Moore Australia Financial Services (qld/nnsw) Pty ltd

AFS License Number
485435
Name
Moore Australia Financial Services (qld/nnsw) Pty ltd
ABN/ACN/ARBN
91608106038
Licensee issued
June 15, 2016
Address
Brisbane, 4000, QLD

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 David Ian Mcleod 2008 Diploma of Financial Services - ASFA ~ Graduate Diploma - ICAA ~ SMSF Specialist - UNSW
 Raymond Anthony Behn 2004 Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ FASEA - Kaplan ~ Self Managed Super Fund Education - Financial Essentials
 Shannon Lawrence Freney 2014 Bachelor of Business (Management and Entrepreneurship/Marketing) - James Cook University ~ Diploma of Financial Planning - Kaplan Professional ~ Financial Adviser Exam - FASEA ~ Responsible Manager Fundamentals - Education Professionals ~ Securities and Managed Investments - Kaplan Professional
 Vickie White 2005 Bachelor of Commerce - University of Western Sydney ~ FEASEA - Kaplan