This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Whitaker | 2002 | CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - Financial Advising - Securities Institute |
| Alexander Aubrey Hurst | 2005 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - Australian Security Institute |
| Andre Quincy Matambanadzo | 2007 | Advanced Diploma - Financial Planning - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan |
| Andrew Luke Dos Santos | 2018 | Bachelor of Commerce - Murdoch University ~ Certificate II in Business - Challenger Institute of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Share Trading & Investment - Wealthwithin Institute |
| Bruce Ramon Hancock | 2003 | Advanced Diploma of Financial Services (FP) - Kaplan ~ Bachelor of Business (Financial Management & Economics) - Curtin University of Technology ~ Diploma of Financial Services (FP) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending & Geared Investments - Self Managed Super Funds - Kaplan |
| Christian Colkers | 2016 | Bachelor of Commerce - Economics and Financial Planning - Curtin University of Technology ~ Certified Financial Planner (CFP) - FPA |
| Christian Scala | 2003 | Bachelor Degree - Commerce - Curtain University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - Financial Planning - Financial Planning Association of Australia |
| Douglas Horsford | 2006 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - MLC ThreeSixty ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
| Gehan Coelho | 2006 | Bachelor Degree - Business - Edith Cowan University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Graduate Diploma - Business Management - Edith Cowan University |
| Janusz Mazurek | 2005 | Accredited Aged Care Professional - Aged Care Steps Pty Ltd ~ Bachelor Degree - Psychology - Edith Cowan University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia Limited ~ Diploma - Financial Planning - Financial Planning Association of Australia Limited ~ Other - Accredited Estate Planning Strategist - Financial Planning Association of Australia Limited |
| Jeff Karim | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - Murdoch University ~ CPA Certified Practicing Accountant - CPA ~ Diploma of Financial Planning - Kaplan |
| Naomi Kathleen Grey | 2017 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business (Accounting & Public Practice) - Edith Cowan University ~ Diploma of Financial Planning - Mentor Education ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Nicholas James Ferguson | 2003 | Diploma of Financial Advising - FINSIA Education ~ Grad Dip Financial Planning - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan ~ Master of Financial Planning - Kaplan ~ Self Managed Super Funds - Kaplan |
| Sarvar Gaziev | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelors Degree in the Specialty of Economics - Tashkent State University of Economics, Uzbekistan ~ Diploma of Financial Planning - Kaplan Professional ~ Masters Degree in the Specialty of Regional Economy - Tashkent State University of Economics, Uzbekistan |
| Shelley Tiet | 2015 | Advanced Diploma Of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - Curtin University ~ Diploma Of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan professional |
| Slade Alexander Burnet | 2004 | Accredited Aged Care Professional - Aged Care Steps Pty Ltd ~ Bachelor of Commerce - University of Western Australia ~ CFP- Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ DFS(FP)3 Investment Planning - GWM adviser Services ~ DFS(FP)4 Superannuation - GWM adviser Services |
| Steven James Beattie | 2003 | Bachelor Degree - B Soc Sci Econs - Curtin University ~ Certified Financial Planner (CFP) - Financial Planning Association |
| Trey Moredoundt | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce (Economics and Finance) - Curtin University ~ Diploma of Financial Services (Financial Planning) - ThreeSixty (GWM Adviser Services) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Troy Hartley | 1995 | Accredited Aged Care Professional - Aged Care Steps Pty Ltd ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma - Financial Planning - Financial Planning Association of Australia ~ Financial Planning - Deakin University ~ SMSF Specialist Adviser Accreditation - SMSF Association |