts (Economics) - - University of Calgary ~ 2009 - Advanced Diploma of Financial Services - - Mentor Education ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia |
| Bradley James Knight | 2004 | 2003 - Bachelor of Economics - - Adelaide University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Graduate Certificate in Applied Finance - - Kaplan |
| Bradley John Tuckerman | 2010 | 2002 - Bachelor of Engineering - - University of Newcastle ~ 2012 - Diploma in Financial Services (Financial Planning) - - Mentor Education ~ 2016 - TASA and the TPB Code of Professional Conduct - Other - Kaplan ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Bradley Robert Burns | 1995 | 1997 - Bachelor of Business (International Business) - - Queensland University of Technology ~ 2001 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute Australia |
| Bradley Robert Hamburg | 2005 | 1991 - Bachelor of Business Administration - - University of South West Texas ~ 2007 - Diploma of Financial Markets - - FINSIA ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan |
| Brenden Mark Banks | 2007 | 1996 - Diploma of Business and Computing - - Lorraine Martin College ~ 2001 - Diploma of Financial Markets - - Securities Institute Australia ~ 2017 - TASA and the TPB Code of Professional Conduct - Other - Kaplan Professional |
| Brendon John Colville | 2017 | 2010 - Bachelor of Business (Accounting) - - Avondale College ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2016 - Advanced Financial Planning Certificate - - Kaplan ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Brent Allan Dawkins | 2009 | 2002 - Bachelor of Commerce & Law - - University of Tasmania ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2009 - Certified Financial Planner - - FPA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Brent Desmond Fiedler | 2010 | 2008 - Diploma of Financial Services - - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Brent Plasier | 2002 | 1993 - Bachelor of Business (Banking and Finance) - - Charles Sturt University ~ 2002 - Investment Planning 1 - - Integratec ~ 2002 - Retirement Planning and Principles Course - - Integratec ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Brett Peter Boardman | 1998 | 1997 - Bachelor of International Business - - Griffith University ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2002 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association ~ 2007 - Master of Applied Finance - - Macquarie University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Brigid Robertson | 2000 | 2002 - SDIA Accreditation Program Assessment - - SDIA / Deakin ~ 2005 - RMIT / SDIA Superannuation Module - - RMIT / SDIA ~ 2011 - Margin Lending and Geared Investments - - Kaplan Education |
| Brooke Maree Gardener | 2017 | 2017 - Diploma of Financial Planning - - Kaplan |
| Bruce William Porter | 1991 | 1990 - Certificate Course - - Securities Institute Australia ~ 2002 - Financial Services - - Central TAFE ~ 2011 - Margin Lending Accreditation Program - - SAA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Bryan Noel Davies | 1999 | 1991 - Bachelor of Economics - - University of New England ~ 2000 - Diploma of Financial Planning - - FPA ~ 2000 - Graduate Diploma of Financial Management - - UNE |
| Cameron Frederick Moule | 2015 | 2009 - Bachelor of Commerce - - University of Queensland ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Cameron Lloyd Williams | 0 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2016 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Cameron Shane Wright | 0 | 2022 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Canberra |
| Campbell James Walker | 2000 | 1996 - Bachelor of Commerce (Honours) - - Monash University ~ 2004 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA |
| Campbell Stafford Harris | 2008 | 2007 - Bachelor of Commerce (Banking & Finance) - - University of Canberra |
| Carol Ann Corbey | 1992 | 2002 - SDIA Accreditation Program - - Deakin University ~ 2009 - Entry Level Competencies - - Kaplan Professional ~ 2009 - Superannuation - - RMIT University ~ 2010 - Margin Lending Accreditation Program - - SAA |
| Catherine Cohen | 2018 | 2018 - Core 1 Securities & Managed Investments Accreditation Program - - Stockbrokers & Financial Advisers Association Ltd / DeakinCo ~ 2020 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - FPC006 Tax and Commercial Law for Financial Planning Kaplan 5 2021 Active Select Item 6 - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Celia Jane Carroll | 1998 | 1995 - Bachelor of Science - - The University of New England ~ 1999 - Diploma of Financial Planning - - FPA ~ 2002 - CFP - - FPA ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA ~ 2024 - Tax for Financial Advising - Other - Kaplan |
| Charles Croxon Poolman | 1990 | 1995 - Certificate II in Financial Markets - - Securities Institute of Australia ~ 2006 - SDIA RG146 Accreditation Program - Other - SDIA ~ 2010 - Margin Lending Accreditation - Other - Deakin Prime ~ 2011 - Professional Diploma in Stockbroking - - DeakinPrime ~ 2013 - 924 Superannuation and Skills - Other - Kaplan |
| Charles Joseph Gabriel | 2018 | 2015 - Bachelor of Business - - University of Tasmania ~ 2015 - RG146 Generic Knowledge - - Financial Education Professionals ~ 2015 - RG146 Securities - - Financial Education Professionals ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Charles Ronald Philip Baulch | 2008 | 2001 - Bachelor of Finance - - La Trobe University ~ 2007 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Charles Ross Johnston | 1997 | 1993 - Bachelor of Financial Administration - - University of New England ~ 1997 - Chartered Accountant - - Institute of Chartered Accountants ~ 1998 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Charles Smallhorn | 2002 | 1998 - Bachelor of Arts - - University of Queensland ~ 2001 - Bachelor of Economics - - University of Queensland ~ 2004 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Charlotte Doig | 2022 | 2017 - Bachelor of Business (Finance and Marketing) - Bachelor Degree (AQF 7) - UTS ~ 2019 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Che Wylie Durran | 2024 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Cheyne Anthony Peat | 2016 | 2015 - Diploma of Financial Planning - - KAPLAN ~ 2019 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Tax and Commercial Law for Financial Planning - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Christian Anthony Saffioti | 2022 | 2020 - Bachelor of Economics and Finance - Bachelor Degree (AQF 7) - University of Wollongong ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Margin Lending - Other - SIAA |
| Christian Dimitriou | 2001 | 2005 - Bachelor of Business - - Queensland University of Technology ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Christian James Hope | 2014 | 2008 - ASIC RG 146 - Tier 1 Life Insurance and Superannuation Compliance - - Australian & New Zealand Institute of Insurance & Finance ~ 2009 - Diploma of Financial Services - Life Insurance - - Australian & New Zealand Institute of Insurance & Finance ~ 2013 - Bachelor of Business (Insurance and Finance) - - Charles Sturt University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Tax for Financial Advising - Other - Kaplan |
| Christof Alexander Kozaris | 1995 | 1993 - Bachelor of Economics - - Monash University ~ 1994 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australasia ~ 2000 - Series 7 - - NASD Accreditation |
| Christopher David Young | 2006 | 2001 - Advanced Diploma of Accounting - - TAFE NSW ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2006 - Bachelor of Finance - - Newcastle University ~ 2022 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Christopher John Oldroyd | 2005 | 2004 - Bachelor of Business (Finance/Banking) - - Charlest Stuart University ~ 2009 - Graduate Diploma of Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan |
| Christopher John Tynan | 1998 | 1998 - Financial Planning Principles and Practice Course - - Securities Institute ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - Professional Designations - Deakin Prime |
| Christopher Langley | 2007 | 2004 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2006 - ADA Level 1 - - Kaplan ~ 2009 - Graduate Diploma of Applied Finance - - Financial Services Institute of Australasia ~ 2011 - Margin Lending Accreditation - - Stockbrokers Association of Australia ~ 2014 - Superannuation Accreditation - - Stockbrokers Association of Australia ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Christopher Michael Power | 2006 | 2005 - Bachelor of Commerce (Applied Finance & Financial Planning) - - University of Wollongong ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Christopher Stewart Macdonald | 2007 | 1996 - Bachelor of Commerce (Marketing & Economics) - - Macquarie University ~ 2007 - Diploma in Financial Markets - - FINSIA |
| Christopher William Kraegen | 2005 | 2001 - Bachelor of Economics (Finance) - Bachelor Degree (AQF 7) - University of NSW ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - ThreeSixty ~ 2006 - Diploma of Financial Services (Financial Markets) - - AFMA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Chung-ying Chiong | 1997 | 1993 - Bachelor of Commerce - - University of Queensland ~ 1995 - Bachelor of Economics - - University of Queensland ~ 1995 - Graduate Diploma in Applied Finance and Investment - Bachelor Honours Degree (AQF 8) - Securities Institute of Australia ~ 1999 - Master of Business Administration - - University of Queensland |
| Clare Jean Rixon | 2005 | 1985 - Bachelor of Business - - University of South East Queensland ~ 2004 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2008 - SMSF - - Kaplan Professional ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Clinton John Bush | 2018 | 2013 - Bachelor of Business and Commerce - - Monash University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Super and Retirement Advise - Other - Kaplan ~ 2021 - Tax and Commercial Law for Financial Planning - Other - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Clive Ronald Briggs | 1990 | 1976 - Bachelor of Commerce - - University of Queensland ~ 1983 - Masters of Business Administration - - Macquarie University |
| Craig Walter Watson | 1999 | 1993 - Bachelor of Business (Finance/Marketing/Management) - - Southern Cross University ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner Education Program - - FPA ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Curt Alan Mathews | 2008 | 2006 - Diploma of Financial Services (Financial Planning) - - Finsia ~ 2009 - Graduate Diploma in Financial Planning - - Kaplan Professional ~ 2009 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan ~ 2013 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Damian Ashley Collins | 2007 | 2003 - Bachelor of Finance - - Latrobe University ~ 2007 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Damien Nguyen | 2017 | 2016 - Bachelor of Commerce - - Deakin University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Damon Sean Murray | 2009 | 2006 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Self Managed Superannuation Fund - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Damon Tune | 1998 | 1997 - Bachelor of Commerce - - Griffith University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Daniel Hyam Dreyfus | 1988 | 1978 - Bachelor of Commerce - - University of New South Wales ~ 1984 - Masters of Business Administration - - Cranfield University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Daniel James Bergman | 2014 | 2013 - Diploma of Financial Planning - - Integrity Education Group Pty Ltd ~ 2014 - ADA1 Level 1 - - Kaplan Education Pty Ltd ~ 2014 - Margin Lending Accreditation Program - - Stockbroker Association of Australia / DeakinPrime ~ 2024 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2024 - FPC003 Superannuation and Retirement Advice - Other - Kaplan Professional |
| Daniel John Sutherland | 2018 | 2018 - Bachelor of Commerce (Finance and Marketing) - - Curtin University ~ 2018 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Darrell Ling | 2005 | 1992 - Bachelor of Commerce - - Griffith University ~ 1999 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Darren Hocking | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2005 - Bachelor of Management - - University of South Australia ~ 2010 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan ~ 2011 - Margin Lending Accreditation Program - - Financial Essentials Pty Ltd ~ 2014 - Advanced Self Managed Super Funds Program - - Kaplan |
| Darren John Thompson | 2000 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2014 - Self Managed Super Funds - Other - Kaplan ~ 2018 - Master of Business (Management) - - University of Wollongong ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| David Alexander Franklin | 2013 | 2014 - Margin Lending - - Stockbrokers Association of Australia ~ 2014 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia ~ 2017 - Diploma of Financial Planning - - KAPLAN ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA |
| David Allen | 2007 | 2009 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| David Andrew Cope | 2008 | 2007 - Bachelor of Business (Financial Planning) - - Royal Melbourne Institute of Technology ~ 2015 - Responsible Executive Markets Exam - Other - Stockbrokers Association of Australia ~ 2016 - SMSF Specialist Adviser - Professional Designations - SPAA ~ 2016 - TASA and TPB Code of Professional Conduct - Other - Kaplan |
| David Codey | 1987 | 1980 - Bachelor of Commerce - - University of New South Wales ~ 2014 - Foundations of Financial Planning Part B: Financial Planning - - KAPLAN |
| David Driscoll | 1999 | 1999 - Bachelor of Commerce - - Curtin University of Technology ~ 2003 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Margin Lending - - Stockbrokers Association of Australia |
| David Geoffrey Heath | 1984 | 2002 - RG146 - - Assessment Education Services |
| David John Cleal | 2000 | 1992 - Bachelor of Business (Accounting) - - Deakin University ~ 1997 - Certified Practising Accountant - - Australian Society of Certified Practising Accountants ~ 2003 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA |
| David John Oliphant | 2001 | 1992 - Bachelor of Commerce - - University of Melbourne ~ 2001 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Australia |
| David John Taylor | 2006 | 2003 - Bachelor of Commerce (Finance and Risk Management) - - Griffith University ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| David Neil Thompson | 2016 | 2002 - Bachelor of Business (Accounting) - - Griffith University ~ 2005 - CFA Level 1 - - CFA Institute ~ 2005 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2016 - Securities & Managed Investments - - KAPLAN |
| David Thomas Sallway | 2006 | 2003 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Macquarie University ~ 2006 - RG146 Accreditation - - Deakin Prime ~ 2010 - ADA1 - Derivatives Accreditation Program - - Deakin Prime ~ 2010 - Specialist Knowledge: Foreign Exchange - - Kaplan ~ 2011 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime |
| David Wright | 2004 | 1990 - Bachelor of Economics - - University of Queensland ~ 1991 - Graduate Diploma of Business - - Queensland University of Technology ~ 1998 - Bachelor of Arts - - University of Queensland ~ 2005 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Dean Andrew Naylor | 0 | 2022 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Dean Crokidas | 2008 | 2005 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - QUT ~ 2008 - Diploma of Financial Services (Financial Planning) - - RG146 Training Australia Pty Ltd ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - RG146 Training Australia Pty ltd ~ 2010 - Margin Lending and Geared Investments - - Kaplan Education Pty Limited ~ 2016 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd |
| Dean Peter Mazaris | 2022 | 2019 - Bachelor of Commerce (Financial Planning & Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Dean Robert Mellers | 2002 | 2000 - Bachelor of Commerce - - University of Queensland ~ 2001 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Derek James Parker | 2023 | 2001 - Bachelor of Business (Accountancy) - Graduate Certificate (AQF 8) - Queensland University of Technology ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Diana Lock | 1999 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2005 - CFP - Professional Designations - Financial Planning Association of Australia ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime |
| Dianne Colledge | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - - TRIBECA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Dougal Geoffrey Onus Maynes | 1996 | 1994 - Diploma of Export Management - - Queensland University of Technology ~ 1995 - Bachelor of Business (International Management) - - Queensland University of Technology ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Duncan Ryan Schofield | 2001 | 2002 - Diploma in Financial Services - Diploma (AQF 5) - AMP ~ 2023 - FAS Adviser Exam - Other - ASIC |
| Dylan Francis Psiuk | 2017 | 2017 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - James Cook University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Edward Paul Christoe | 2003 | 2001 - Diploma of Financial Advising - - Securities Institute |
| Elinor Claire Brown | 0 | 2019 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - QUT ~ 2023 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Elizabeth Anne Purvis | 1988 | 1992 - Certificate of Financial Markets - Certificate (AQF 1-4) - Securities Institute ~ 2002 - SDIA Accreditation Program Assessment - Securities, Futures Markets and Managed investments - Other - Securities and Derivatives Industry Association ~ 2003 - RMIT/SDIA Superannuation Module - Other - RMIT University ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan |
| Eric Kesler | 2003 | 2003 - Diploma of Financial Services (Financial Planning) (FNB50802) - - King's International College ~ 2010 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia ~ 2014 - Accredited Derivatives Adviser Level 1 Exam - - Kaplan Professional Education ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Evan Peter Hurse | 2008 | 2010 - ASX Accredited Derivatives Adviser L1 - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Advanced Diploma Financial Planning - - Kaplan ~ 2013 - Self Managed Superannuation Funds - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Fergus Allan Humble | 0 | 2016 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2016 - Bachelor of Laws - Bachelor Degree (AQF 7) - QUT ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Frank Fotopoulos | 2021 | 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University Australia ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Tax for Financial Advising - Other - Kaplan |
| Gary Robert Thorniley | 2001 | 1991 - Bachelor of Science (Agriculture) - Honours - - University of Western Australia ~ 2000 - Graduate Diploma of Business - - Curtin University of Technology ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2004 - Certified Financial Planner - - Financial Planning Association ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Geoffrey Walter Voller | 1993 | 1973 - Bachelor of Business (Accounting) - - Queensland University of Technology ~ 1995 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA |
| Geoffrey William Jordan | 1989 | 2003 - Diploma of Financial Planning - - Deakin University ~ 2008 - CFP - - Deakin University |
| George Marshall | 2022 | 2008 - Bachelor of Education - Bachelor Degree (AQF 7) - Griffith University ~ 2018 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - Queensland University of Technology ~ 2021 - Financial Adviser Exam - Other - ASIC ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN ~ 2024 - Accredited Derivatives Adviser Level 1 - Other - Kaplan Professional |
| Georgina Hennekens | 2006 | 2005 - Bachelor of International Business - - Griffith University ~ 2006 - SDIA Accreditation Program - - Deakin University ~ 2007 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Professional Diploma in Stockbroking - - Deakin Prime |
| Grant John Williams | 1987 | 1987 - Bachelor of Business - - Kuring-gai College of Advanced Education ~ 2005 - ASX / ACH Responsible Executive Exam - Other - Tribeca ~ 2010 - Margin Lending and Geared Investments - Other - Deakin Prime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Gregory Haralambos Kouroulis | 2016 | 2014 - Bachelor of Economics and Finance - - University of Wollongong ~ 2016 - Superannuation and Retirement Advice - Other - Kaplan ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Gregory Thomas | 1994 | 1999 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Gregory William Harris | 2012 | 2010 - Bachelor of Business (Accounting) - - Charles Sturt University ~ 2014 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |
| Hamish David Dunbar | 2005 | 1997 - Bachelor of Commerce - - Griffith University ~ 2007 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2013 - SMSF Specialist Adviser - - SMSF Association ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Hamish Robbie Dee | 1993 | 1992 - Bachelor of Commerce - - University of Queensland ~ 1993 - Bachelor of Economics - - University of Queensland ~ 1997 - Graduate Diploma in Applied Finance and investment - Graduate Diploma (AQF 8) - Kalan ~ 2010 - Professional Diploma in Stockbroking - - Deakin Prime University |
| Harrison David Boyd | 2024 | 2020 - Bachelor of Business (Financial Management) - Bachelor Degree (AQF 7) - University of New England ~ 2022 - Business and Corporations Law - LAW504 - Other - Charles Sturt University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Charles Sturt University ~ 2022 - Taxation Strategies - LAW545 - Other - Charles Sturt University ~ 2024 - Margin Lending Specialist - Other - Kaplan |
| Hayden Victor Welsh | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Heath Marc Hill | 2000 | 2000 - Bachelor of Commerce - - James Cook University ~ 2002 - Diploma of Technical Analysis - - FINSIA ~ 2004 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA |
| Helen Mcmillan | 2023 | 2000 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - De Haagse Hogeschool ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - Certified Financial Planner - Professional Designations - Financial Adviser Association Australia (FAAA) ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Hennietta Harmse | 2005 | 1983 - Bachelor of Commerce (Accounting) - - Rand Afrikaans University ~ 2000 - Income Tax & Aspects of Company Law - - The University of Southern Queensland ~ 2001 - Chartered Accountant Australia - - Chartered Accountants Australia and New Zealand ~ 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan (formerly Securities Institute Australia) ~ 2015 - Chartered Accountant Financial Planning Specialist - - Chartered Accountants Australia and New Zealand ~ 2021 - Accredited Aged Care Professional - Other - ACS |
| Henry Sean Mcquinn | 2008 | 2006 - Bachelor of Business and Commerce - - Monash University ~ 2008 - The SDIA Accreditation Program - Tier 1 level - Other - Deakin University / SDIA ~ 2013 - Superannuation - Other - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Hugo James Dein | 2000 | 2002 - SDIA Accreditation Program Assessment - - SDIA / Deakin University ~ 2004 - RMIT/SDIA Superannuation Module - - RMIT University ~ 2010 - Margin Lending Accreditation Program - - Stockbroker Association of Australia / DeakinPrime ~ 2010 - Professional Diploma in Stockbroking - Professional Designations - SAFAA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Iain Llywelyn Jones | 2010 | 2005 - Superannuation and Retirement Planning - Other - Kaplan ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - - Deakin Prime |
| Iain Michael Cooper | 2002 | 1995 - Bachelor of Business (Banking & Finance) - - University of Technology ~ 2009 - Masters in Applied Finance - - Securities Institute Australia ~ 2011 - Professional Diploma in Stockbroking - - Deakin University |
| Ian Elks | 1998 | 1984 - Bachelor of Commerce - - University of Queensland ~ 1989 - Chartered Accountant - Professional Designations - ICAA ~ 2000 - Special Entry B - - Financial Planning Association of Australia ~ 2011 - Margin Lending Accreditation Program - - Stockbrokers Association of Australia |
| Isobelle Torralba | 1998 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - - TRIBECA ~ 2004 - Diploma of Financial Services (Financial Planning) - - TRIBECA |
| Jaarod Allen Daaron Holmes | 2023 | 2021 - Bachelor of Commerce - Finance & Financial Planning Double Major - Bachelor Degree (AQF 7) - Curtin University |
| Jack Eathan Mullins | 2016 | 2016 - Core 1 Securities & Managed Investments Accreditation Program - - SAA |
| Jack Edward Stickley | 2022 | 2015 - Bachelor of Commerce (with Major in Accounting) - Bachelor Degree (AQF 7) - The University of Queensland ~ 2018 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Chartered Accountants Australia and New Zealand ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jack Leon Michael Deane | 2021 | 2015 - Bachelor of Accounting - Bachelor Degree (AQF 7) - CQU University ~ 2017 - Graduate Diploma Chartered Accountant - Graduate Diploma (AQF 8) - Chartered Accountants ~ 2019 - Ethics & Professionalism in Financial Advise - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jack Thomas Ellis | 2018 | 2018 - Core 1 Securities & Managed Investments - - Stockbrokers and Financial Advisers Association of Australia ~ 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT ~ 2022 - FPC003 Superannuation and Retirement Advice - Other - Kaplan ~ 2023 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan |
| Jackson Rampant | 2018 | 2017 - Diploma of Financial Planning - - Kaplan Education ~ 2018 - Bachelor of Commerce (Accounting Honours) - Bachelor Degree (AQF 7) - University of Newcastle ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jahanne Jessica Nagle | 2018 | 2011 - Bachelor of Commerce (Finance) - - University of Melbourne ~ 2013 - Master of Finance - - University of Melbourne ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| James Blair Thackray | 2012 | 2010 - RG146 - - RG146 Training Australia ~ 2011 - Bachelor of Business and Entrepreneurship - - Victoria University ~ 2013 - 924 Superannuation and Skills - Other - Kaplan ~ 2017 - Tier 1 Life Insurance - Other - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| James Daniel Syme | 2011 | 2007 - Bachelor of Commerce - - Monash ~ 2012 - Diploma of Financial Services (Financial Planning) - - IIT ~ 2012 - Margin Lending Course - - IIT ~ 2012 - Self Managed Superannuation Funds - - IIT ~ 2015 - Advanced Diploma of Financial Planning - - International Institute of Technology |
| James Hogarth Chandler | 2009 | 2004 - Bachelor of Business Management (HR Management & Industrial Relations) - - University of Queensland ~ 2004 - Bachelor of Commerce - - University of Queensland ~ 2016 - TASA and the TPB Code of Professional Conduct - Other - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| James Ian Fulton-kennedy | 2015 | 2015 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - Bachelor of Internatitonal Business - - Griffith University |
| James Kay | 2013 | 2009 - Bachelor of Science - - The University of Melbourne ~ 2012 - Master of Commerce - - RMIT ~ 2013 - Diploma of Financial Services - - RMIT ~ 2013 - Superannuation & Life Insurance - - RMIT |
| James Maurice Hoare | 2022 | 2015 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| James Thomas Macaulay | 2007 | 2002 - Bachelor of Commerce - - The University of Queensland ~ 2003 - Bachelor of Laws - - The University of Queensland ~ 2005 - Solicitor - Other - Supreme Court of Qld ~ 2007 - SDIA Accreditation Program - Tier 1 - - Deakin University |
| James Warwick Lawrence | 2018 | 2005 - Bachelor of Arts (Honours Class 1) International Relations - Bachelor Degree (AQF 7) - University of Queensland ~ 2009 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Jamie Preston | 2024 | 2022 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Jarrod Gregory Ross | 2004 | 1990 - Bachelor of Engineering - - University of NSW ~ 2007 - Graduate Certificate in Financial Planning - - Finsia ~ 2007 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Jarrod John Martin | 1999 | 1996 - Bachelor of Business (Property) - - RMIT University ~ 1999 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2001 - Certified Financial Planner - - FPA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Jason John Coffey | 2001 | 1998 - Bachelor of Commerce - - La Trobe University ~ 2002 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Jason Turnbull | 1997 | 1996 - Bachelor of Commerce - - University of Adelaide ~ 1999 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2001 - Diploma of Financial Planning - - Financial Planning Association ~ 2002 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Jayden Robert Pollard | 2018 | 2017 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Canberra ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Jean Kaoru Findlay | 1997 | 1994 - Bachelor of Science - - University of Sydney ~ 2002 - Diploma of Financial Planning - - Financial Planning Association ~ 2007 - SMSF Specialist Pathway Program - Other - Tribeca ~ 2010 - Master of Commerce (Finance) - - University of New South Wales ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Jeff Potter | 2002 | 1998 - Bachelor of Commerce - - Flinders University of South Australia ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2004 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Jeffrey Douglas Pappin | 1997 | 1999 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2010 - Professional Diploma in Stockbroking - - Deakin University |
| Jeffrey William Mckenzie White | 2012 | 2012 - Diploma in Financial Planning - - RG146 Training Australia |
| Jennifer Margaret Abood | 1995 | 1995 - Bachelor of Economics - - The University of Sydney ~ 1996 - Graduate Diploma of Applied Finance and Investments - Graduate Diploma (AQF 8) - Securities Institute |
| Jing Fan | 2023 | 2007 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - USQ ~ 2013 - Master of Business Administration (Personal Financial Planning) - Masters Degree (AQF 9) - USQ ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jodie Anne Cowburn | 2016 | 1994 - Bachelor of Business - - Griffith University ~ 2004 - Diploma of Financial Planning - - Financial Planning Association ~ 2011 - Margin Lending & Geared Investments - - KAPLAN ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Jodie Garden | 2015 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2011 - Bachelor of Commerce (Economics & Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - AAMC Training Group |
| Jodie Michelle Meynell | 1997 | 2002 - Certified Financial Planner (CFP) - FPA - - Deakin University/ FPA ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2013 - SMSF specialist adviser - - SMSF Association (SSA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| John Buchan Cleary | 2010 | 2006 - Bachelor of Commerce (Marketing & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2011 - Graduate Diploma in Financial Planning - - Kaplan Professional |
| John Charles Holmes Clark | 1981 | 1979 - Bachelor of Commerce - - University of Western Australia |
| John Francis Hansen | 2021 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - UQ ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| John Fryar | 1998 | 2003 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute of Austalia ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2024 - Commercial Law - Other - Kaplan |
| John Lawrence Tuckerman | 1986 | 1969 - Accountancy - - Institute of Chartered Accountants ~ 2002 - FSR Accreditation - - The Centre for Business Solutions |
| John Lindsay | 1987 | 1998 - Certified Financial Planner - - Financial Planning Association ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2023 - Ethics and Professionalism - Bridging Course - Ethics - Griffith University |
| John Martin Van DE Pol | 1998 | 1992 - Bachelor of International Business - - Griffith University ~ 1997 - Bachelor of Business (Management) - - QUT ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA |
| John Savige Palmer | 1997 | 1972 - Bachelor of Commerce - - University of Queensland ~ 1998 - Diploma of Financial Planning - - Deakin University |
| John William Turley | 2010 | 1998 - Bachelor of Business (Accounting) - - Queensland University of Technology ~ 1999 - Bachelor of Laws - Bachelor Degree (AQF 7) - QUT ~ 2009 - Graduate Diploma in Legal Practice - Graduate Diploma (AQF 8) - QUT ~ 2010 - Tier 1 RG 146 Compliance - - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Jonathan Alexander Ahlberg | 2005 | 2012 - Advanced Diploma of Financial Services - - KAPLAN ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - FPC006 Tax and Commercial Law for Financial Planning - Other - Kaplan ~ 2021 - FPC001B Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jonathan Elliott Pitt | 2006 | 1998 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Jonathan Paul Brunello | 0 | 1996 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jonathon Kirk | 2005 | 1992 - Bachelor of Business - - Monash University ~ 2003 - Diploma Financial Planning - - FPA / Deakin ~ 2006 - CFP - - FPA / Deakin |
| Jonathon William Laird | 2018 | 2002 - Bachelor of Economics - - UTAS ~ 2005 - Graduate Diploma of Financial Planning - - FINSIA ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Jordan Thomas Mackellar | 0 | 2022 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Joseph Michael Conroy | 2023 | 2015 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Queensland ~ 2015 - Bachelor of Economics (International Trade and Finance) - Bachelor Degree (AQF 7) - University of Queensland ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Joseph Phillip Sim | 1997 | 1992 - Bachelor of Commerce - - Griffith University ~ 1995 - Certified Practising Accountant - - CPA Australia ~ 1998 - Diploma of Financial Planning - - Deakin University ~ 1999 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Joshua Thomas Jones | 2011 | 2007 - Bachelor of Business (Economics & Finance) - - RMIT University ~ 2008 - Bachelor of Commerce - - University of Melbourne ~ 2009 - Core 1 Securities and Managed Investments Accreditation Program - - Deakin University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Judith Maria Mostaard | 2001 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2004 - Certified Financial Planner - - Deakin University ~ 2011 - SMSF Specialist Adviser (SSA) Accreditation - - SMSF Association |
| Julian Norris | 2004 | 2002 - SDIA Accreditation Program - - Deakin University ~ 2003 - Bachelor of Business (Banking and International Business) - - University of Technology, Sydney ~ 2011 - Margin Lending and Geared Investments - - Kaplan |
| Justin Robert James Sharples | 1999 | 1995 - Bachelor of Economics - - Macquarie University ~ 1997 - Postgraduate Diploma in Accountancy - - Macquarie University ~ 1998 - Special Diploma in Social Studies - Diploma (AQF 5) - University of Oxford ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Justin Wynne | 2015 | 2004 - Bachelor of Applied Finance with the degree of Bachelor of Commerce Accounting - - Macquarie University ~ 2005 - SDIA Accreditation Program - - Deakin University ~ 2006 - Graduate Certificate in Financial Planning - - Kaplan ~ 2007 - ASX Accredited Derivatives Adviser Level Two - - Tribeca ~ 2017 - Master of Applied Finance - - Kaplan |
| Kai Braendstrup Hansen | 2004 | 2005 - Bachelor of Business (Financial Planning) - - RMIT ~ 2008 - Graduate Diploma Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - SMSF Specialist Adviser (SAA) Accreditation - - SMSF Association ~ 2015 - Masters of Taxation (Financial Planning) - - University of NSW |
| Karen Els | 2015 | 2005 - Honours Bachelor of Commerce - Bachelor Honours Degree (AQF 8) - University of South Africa ~ 2010 - Diploma of Financial Planning - - Mentor Education Group ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Advanced Diploma Of Financial Planning - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Karen May Mcclimon-smith | 1995 | 2001 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Karen Mctier | 1999 | 1997 - Bachelor of Business (Accounting) - - Central Queensland University ~ 2000 - Diploma of Financial Planning - - Deakin University & FPA ~ 2002 - Certified Financial Planner - - FPA |
| Karl Joseph Brosnan | 2004 | 2002 - Investment Administration Qualification - - Securities Institute UK ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2006 - Bachelor of Business (Economics & Marketing) - - University of Southern Queensland |
| Katarzyna Radzka | 2018 | 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - Swimburne University of Technology ~ 2011 - Master of Communications - Masters Degree (AQF 9) - Griffith University ~ 2018 - Advanced Diploma in Financial Planning - - Kaplan |
| Kathryn Therese Zachariah | 2018 | 2015 - Diploma in Financial Planning - - Integrity Education ~ 2016 - Advanced Diploma in Financial Planning - - Integrity Education ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps ~ 2021 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Kenneth Patrick Howard | 1996 | 1992 - Bachelor of Economics - - University of Queensland ~ 1996 - Bachelor of Laws - - University of Queensland ~ 1997 - Graduate Diploma in Applied finance and investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2004 - Chartered Financial Analyst - CFA - - CFA Instituted ~ 2007 - ASX/ACH Responsible Executive Exam - - ASX |
| Kerrin Phipps | 2015 | 2012 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Queensland ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Khim Shiong Chua | 2005 | 2004 - Master of Business Administration (Finance) - - University of Central Queensland ~ 2007 - Graduate Certificate in Financial Planning - - Securities Institute of Australia ~ 2009 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Accredited Derivatives Adviser Level 1 - - Deakin University ~ 2018 - CERTIFIED FINANCIAL PLANNER - Professional Designations - FAAA |
| Kurt William Telford | 2000 | 1992 - Bachelor of Commerce & Management (Business Management) - - Lincoln University ~ 1993 - Postgraduate Diploma of Commerce (Economics) - - Lincoln University ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Kylie Jane Harding | 2000 | 1999 - Diploma in Financial Markets - - FINSIA ~ 2001 - Diploma in Financial Advising - - FINSIA ~ 2003 - Diploma in Financial Planning - - FINSIA |
| Kylie Kym Eather | 2008 | 2008 - Diploma of Financial Services - - FINSIA |
| Lachlan Alexander Mcphie | 2004 | 2001 - Accredited Derivatives Adviser Level 2 - Other - ASX ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2009 - ASX/ACH Responsible Executive Exam - - ASX ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Lachlan John Morgan | 2012 | 2006 - Bachelor of Business (Economics) - - Queensland University of Technology ~ 2008 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2014 - CFA Charter Holder - - CFA |
| Lachlan Scott Yeadon | 2024 | 2022 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Canberra |
| Lachlan William Scott Walsh | 2024 | 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - QUT |
| Laine Simon Brandis | 2001 | 1999 - Bachelor of Commerce (Economics & Finance) - - Curtin University of Technology |
| Laura Jane Wilson | 2016 | 2010 - Bachelor of Business (Marketing) - - University of Queensland |
| Laurence Victor Saville | 1985 | 1978 - Bachelor of Business (Accouning) - - NSW IT ~ 2002 - SDIA PS146 Accreditation Program - Professional Designations - SDIA ~ 2003 - Financial Advising Essentials - Other - Securities Institute |
| Leigh Filipovic | 2010 | 2007 - Bachelor of Commerce - - University of Melbourne ~ 2008 - Bachelor of Arts - - University of Melbourne ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Leonardo Senese | 1994 | 1993 - Bachelor of Commerce (Economics & Finance) - - University of Western Sydney ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - ASIA ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA |
| Les William Batchelor | 2003 | 2003 - Diploma of Financial Services - - Integratec ~ 2014 - Certified Financial Strategist - - AOIFP |
| Lesley Ann Faehse | 1995 | 1985 - Graduate Diploma of Accounting - Graduate Diploma (AQF 8) - Flinders University ~ 1995 - Diploma of Financial Planning - - RMIT ~ 2012 - SMSF Specialist Advisor - - SPAA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Leslie Christopher Conceicao | 1999 | 1986 - Bachelor of Arts (Economics & Industrial Relations) - - University of Western Australia ~ 1989 - Master of Industrial Relations - Masters Degree (AQF 9) - University of Western Australia ~ 1994 - Master of Business Administration - Masters Degree (AQF 9) - University of Western Australia ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Lindsay Marie Richardson | 2007 | 2008 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - MLC ThreeSixty ~ 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - MLC ThreeSixty ~ 2010 - RG146 Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan Australia ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Lindsay Tang | 1995 | 1986 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Newcastle ~ 1998 - Master of Business in Finance - - University of Technology Sydney ~ 2002 - SDIA Accreditation Program Assessment - - Securities & Derivatives Industry Association ~ 2010 - Professional Diploma in Stockbroking - Other - Stockbrokers and Financial Advisers Association ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Louisa Mary Pitt | 2022 | 2019 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Tasmania ~ 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Tasmania ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Margin Lending Accreditation Program - Other - Kaplan |
| Louise Jean Wegner-parker | 1996 | 1992 - Bahelor of Business Management - Bachelor Degree (AQF 7) - QUT ~ 2003 - Diploma of Financial Planning - - FPA ~ 2005 - Estate Planning - - Tribeca ~ 2010 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - KAPLAN |
| Lukas Alexander Stergiou | 2018 | 2018 - Bachelor of Commerce (Finance & Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong |
| Luke Anthony Wilson | 2012 | 2006 - Bachelor of Business (Economics & Finance) - - Swinburne University of Technology ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Luke Geoffrey Pollard | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Luke Mcelwaine | 2008 | 1993 - Bachelor of Commerce - - University of Queensland ~ 2006 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute Australia |
| Luke William Chick | 2013 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2015 - Certificate IV in Mortgage Broking and Finance - Certificate (AQF 1-4) - Kaplan ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Maddison Rogers | 2014 | 2013 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2016 - Professional Diploma in Stockbroking - Other - Deakin Prime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Marcia Larissa Senn | 2000 | 1996 - Bachelor of Business Administration (Marketing) - - Washington State University ~ 2002 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Finsia ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional |
| Marijan Simunic | 2000 | 1997 - Bachelor of Commerce - - Monash University ~ 2001 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia |
| Mark David Thomas | 1993 | 1986 - Bachelor of Economics - - Sydney University ~ 2002 - Professional Diploma in Stockbroking - - Deakin University ~ 2002 - SDIA Accreditation Program - Other - Deakin University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Mark Gerard Majella Davies | 1993 | 1996 - Certificate in Financial Markets - - Securities Institute Australia ~ 2002 - SDIA Accreditation Program - Tier 1 - Other - Deakin Prime ~ 2011 - Margin Lending & Geared Investments - - Kaplan |
| Mark James Olivetta | 2005 | 2011 - Professional Diploma in Stockbroking - - SAA ~ 2014 - ASX Markets Responsible Executive Exam - Other - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mark Peters | 1995 | 1993 - Bachelor of Economics (Honours Degree) - - Monash University ~ 1995 - Master of Economics - - Monash University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Mathew Hedditch | 2007 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2007 - SDIA Accreditation Program - Tier 1 - - Deakin University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Matthew Bede Mcnamara | 2007 | 2003 - Bachelor of Commerce - - Australian National University ~ 2012 - Diploma of Financial Planning - - Kaplan Professional ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Matthew Clarke | 2003 | 2002 - Bachelor of Commerce - - University of Queensland ~ 2004 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Matthew Daryl Johnson | 2001 | 2005 - Diploma of Financial Planning - - Deakin University ~ 2010 - Margin Lending & Geared Investments - Other - Kaplan ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan ~ 2014 - ASX Listed Products Accreditation Course (LPAC) - Other - LPAC Online Pty Ltd ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Matthew David Macdonald | 2014 | 2010 - Professional Diploma in Stockbroking - - Deakin University ~ 2012 - Bachelor of Business Management - - University of Queensland ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Matthew Downing | 2014 | 2001 - Bachelor of Applied Science - - University of South Australia ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2014 - Advanced Self Managed Superannuation Funds - - Kaplan Professional ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Matthew Gerard Reid | 2000 | 1999 - Graduate Diploma of Financial Services - - Investment Training College ~ 2021 - FASEA (Financial Adviser) Exam - Other - FASEA |
| Matthew Gordon | 2003 | 1998 - Bachelor of Business (Accounting) - - Queensland University of Technology ~ 2004 - Certified Practicing Accountant - - Deakin University ~ 2005 - Diploma of Financial Planning - - Deakin University |
| Matthew James Barnaby Reid | 1998 | 1995 - Bachelor of Arts (Honours) (Political Science) - - University of Melbourne ~ 1995 - Bachelor of Laws (Honours) - - University of Melbourne ~ 2002 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Matthew James Ryan | 2017 | 2006 - Diploma of Financial Markets - - Finsia ~ 2015 - Graduate Diploma of Financial Planning - - Kaplan |
| Matthew Jason Auger | 2001 | 1998 - Bachelor of Science - - University of Melbourne ~ 2002 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Diploma of Technical Analysis - - Australian Technical Analyst's Association ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Matthew John Butturini | 2017 | 2009 - Bachelor of Science - - University of Sydney ~ 2015 - Diploma of Financial Planning - - Monarch Institute ~ 2016 - Master of International Finance/ Master of Professional Accounting - - Deakin University |
| Matthew John Payne | 2009 | 2003 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan |
| Matthew Paul Mordaunt | 2008 | 2003 - Certificate III in Financial Services (Accounts Clerical) - Certificate (AQF 1-4) - TAFE NSW ~ 2005 - Certificate III in Banking - Certificate (AQF 1-4) - TAFE NSW ~ 2006 - Certificate IV in Business Management - Certificate (AQF 1-4) - TAFE NSW ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA |
| Matthew Peter Hollyman | 2008 | 1996 - Bachelor of Business (Management and Marketing) - - Queensland University of Technology ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Matthew William Carlsen | 2012 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Bachelor of Business - - Swinburne University of Technology ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Max Edward Tynan | 2014 | 2008 - Bachelor of Commerce - - University of Queensland ~ 2008 - Bachelor of Economics - - University of Queensland ~ 2011 - Graduate Diploma of Chartered Accounting - - Institute of Chartered Accountants in Australia ~ 2016 - Chartered Financial Analyst - Other - CFA Institute ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Max Mcqueeney | 2021 | 2018 - Bachelor of Business and Bachelor of Economics - Bachelor Degree (AQF 7) - University of Tasmania ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Margin Lending Accreditation Program - Other - SAFAA |
| Melissa Elizabeth Esmond | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Michael Andrew Brussel | 2013 | 2004 - Bachelor of Commerce (Finance and Marketing) - Bachelor Degree (AQF 7) - Deakin University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Investment Banking Institute (IBI) ~ 2015 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2022 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Briody | 1997 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcasle ~ 2008 - Level 2 Accredited Derivatives Adviser - Other - Kaplan ~ 2011 - Margin Lending & Geared Investments - Other - Kaplan ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael Donald Tynan | 1978 | 1971 - Bachelor of Commerce - - University of Queensland ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2004 - SDIA - - Deakin University ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime |
| Michael Erik Borjesson | 1997 | 1996 - Bachelor of Business (Economics) - - Queensland University of Technology ~ 1999 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2003 - CFP - - FPA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Michael Gerard Wood | 2010 | 1981 - Bachelor of Economics - - Monash University ~ 1982 - Bachelor of Laws - - Monash University ~ 1992 - Chartered Financial Analyst - - CFA Institute |
| Michael Henry Tynan | 2015 | 2013 - Bachelor of Commerce - - University of Queensland ~ 2019 - Master of Business (Applied Finance) - Masters Degree (AQF 9) - QUT ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Michael Hunter Mansfield | 1995 | 1994 - Bachelor of Commerce - - Deakin University ~ 2004 - Master of Business Administration - - Melbourne University ~ 2013 - Diploma of Financial Planing - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Michael John Foster | 2001 | 1996 - Bachelor of Commerce (Marketing) - - Curtin University of Technology ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Michael John Ibbott | 2002 | 1990 - Bachelor of Business (Accounting) - - RMIT University |
| Michael John Sheridan | 2013 | 2013 - Diploma of Financial Planning - - Kaplan ~ 2013 - Professional Diploma in Stockbroking - Professional Designations - SAA ~ 2016 - Advanced Diploma of Financial Planning - - KAPLAN ~ 2021 - FPC002B Ethics and Professionalism in Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Michael Jurleka | 1997 | 1995 - Bachelor of Business (Finance) - - Edith Cowan University ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Michael Lawrence Werry | 2005 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - Australian National University ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University |
| Michael Lindsay Dempsey | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2020 - Economic, Legal & Ethical Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Michael Paul Aladjem | 2002 | 1999 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute Australia ~ 2002 - SDIA PS146 Accreditation Program - Other - SDIA ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2013 - Accredited Derviavtes Level 1 - Other - Kaplan |
| Michael Roe | 1992 | 1980 - Bachelor of Engineering - - University of Queensland ~ 1989 - Graduate Diploma of Applied Finance & Investment - - Securities Institute of Australia ~ 1993 - Diploma of Financial Planning - - Deaking University |
| Mike Fittler | 2003 | 1994 - Associate Diploma in Applied Science - - Ryde College of Hospitatlity and Catering ~ 2004 - Bachelor of Commerce (Applied Finance and Banking & Funds Management) - - Griffith University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Mitchell Elias Belichovski | 2022 | 2011 - Bachelor of Business - Bachelor Degree (AQF 7) - RMIT ~ 2020 - Master of Finance - Masters Degree (AQF 9) - RMIT ~ 2021 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mitchell Hockley | 2016 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - FPC006 Tax and Commercial Law for Financial Planning - Other - Kaplan ~ 2017 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Ethics ad Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Commercial Law - Other - Kaplan |
| Mitchell Jeffrey Dale | 2023 | 2022 - Bachelor of Commerce (Financial Advising) - Bachelor Degree (AQF 7) - James Cook University ~ 2022 - Bachelor of Laws - Bachelor Degree (AQF 7) - James Cook University ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Morgan Michael Henry Shipp | 2011 | 2007 - LLB/ Bachelor of Commerce - - Bond University ~ 2011 - Professional Diploma in Stockbroking - - DeakinPrime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Natalie Kate Moorfoot | 2018 | 2013 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Tax for Financial Advising - Other - Kaplan ~ 2018 - Advance Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan |
| Nathan David Lead | 2012 | 1996 - Bachelor of Business (Economics) - - QUT ~ 2006 - SDIA Accreditation Program - Other - Deakin University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Nathan James Little | 1999 | 2002 - Certified Financial Planner (FPA) - - Financial Planning Association ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Neil Austin Sutcliffe | 1989 | 1989 - Bachelor of Arts in Combined Studies In Social Sciences - - Duham University ~ 1992 - Advanced Financial Planning Certificate - Certificate (AQF 1-4) - CII ~ 1997 - Graduate Diploma in Applied Finance and Investment - - Securities Institute Education ~ 2011 - SMSF Specialist Adviser - - Self Managed Super Fund Association ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Neket Shah | 2017 | 2013 - Bachelor of Commerce (Banking and Finance) - - Curtin University ~ 2014 - Diploma of Financial Planning - - Monarch Institute ~ 2019 - Advanced Diploma of Financial Planning - - Monarch Institute |
| Nicholas Charles Sale | 2022 | 2022 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nicholas Edward Chatterton | 2018 | 2013 - Bachelor of Commerce - - University of Queensland ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2023 - Accredited Derivatives Adviser Level 1 - Other - Kaplan |
| Nicholas Kershaw | 2024 | 2020 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - Bond University ~ 2021 - Master of Finance - Masters Degree (AQF 9) - Bond University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Nicholas Merwald | 2008 | 1995 - Bachelor of Commerce and Administration - - Victoria University of Wellington ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Advice - Bridging Course - Ethics - Kaplan |
| Norman John Lloyd Burnett | 2002 | 1993 - Bachelor of Commerce (Management & Marketing) - - Curtin University of Technology ~ 2003 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Parveer Singh Bassi | 2018 | 2015 - Bachelor of Commerce - - Griffith University ~ 2015 - Bachelor of International Business - - Griffith University |
| Patricia Elizabeth Tsicalas | 2009 | 2008 - Bachelor of Commerce - - Griffith University ~ 2009 - Diploma of Financial Services - - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Patrick John Morton | 2016 | 2016 - Bachelor of Mathematics and Finance - - University of Wollongong ~ 2016 - Tier 1 Generic Knowledge - Certificate (AQF 1-4) - Kaplan ~ 2016 - Tier 1 Securities - General Advice - Certificate (AQF 1-4) - Kaplan ~ 2017 - Securities and Managed Investments - Professional Designations - Kaplan ~ 2018 - Margin Lending Accreditation Program - Other - Deakin |
| Paul Christopher Arthur Shepherd | 1984 | 1983 - Bachelor of Financial Administration - - University of New England ~ 1985 - Graduate Diploma in Applied Finance and Investment - - Securities Institute Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Paul Edward Ford | 2010 | 2002 - SDIA Accreditation - - Deakin University ~ 2010 - Margin Lending Accreditation Program - - SAA |
| Paul Jason Kearney | 1996 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2001 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2003 - RMIT/SDIA Superannuation Module - - RMIT University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Paul Robertson Martin | 1999 | 1992 - Bachelor of Business (Business Administration) - - RMIT ~ 1994 - Post Graduate Diploma of Finance - - Melbourne University ~ 2005 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Peter Alwin Lofvene Crafter | 1996 | 1984 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Adelaide |
| Peter Bernard Lucas | 2017 | 1988 - Bachelor of Business - - Monash University (Chisholm Institute) ~ 1991 - Master of Business Administration - - City University, London ~ 2015 - Diploma of Financial Planning - - International Institute of Technology ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Peter David Carpenter | 2006 | 1997 - Bachelor of Business (Tourism) - - University of Queensland ~ 1999 - Bachelor of Business (Honours) - - Queensland University of Technology ~ 2006 - Diploma of Financial Services (Financial Planning) - - TRIBECA |
| Peter Frank Harris | 2015 | 2010 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queesnland University of Technology ~ 2017 - Accredited Aged Care Professional - Other - Aged Care Steps Pty Ltd ~ 2019 - DFP5v4 Tax for Financial Advising - Other - Kaplan Professional |
| Peter Harris | 1995 | 1995 - Bachelor of Management - - University of South Australia ~ 1998 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Peter James Coleman | 1995 | 1983 - Bachelor of Science - - University of Adelaide ~ 1997 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 1999 - Diploma of Financial Planning - - FPA |
| Peter Jongebreur | 2002 | 2001 - Retirement Planning - - integratec (UTS) ~ 2002 - Investment Planning 1 - - Integratec ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2015 - Graduate Diploma of Applied Finance - - KAPLAN ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Peter Keir Clarke | 2015 | 2012 - Certificate 4 in Financial Services - - Origin ~ 2013 - Core 1 Securities & Managed Investments Accreditation Program - - Stockbrokers Association of Australia ~ 2016 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Queensland |
| Peter Mark Foreman | 1993 | 1992 - Certificate in Financial Markets - - Securities Institute of Australia ~ 1999 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2004 - Diploma of Financial Services (Financial Planning) - - Tribeca |
| Peter Michael Knight | 2006 | 2003 - Bachelor of Commerce - - Griffith University |
| Peter Noel Radnall Stock | 1992 | 1990 - Bachelor of Arts - - Monash University ~ 1990 - Bachelor of Business (Banking and Finance) - - Monash University ~ 1996 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Philip Anthony Saal | 1999 | 1996 - Bachelor of Commerce - - University of Southern Queensland ~ 1999 - Certified Practising Accountant - Professional Designations - CPA ~ 2003 - Financial Planning Specialist - - CPA ~ 2010 - Tax Agent - - Tax Practioners Board |
| Philip Ian Hutton | 2010 | 2000 - Bachelor of Commerce - - University of Tasmania ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Philip Thomas Madsen | 1999 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2001 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Kaplan ~ 2003 - ASX Accredited Derivatives Adviser Level One - - Australian Stock Exchange (ASX) ~ 2007 - ASX Accredited Derivatives Adviser Level Two - - Australian Stock Exchange (ASX) ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Phillip Donald Atkins | 1999 | 1994 - Associate Diploma of Business Office Administration - Other - Australian Institute of Commerce and Technology ~ 2001 - Certificate 3 Financial Services - Certificate (AQF 1-4) - RMIT ~ 2001 - Diploma Financial Services - Diploma (AQF 5) - RMIT ~ 2002 - Industry Standard Education - RG146 specialist knowledge - - AMP Limited ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Piers Arundell | 1997 | 1995 - Bachelor of Laws - - Northern Territory University ~ 2002 - SDIA Accreditation Program RG146 - Other - Deakin Prime ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan ~ 2020 - Ethics ad Professional Relationships - Bridging Course - Ethics - QUT |
| Porsha Shay Papas | 2018 | 2020 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Pravesh Daya | 1998 | 1994 - Bachelor of Business - - University of Southern Queensland ~ 2000 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT ~ 2020 - Tier 1 Margin Lending - Personal Advice - Other - Kaplan |
| Priscilla Leah Bayly | 2021 | 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2006 - Master of Commerce - Masters Degree (AQF 9) - University of Sydney ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Rafiek Meyer | 2006 | 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2015 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - Tax For Financial Advising - Other - Kaplan ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Ralph Justin Bryant | 2015 | 2013 - Bachelor of Commerce - - Adelaide University ~ 2015 - Diploma of Financial Planning - - KAPLAN ~ 2016 - Accredited Derivatives Adviser Level 2 - Other - Kaplan ~ 2018 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Raymond Andrew Walter | 1989 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Queensland ~ 1996 - Certified Financial Planner - - Deakin Univeristy ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Raymond Chor Man Chan | 1999 | 1997 - Bachelor of Commerce (Accounting & Finance) - - The University of New South Wales ~ 1998 - Master of Commerce (Funds Management) - - The University of New South Wales ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Rebecca Ivy Scarrabelotti | 2011 | 2002 - Bachelor of Management Studies (Economics & Finance) - Bachelor Degree (AQF 7) - The University of Waikato ~ 2003 - Master of Management Studies (Applied Economics & Finance) - - The University of Waikato ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2021 - CERTIFIED FINANCIAL PLANNER - Professional Designations - FAAA ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Rhain Williams | 2011 | 2009 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2013 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| Richard Blomfield | 2014 | 2007 - Bachelor Degree - Business - - Queensland University of Technology ~ 2012 - Masters Degree - Applied Finance and Investment - - Kaplan ~ 2014 - Diploma - Financial Planning - - Kaplan |
| Richard Hopsick | 2001 | 2002 - Diploma of Financial Advising - - Securities Institute Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Richard Michael Gregory | 1994 | 1994 - Bachelor of Economics - - University of Queensland ~ 2000 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Stockbrokers Association ~ 2010 - Core 1 Securities and Managed Investments Accreditation Program - - Deakin University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Riley James Ghent | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Robert Frederick Gibson | 1993 | 1987 - Bachelor of Business - - Queensland University of Technology ~ 1989 - Graduate Diploma of Applied Finance and Investment - - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Robert John Conway | 1995 | 2002 - Financial Services - - Central TAFE |
| Robert John Matthews | 2009 | 2015 - Masters of Applied Finance - - Kaplan |
| Robert Watts | 2003 | 2004 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Robert William South | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2019 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Roger Taylor | 2017 | 1993 - Associate Diploma of Business (Marketing) - - Lorraine Martin ~ 2017 - Diploma of Financial Planning - - Kaplan ~ 2017 - Tier 1 Margin Lending - Other - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Russell James Holmes | 1996 | 2002 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2004 - Certified Financial Planner - - Financial Planning Association ~ 2012 - Advanced Diploma of Financial Planning - - Securities Institute of Australia |
| Ryan Matthew Myler | 2007 | 1999 - Bachelor of Exercise Science - - Griffith University ~ 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Advanced Diploma of Financial Services - - Kaplan ~ 2017 - Certified Financial Planner - - Financial Planning Association of Australia |
| SU Fong Goh | 2001 | 1985 - Bachelor of Commerce (Honours) - - University of NSW ~ 2007 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Sam Moraro | 1992 | 1997 - Bachelor of Commerce (Applied Finance) (Honours) - - Deakin University ~ 2002 - SDIA Accreditation Program - Other - Deakin Prime ~ 2010 - Professional Diploma in Stockbroking - - Deakin University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Samantha Jeanne Morris | 2009 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2012 - Diploma in Financial Services (Financial Planning) - - Kaplan Professional ~ 2019 - FASEA Financial Adviser Exam - Other - FASEA ~ 2021 - Aged Care Accredited Professional - Professional Designations - Aged Care Steps ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Samuel Thomas Houston Paradice | 1995 | 1990 - Bachelor of Arts - - University of New England ~ 1991 - Post Graduate Diploma in Business Studies - - University of New England ~ 1997 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 1998 - Masters of Applied Finance and Investment - - SIA |
| Samuel Wicks | 2009 | 2008 - Bachelor of Economic and Social Sciences - - The University of Sydney ~ 2010 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia ~ 2011 - Master of Applied Finance - - Macquaire University ~ 2012 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology Pty Ltd (IIT) ~ 2013 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) |
| Sandra Crouch | 2002 | 1993 - Economics and German (Honours) - - University of Wales ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia |
| Saxon Jai Kirkley | 0 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Scott Charles Anderson | 2005 | 1995 - Bachelor of Business (Finance/Marketing Management) - Bachelor Degree (AQF 7) - Southern Cross University ~ 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2023 - Taxation for Financial Planning - Other - Kaplan |
| Scott Charles Fraser | 2008 | 2005 - Bachelor of Science - - Edith Cowan University ~ 2011 - Graduate Diploma of Applied Finance - - Kaplan ~ 2011 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia |
| Scott Murdoch | 2000 | 1993 - Bachelor of Business - - Queensland University of Technology ~ 2000 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Scott Murray Forbes Murdoch | 2008 | 2000 - Bachelor Agricultural Economics - - University of New England ~ 2008 - Graduate Certificate in Applied Finance and Investment - - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Seamus Gregory Nicol | 2009 | 2004 - Bachelor of Arts (History and Australian Studies) - - University of Sydney ~ 2005 - Advanced Diploma of Business (Marketing) - - APM Academy ~ 2006 - SDIA RG146 Accreditation Program - Other - Deakin ~ 2011 - Professional Diploma in Stockbroking - - Deakin Prime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Sean Patrick Gaskell | 1995 | 1997 - Certified Financial Planner - Professional Designations - FPA ~ 2000 - Series 7 - - NASD Accreditation ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Sebastian Dane Brini | 2024 | 2018 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - University of South Australia ~ 2020 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia ~ 2023 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Shakhrukh Rasulov | 2016 | 2007 - Bachelor of Business (Accounting) - - Central Queensland University ~ 2014 - Cert IV Finance and Mortgage Broking - - Australian College of Professionals ~ 2014 - Diploma of Financial Planning - - Mentor Education ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education |
| Shaun Bitter | 2006 | 2006 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - Life Risk Specialist - - Financial Planning Association ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Bachelor of Business (Financial Planning with Distinction) - - Royal Melbourne Institute of Technology |
| Shaun Kenneth Trewin | 2011 | 2008 - Bachelor of Commerce - - Royal Melbourne Institute of Technology (RMIT) ~ 2012 - Accredited Derivatives Adviser Level One - Other - Kaplan ~ 2012 - Graduate Diploma of Chartered Accounting - - The Institute of Chartered Accountants in Australia ~ 2012 - Superannuation Accreditation Program - Other - Deakin Prime |
| Sherin Mongia | 2016 | 2003 - Bachelor of Commerce - - University of Delhi ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Securities and Managed Investments - - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Silas HO Dunstan | 2011 | 1992 - Bachelor of Science and Mathematics - - University of NSW ~ 1999 - Bachelor of Business/ Bachelor of Arts (International Studies) - - University of Technology ~ 2016 - TASA and the TPB Code of Professional Conduct - - Kaplan |
| Simon Alan Reed | 2001 | 1985 - Diploma of Education - - University of New England ~ 1989 - Graduate Diploma in Applied Finance - - Securities Institute of Australia ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Simon James Barnett | 2015 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2009 - Graduate Diploma - Applied Finance - - Kaplan Professional ~ 2020 - Ethics & Professional Standards for Financial Advisers - Bridging Course - Ethics - TAFE NSW ~ 2022 - Core 1 - Securities and Managed Investments - Other - SIAA ~ 2023 - FPC003 Superannuation and Retirement Advice - Other - Kaplan |
| Simon James Callaghan | 2015 | 2009 - Bachelor of Business Management - - University of Queensland ~ 2009 - Bachelor of Economics - - University of Queensland ~ 2015 - Diploma of Financial Planning - - KAPLAN ~ 2017 - TASA and the TPB Code of Professional Conduct - - Kaplan |
| Simon James Davies | 2007 | 2009 - Diploma Financial Services - - KAPLAN ~ 2009 - Professional Diploma in Securities & Derivaties - - SAA ~ 2011 - Derivaties Accreditation Program - - SAA ~ 2011 - Margin Lending Accreditation Program - - SAA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - Kaplan |
| Simon Keith Royle | 2002 | 2004 - ASX Broker Exam - - Securities Institute Australia ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Simon Peter Ferguson | 2000 | 1997 - Bachelor of Commerce - - University of Queensland ~ 1998 - Bachelor of Laws - Bachelor Degree (AQF 7) - University of Queensland ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Simon Richard Hopkins | 2002 | 1996 - Bachelor of Commerce (Economics & Marketing) - - Deakin University ~ 2003 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2013 - Diploma of Financial Planning - - Kaplan Professional |
| Simon Tarrant | 2018 | 2012 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - UTS ~ 2016 - Graduate Diploma Chartered Accountants - - Chartered Accountants Australia and New Zealand ~ 2018 - Diploma of Financial Planning - - Kaplan Professional |
| Simon Thomas Cox | 2008 | 2001 - Bachelor of Commerce (Accounting/ Finance) - - University of Tasmania ~ 2007 - Diploma of Financial Planning - - Kaplan Professional ~ 2007 - Graduate Diploma in Chartered Accounting - - Institute of Chartered Accountants ~ 2010 - Margin Lending and Geared Investments - Other - SAFAA |
| Sky Nillas Kendall | 2006 | 2006 - Bachelor of International Business - - Griffith University ~ 2007 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA |
| Sophia Elizabeth Doyle | 2014 | 2015 - Diploma Financial Planning - - Mentor Education ~ 2016 - Advanced Diploma Financial Planning - - Mentor Education ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Stephan Konrad Pfister | 2003 | 2001 - Advanced Diploma in Accounting - - TAFE ~ 2003 - Diploma of Financial Planning - - Deakin University ~ 2006 - Graduate Certificate, Professional Accounting - - University of New England ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Stephen David Pill | 2007 | 1996 - Certificate of Management (Marketing) - - University of Queensland ~ 1997 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2008 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Stephen Gulbrandson | 2012 | 2007 - Bachelor of Business - - University of Tasmania ~ 2010 - Graduate Diploma in Applied Finance - - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - - IIT ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Stephen Mcallister | 1996 | 2003 - SDIA Accreditation Program - Other - Deakin University ~ 2004 - Professional Diploma in Stockbroking - - Deakin University |
| Steven Bernard Newman | 2014 | 1976 - Bachelor of Science (Hons) - - London University ~ 2002 - RG146 - - Assessment Education Services ~ 2010 - Margin Lending Accreditation Program - - SAA |
| Steven James Farrell | 2013 | 2002 - Bachelor of Education - Bachelor Degree (AQF 7) - QUT ~ 2012 - Graduate Diploma of Applied Finance - - Kaplan Professional ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Steven John Greentree | 1999 | 2004 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2008 - Diploma of Financial Services (Financial Planning) - - KAPLAN ~ 2008 - Superannuation & Retirement Planning - Other - Kaplan ~ 2010 - Margin Lending Accreditation program - Other - SAA ~ 2015 - Self Managed Super Funds - Other - Kaplan |
| Steven Mario Cartwright | 2000 | 2000 - Diploma of Financial Planning - - Deakin University |
| Steven Paul Weinmann | 2014 | 2003 - Bachelor of Finance - - University of Adelaide ~ 2005 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2006 - Graduate Diploma Chartered Accounting - - Institute of Chartered Accountants ~ 2014 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Steven Perry | 2008 | 1999 - BACHELOR OF MANAGEMENT - FARM BUSINESS - - UNIVERSITY OF SYDNEY ~ 2008 - GRADUATE DIPLOMA OF FINANCIAL PLANNING - - FINSIA ~ 2010 - MARGIN LENDING ACCREDITATION PROGRAM - - DEAKIN PRIME ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stuart Doherty | 2008 | 2012 - Foundations of Financial Planning - - Kaplan ~ 2016 - Financial Planning - Diploma (AQF 5) - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Stuart Maxwell Warren | 1997 | 1992 - Bachelor of Commerce (Marketing and Human Resourse Management) - - Griffith University ~ 2001 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner - - Deakin University ~ 2010 - Master of Business Administration - - Griffith University |
| Stuart Upham Forbes Mackenzie | 2007 | 2003 - Bachelor of Commerce & Management (Finance) - - Lincoln University ~ 2004 - Bachelor of Commerce (2nd Hons) - - Lincoln University ~ 2008 - RG146 - - Deakin Prime |
| Sue Ann Mills | 2004 | 2006 - Accredited Derivatives Adviser Leve 1 - Other - TRIBECA ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2015 - Accredited Derivatives Adviser Level 2 - Other - Kaplan ~ 2016 - TASA and the TPB Code of Professional Conduct - Other - Kaplan |
| Suzana Tripkovic | 2000 | 1998 - Certificate IV in Accounting - - TAFE NSW ~ 2005 - Diploma of Financial Planning - - Deakin University ~ 2010 - Bachelor of Commerce - - University of Wollongong ~ 2013 - The Strategic Advice Steps for Aged Care - Other - Aged Care Steps ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Suzanne Mary Barnaby | 1993 | 1992 - Bachelor of Business - - Queensland Univeristy of Technology ~ 1997 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2016 - Advanced Diploma of Financial Planning - - KAPLAN Professional ~ 2016 - Tax Agent - - Tax Practitioners Board ~ 2021 - Aged Care Specialist - Other - FPA |
| Tania Rachel Smyth | 2017 | 1998 - Diploma in Financial Markets - - Kaplan ~ 2015 - Professional Diploma in Stockbroking - - Stockbrokers and Financial Advisers Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Teodora Jovanovic | 2024 | 2022 - Bachelor of Commerce (Dean's Scholar) (Finance and Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Terri Margaret Bradford | 1997 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2007 - SMSF Adviser Education Program - - FPA ~ 2010 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Western Sydney University |
| Thomas James Adams | 2014 | 2003 - Bachelor of Business & Bachelor of Health Science - - Queensland University of Technology ~ 2008 - Certificate IV in Financial Services - - AAMC ~ 2013 - Professional Diploma in Stockbroking - - Stockbrokers Association of Australia |
| Thomas James Boorman | 2006 | 2005 - Bachelor of Commerce - - University of Adelaide ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Thomas James Clarence Crommelin | 2010 | 2007 - Bachelor of Commerce - - University of Queensland ~ 2010 - Core 1 Securities and Managed Investments Accreditation Program - - SAA ~ 2010 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Thomas John Henry Lee | 2018 | 2015 - Bachelor of Business (Finance) - - QUT ~ 2017 - Master of Business (Applied Finance) - - QUT ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Thomas Robert Sartor | 2006 | 1999 - Bachelor of Engineering - - University of Queensland ~ 2002 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Thomas William Roberts | 2013 | 2009 - Bachelor of Business (Economics) - - Griffith University ~ 2013 - Diploma of Financial Planning - - Kaplan |
| Timothy Carvolth | 1996 | 2002 - Financial Servcies - - Central TAFE ~ 2010 - Margin Lending Accreditation Program - - SAA |
| Timothy Clarke | 1994 | 1994 - Bachelor of Economics (Accounting) - - Flinders University of South Australia ~ 1996 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 1997 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Timothy Daniel Bryce | 2006 | 2005 - Bachelor of Education - Bachelor Degree (AQF 7) - QUT ~ 2007 - Diploma of Financial Services - - Train Track ~ 2010 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2011 - SMSF Specialist Advisor - Graduate Certificate (AQF 8) - SPAA |
| Timothy David Beattie | 1994 | 1992 - Bachelor of Commerce - - University of Western Australia ~ 1997 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia |
| Timothy James Russell | 2018 | 2013 - Bachelor of Business Management - - University of Queensland ~ 2017 - Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Timothy John Tersteeg | 2015 | 1995 - Bachelor of Engineering (Honours) - - Melbourne University ~ 2006 - Superannuation - - RMIT/ SDIA ~ 2015 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Timothy Lars Harrington | 2006 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 1998 - Graduate Diploma in Advanced Accounting - Graduate Diploma (AQF 8) - QUT ~ 2000 - Master of Commerce - Masters Degree (AQF 9) - QUT ~ 2011 - Professional Diploma in Stockbroking - Professional Designations - SAA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Timothy Peter Evans | 2009 | 2007 - Bachelor of Commerce (Accounting/ Banking & Finance) - - University of Queensland ~ 2009 - Core 1 Securities and Managed Investments Accreditation Program - - SDIA ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Todd Robert Kerslake | 2005 | 2006 - Diploma of Financial Services - - Securities Institute Australia ~ 2017 - Tier 1 - Superannuation - Personal Advice - Other - Kaplan |
| Tom Gray | 2007 | 1990 - Bachelor of Business - Bachelor Degree (AQF 7) - South Australian Institute of Technology ~ 2006 - The Securities & Derivatives Industry Association Accreditation Program - - Deakin University ~ 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QT |
| Tyler Anthony Bernard Spence | 2018 | 2007 - Bachelor of Business - - Griffith University ~ 2021 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT ~ 2021 - FASEA Adviser Exam - Other - FASEA ~ 2023 - Economic and Legal Context for Financial Planning - Other - Kaplan ~ 2023 - Taxation for Financial Planning - Other - Kaplan |
| Vanessa Dani Castle | 2018 | 2017 - Tier 1 Generic Knowledge - - Kaplan ~ 2018 - Tier 1 Securities - Personal Advice - - Kaplan ~ 2019 - Tier 1 Managed Investments - Personal Advice - Other - Kaplan |
| Warwick Boyd Crane | 2006 | 2005 - Bachelor of Business - - The University of Newcastle |
| Wayne Philip Bolin | 2016 | 1979 - Bachelor of Business - - Riverina College of Advanced Education ~ 1986 - Graduate Diploma in Professional Accounting - - Canberra College of Advanced Education ~ 1990 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2003 - Certified Financial Planner - Professional Designations - FPA ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle |
| Wen Liu | 2018 | 2006 - Bachelor of Finance - - University of Adelaide ~ 2018 - Diploma of Financial Planning - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| William Charles Corkill | 2016 | 1989 - Bachelor of Economics - - Macquarie University |
| William Grantley Chatterton | 1981 | 1979 - Bachelor of Veterinary Science - Bachelor Degree (AQF 7) - University of Queensland ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| William Leslie Peters | 2001 | 1990 - Bachelor of Business (Accountancy) - - Queensland University of Technology ~ 1994 - Graduate Diploma of Advanced Accounting - - Queensland University of Technology ~ 2000 - Masters of Business Administration - - Queensland University of Technology ~ 2007 - Graduate Certificate of Financial Planning - - FINSIA |
| William Michael Anderson | 2017 | 1998 - Bachelor of Commerce - - University of Queensland ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Tier 1 Margin Lending - Other - Kaplan ~ 2020 - Ethics and Professional Relastionships - Bridging Course - Ethics - QUT |
| William Stanley Hickson | 2012 | 2009 - Bachelor of Business Management - - University of Queensland ~ 2011 - Securities and Managed Investments - Other - Deakin Prime ~ 2012 - Margin Lending Accreditation Program - Other - Deakin Prime ~ 2012 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime ~ 2012 - Superannuation - Other - Kaplan |
| William Watson Douglas | 2004 | 1992 - Bachelor of Commerce - - University of Queensland ~ 1994 - Bachelor of Economics - - University of Queensland ~ 2004 - Graduate Certificate in Financial Planning - - FINSIA |
| Xiaodi Fan | 2017 | 2006 - Bachelor of Commerce (Accounting and Finance) - - University of Queensland ~ 2010 - Chartered Accountant Program - Other - Institute of Chartered Accountants in Australia ~ 2014 - Cavendish ICFS Specialist SMSF Course - Other - Cavendish ~ 2014 - Specilalist Adviser Accreditation Program - Other - SMSF Association ~ 2020 - Ethics and Professional Relationships - Bridging Course - Ethics - QUT |
| Yousra Touni | 2015 | 2009 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2009 - Bachelor of Computing - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2015 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Deakin Prime |