This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Ian Mcleod | 2008 | 2005 - Graduate Diploma - - ICAA ~ 2008 - Diploma of Financial Services - - ASFA ~ 2013 - SMSF Specialist - - UNSW |
| Raymond Anthony Behn | 2004 | 2002 - Diploma of Financial Planning - - FPA ~ 2004 - Certified Financial Planner - - FPA ~ 2007 - Self Managed Super Fund Education - - Financial Essentials ~ 2020 - FASEA - Other - Kaplan |
| Vickie White | 2005 | 1994 - Bachelor of Commerce - - University of Western Sydney ~ 2021 - FEASEA - Other - Kaplan |