This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
derivatives to wholesale clients; and
foreign exchange contracts to wholesale clients.
Provide financial product advice limited to general financial product advice limited to:
derivatives to retail clients; and
foreign exchange contracts to retail clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
derivatives to retail and wholesale clients; and
foreign exchange contracts to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
securities to retail and wholesale clients.
Make a market for a financial product limited to:
derivatives to retail and wholesale clients; and
foreign exchange contracts to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
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