This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives limited to:
old law securities options contracts and warrants; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Vermillion | 2010 | 2003 - Bachelor Degree - Education - - Griffith University ~ 2004 - Bachelor of Education - Bachelor Degree (AQF 7) - Griffith University ~ 2011 - Diploma - Financial Planning - - Kaplan Professional ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma - Financial Planning - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Alexander Robert Tasker | 2007 | 1999 - Bachelor of Arts (Financial Economics) - Bachelor Degree (AQF 7) - Coventry University ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2013 - ASX Accredited Listed Product Adviser - - Kaplan ~ 2013 - Accredited Listed Product Adviser Program - Diploma (AQF 5) - Kaplan ~ 2013 - SELF MANAGED SUPERANNUATION FUNDS - - MENTOR EDUCATION ~ 2013 - Self Managed Superannuation Funds - Diploma (AQF 5) - Mentor ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Andrew Charles Splatt | 2010 | 2008 - Bachelor of Commerce (Finance, Sport Management, Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Certified Financial Planner - Professional Designations - FPA ~ 2013 - Margin lending - Other - Pinnacle Financial Services Academy ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew David Doak | 1998 | 1994 - Advanced certifcate of Management - - TAFE ~ 2002 - DFP1 -DFP4 (Exemption) - - FPA ~ 2010 - Diploma of Financial Services (Financial Planning) - - Pinnacle |
| Andrew Dino Furlanetto | 2004 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Andrew Schroder | 2010 | 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca |
| Anthony Neil Tabrah | 2015 | 2005 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional Education ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Investment Banking Institute |
| Aynsley Jamieson | 1999 | 2002 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2007 - Master of Financial Planning - Masters Degree (AQF 9) - University of Sunshine Coast ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Benjamin Andrich | 2015 | 2007 - Bachelor of Design and Technology - - University of Western Sydney ~ 2018 - Accredited Listed Product Adviser Program - - Kaplan Professional Education ~ 2018 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2022 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Benjamin Nathan Levy | 1986 | 2009 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2010 - DPML Margin Lending - Diploma (AQF 5) - Pinnacle ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Billy Tanevski | 2016 | 2013 - Diploma of Financial Planning - - Kaplan ~ 2014 - Taxation Fundamentals - - Kaplan ~ 2015 - Client Engagement Strategies - - Kaplan ~ 2015 - Estate Planning - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan |
| Brad Mottershead | 2002 | 2004 - Diploma of Financial Planning (DFP1 - DFP8) - - FPA ~ 2006 - SMSF Adviser Education Program - - Financial Essentials ~ 2010 - Margin Lending Certification - - Pinnacle Financial Services Academy ~ 2011 - ASX Accredited Listed Products Adviser Program - - Kaplan |
| Brent Raverty | 2011 | 2009 - Bachelor of Business (Management) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Bruce Jennings | 1987 | 1998 - Introduction to Financial Planning (DFP1) and Retirement Planning (DFP5) (Exemptions) - - FPA ~ 2002 - RG146 Compliance (Managed Investments) - - Securities Institute ~ 2002 - Risk Management and Insurance Planning - - FPA ~ 2004 - Margin Lending - - Colonial First State ~ 2009 - ASX Accredited Listed Products Adviser - - Kaplan |
| Christopher John Hanrahan | 2013 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor ~ 2018 - TASACLv1 Commercial Law - Other - Kaplan ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Con Doumbos | 2004 | 2002 - DFP 2 - Risk Management and Insurance Planning - - FPA ~ 2002 - Superannuation & Retirement Planning - - Integratec ~ 2003 - Investment Planning 1 - - Integratec ~ 2006 - Taxation Planning - - Mentor ~ 2007 - Financial Planning, and Investment Planning - - Mentor |
| Daniel Ellis | 2013 | 2009 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy ~ 2016 - SuperConcepts & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2017 - Bachelor of Commerce (Finance) - - University of Southern Queensland ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Margin Lending Specialist - Professional Designations - Kaplan Professional |
| Daniel Francis Winberg | 2006 | 2005 - Advanced Diploma in Financial Services (Financial Planning) - - Tribeca ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Diploma Financial Services (Financial Planning) - - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2012 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Daniel William Conn | 2018 | 2015 - Bachelor of Commerce (Entrepreneurship and Innovation) - - Swinburne University of Technology ~ 2017 - Diploma of Financial Planning - - Kaplan |
| Darin Thomas Dittman | 1988 | 2001 - Diploma of Financial Services (Insurance Broking) - - National Insurance Brokers Association (NIBA) |
| Darren Roy Cheek | 1989 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Chartered Life Practitioner - - RG 146 Training Australia |
| David Allan Mclean | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - - PS146 Training ~ 2016 - Self Managed Superannuation Funds - - Kaplan |
| David Jeffrey Pamenter | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| David Reed | 2003 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Bachelor of Business - - University of Southern Queensland ~ 2011 - SMSF Specialist Adviser - - SMSFA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Debra Polkinghorne | 2007 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Declan Doolan | 2012 | 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Certified Financial Planner - Professional Designations - FPA ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Dexley James Nitschke | 1982 | 1999 - Insurance Planning: Principles and Applications- - - Independed Centre of Financial Training ~ 2002 - Approved Gearintg Status Accreditation Workshop - - Financial Wisdom ~ 2002 - Policy 146 knowledge Assessment - - Integratec ~ 2002 - Superannuation and Retirement Planning - - Integratec ~ 2002 - Upgrade Risk Insurance - - Royal & Sun Alliance |
| Diana Bounassif | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Margin Lending and Geared Investments - - Kaplan ~ 2018 - Estate Planning (DFP6) - - Kaplan ~ 2018 - Tax for Financial Advising (DFP5) - - Kaplan |
| Emma Claire Hickling | 2014 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Eric Larry Bohl | 1999 | 2004 - Advanced Diploma Financial Services (Financial Planning) - - Kaplan ~ 2004 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - fellow charter financial practitioner - - mentor education ~ 2018 - Graduate Certificate in Financial Planning - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Evguenia Rutkowski | 2009 | 2009 - Bachelor of Commerce (Finance & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2015 - Provide advice in self-managed superannuation funds - Diploma (AQF 5) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Felix Laurentius Budiman | 2023 | 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Fiona Marie Willard | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - - Mentor ~ 2016 - Advanced Diploma of Financial Planning - - Mentor ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Fortuna Alexandrow | 2008 | 2003 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2016 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Geoffrey Conn | 1984 | 2000 - DFP 1 & 2: Introduction to FP and Insurance Planning (Exemptions) - - FPA ~ 2001 - DFP 3:Investment Planning 1 - - FPA ~ 2001 - Wealth Creation & Retirement Planning - - FPA ~ 2002 - DFP 5 & 6: Taxation Planning & Estate Planning - - FPA ~ 2002 - DFP7: Investment Planning 2 - - FPA |
| Gerard Thomas Haskew | 2011 | 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2013 - Fellow, Chartered Financial Practioner (FChFP) - - Asia Pacific Financial Services Association ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Gregory Bridge | 2000 | 2000 - Bachelor of Business (Economics/Legal Studies) - Bachelor Honours Degree (AQF 8) - Charles Sturt University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2008 - Margin Lending - - Colonial Geared Investments |
| Gregory David Burton | 1999 | 1993 - Bachelor of Business (B Bus) - - University of Southern Queensland ~ 2000 - Diploma of Financial Planning - - FPA ~ 2007 - CPA Financial Planning Specialist - - CPA Australia ~ 2011 - ASX Listed Products Accreditation Course (LPAC) - - LPAC Online ~ 2014 - Self Managed Superannuation Funds - - Kaplan |
| Gregory John Evers | 1995 | 1996 - Exemption DFP 1 Introduction to Financial Planning - - FPA ~ 1999 - DFP 2 - Risk Management & Insurance Planning - - Integratec ~ 2000 - Exemption DFP 4 Retirement Planning - - FPA ~ 2001 - Exemption DFP 3 Investment Planning 1 - - FPA ~ 2002 - DFP 5 - Taxation Planning - - Integratec |
| Guy Warren Savage | 2003 | 2006 - Self Managed Superannuation Funds - - Tribeca ~ 2017 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Harrison William Sax | 2017 | 2016 - Bachelor of Business Management (major in Business Economics) - Bachelor Degree (AQF 7) - The University of Queensland ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2017 - Commercial Law - - Kaplan Professional ~ 2017 - Tax for Financial Advising - - Kaplan Professional ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute |
| Ian Robert Blieschke | 1986 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner - - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Ivica Kulas | 2002 | 2000 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2005 - CFP Education Program - Other - FPA ~ 2005 - Certified Financial Planner - Professional Designations - FPA ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Jamil Youssef | 2016 | 2014 - Bachelor of Business & Commerce (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Porfessional |
| Jason Scott Bell | 2007 | 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2010 - Certified Financial Planner - Professional Designations - FPA ~ 2013 - Provide Advice in Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan ~ 2021 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Joanna Cullinan | 2008 | 1996 - Master of Education - Masters Degree (AQF 9) - QUT ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2016 - Fellow, Chartered Financial Practitioner (FChFP) - - Asia Pacific Financial Services Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| John Richard Rushby | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jonathan Leslie Ridsdale | 2001 | 1997 - Bachelor of Business - - Monash University ~ 2003 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2008 - Certified Financial Planner - - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jonathan Scukovic | 2010 | 2007 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jose Pais | 2007 | 1996 - Bachelor of Commerce - - Mumbai University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2007 - Master of Accounting - Masters Degree (AQF 9) - Central Queensland University ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2011 - Certified Practisting Accountant - Professional Designations - CPA Australia |
| Katrina Lynette Haskew | 2005 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kings International College ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Kieran Gregory Prideaux | 1996 | 2010 - Diploma of Financial Services (Financial Planning - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan |
| Lauren Styles | 2017 | 2004 - Securities Institute - Advanced Diploma (AQF 6) - Diploma of Financial Advising ~ 2017 - Kaplan DFP5v2 Tax for Financial Advising - - Kaplan ~ 2017 - Kaplan TASACLv1 Commercial Law - - Kaplan |
| Lawrence Kennedy | 2006 | 1996 - Certificate of Superannuation Management - - The Association of Superannuation Funds of Australia Limited (ASFA) ~ 2001 - Diploma of Financial Planning (DFP1-5) - - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning (DFP7Z) - - Financial Planning Association of Australia |
| Leslie Paul Hayward | 2009 | 2007 - Bachelor of Arts in Politics - Bachelor Degree (AQF 7) - The University of New South Wales ~ 2008 - Graduate Diploma in Business Administration (Executive Business Operations) - Graduate Diploma (AQF 8) - The University of Queensland ~ 2009 - Diploma of Financial Services Financial Planning - Diploma (AQF 5) - Kaplan ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - MyFENG ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Climpson | 1989 | 1985 - Bachelor of Applied Science in Medical laboratory Science - - Royal Melbourne Institute of Technology (RMIT) ~ 2003 - Diploma of Financial planning - - Deakin University ~ 2016 - Chartered Life Practitioner (ChLP) - - Asia Pacific Financial Services Association (APFinSA) ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mark Hardick | 2013 | 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2012 - Diploma Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2015 - Principles in Self Managed Superannuation Funds - Other - International Institute of Technology |
| Mark Patrick Mcconnell | 2001 | 2016 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2016 - Tier 1 Margin Lending - Personal Advice - Diploma (AQF 5) - Kaplan ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2017 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan |
| Mark Simon Crowe | 2008 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional |
| Mark Wayne Mcalister | 1996 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA |
| Matthew Andrew Hanratty | 2006 | 2010 - Self Managed Superannuation Funds - Other - Kaplan ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2018 - Fellow Chartered Financial Practitioner - Professional Designations - AFA ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew John Dunn | 2003 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Mclean Whittaker | 2005 | 2005 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute of Australia ~ 2015 - Certified Financial Planner - Professional Designations - FPA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Melissa Jayne Kramer | 2011 | 1997 - Bachelor of Arts - Bachelor Degree (AQF 7) - Deakin University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - MLC Advice Education ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan ~ 2013 - Advanced Diploma of Financial Plannng - Advanced Diploma (AQF 6) - MLC Advice Education ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael John Bendall | 2013 | 2001 - Graduate Diploma in Business Management - - Queensland Univeristy of Technology ~ 2002 - Diploma of Financial Planning 1 - - National Insurance Brokers Association (NIBA) ~ 2003 - Master of Business Administration - - Queensland Univeristy of Technology ~ 2016 - Tax for Financial Advising - - Kaplan Professional ~ 2017 - Commercial Law - - Kaplan Professional |
| Michael Wayne Spencer | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2010 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan ~ 2011 - Bachelor of Business Finance/Accounting - Bachelor Degree (AQF 7) - Southern Cross University ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Mohamad Dilati | 2014 | 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2015 - Bachelor of Economics (Banking and Finance) - Bachelor Degree (AQF 7) - Western Sydney University ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2018 - Self Managed Super Funds - Other - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Nathan Pope | 2010 | 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - Griffith University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Provide Advice in Margin Lending - Diploma (AQF 5) - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan |
| Nerida Lee Iverach | 2016 | 2005 - Bachelor of Business (Property Economics) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2016 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor ~ 2017 - Self Managed Superannuation Fund Adviser (Personal Advice) - Diploma (AQF 5) - Mentor ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Osman Azimi | 2014 | 2013 - Diploma of Financial Services - Diploma (AQF 5) - RMIT University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan ~ 2023 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Otis John Georges | 2009 | 1999 - Bachelor of Commerce - - McGill University ~ 2016 - Advanced Diploma of Financial Planning - - Mentor ~ 2016 - Master of Taxation - - The University of Sydney ~ 2016 - Postgraduate in Taxation & Financial Planning - - University of New South Wales ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Oussama (sam) Ryma | 2012 | 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Certified Financial Planner - Professional Designations - FPA |
| Paul Fitzpatrick | 2008 | 2001 - Bachelor of Business (Marketing) - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Planning ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Certified Financial Planner - Professional Designations - FAAA ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter Jason Byrne | 2000 | 2002 - DPF 2 - Risk Management and Insurance Planning and Superannuation and Retirement Planning - - Integratec ~ 2004 - Financial Services Essentials and Diploma of Financial Services (Financial Planning) - - Deakin Financial Services ~ 2012 - Diploma of Financial Services (financial Planning) - - Kaplan ~ 2014 - Estate Planning - - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Philip Anthony Broadbent | 2009 | 2003 - Bachelor of Business - Bachelor Honours Degree (AQF 8) - University of Technology Sydney ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Philip John Budin | 1998 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New England ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Phillip Hooper | 1992 | 2002 - Diploma of Financial Services (Distribution) - - Deakin Financial Services ~ 2002 - Financial Services Essentials - - Deakin Financial Services |
| Richard John Allen | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University |
| Robert Graham | 2007 | 2007 - Diploma of Financial Services Units 1-4 - - Mentor Education ~ 2010 - Advanced Diploma of Financial Services 1-2 - - Mentor Education ~ 2014 - Advanced Investment Planning - - Mentor Education ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Robert Till | 2024 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Rodney Paul Mclean | 2000 | 2003 - Certificate iV in Financial Planning - - Integratec ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca |
| Rowena Jane Mcgrath | 2007 | 2002 - Bachelor of Commerce - - The University of Queensland ~ 2002 - Diploma of Financial Planning - - FPA ~ 2002 - Professional Assessment in Super, Life Risk, Managed Investments & Securities for Financial Planning - - NIBA ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan ~ 2018 - Financial Planning Fundamentals - - Kaplan |
| Samantha Michelle Robertson | 2018 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology |
| Sarah Broady | 2004 | 2002 - Bachelor of Commerce (Finance) - - University of Wollongong ~ 2005 - Graduate Diploma of Financial Planning - - Securities Institute of Australia ~ 2015 - Certified Financial Planner - - FPA |
| Sarah Louise Robinson | 2018 | 1995 - Bachelor of Accountancy - - University of South Australia ~ 2017 - Diploma of Financial Planning - - Kaplan |
| Scott Andrew Clark | 1996 | 1998 - Bachelor of Business (Economics & Finance) - - Royal Melbourne Institute of Technology (RMIT) ~ 2002 - Diploma of Financial Planning - - FPA ~ 2012 - Certified Financial Planner - - FPA |
| Shane Patrick Perez | 1989 | 2006 - Diploma of Financial Services (Financial Planning) - - Financial Services Training and Assessment |
| Shu-yi Schulstad | 2008 | 2008 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2008 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education Group |
| Simon Chiang | 2005 | 2002 - Bachelor of Business (Banking & Finance) - - University of Technology, Sydney ~ 2002 - DFP 1 - Introduction to Financial Planning - - FPA ~ 2002 - DFP 3 - Investment Planning 1 and DFP 7 - Investment Planning 2 - - FPA ~ 2003 - DFP 2 - Risk Management and Insurance Planning - - FPA ~ 2003 - DFP 4 - Superannuation & Retirement Planning - - Integratec |
| Steven John Duke | 2008 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2009 - Certificate IV Financial Service (Finance/Mortgage Broking) FNS40804 - Certificate (AQF 1-4) - MFAA ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Stuart Walls | 1998 | 2000 - DFP 1-3 - Diploma (AQF 5) - FPA ~ 2001 - DFP 5-7 - Diploma (AQF 5) - FPA ~ 2004 - Estate Planning - Advanced Diploma (AQF 6) - Tribeca ~ 2005 - Financial Plan Construction & Review - Advanced Diploma (AQF 6) - Tribeca |
| Susan Jane Impey | 2004 | 2003 - Bachelor of Business (Management) - - The University of Queensland ~ 2003 - Bachelor of Commerce - - The University of Queensland ~ 2008 - Diploma of Financial Services (Financial Planning) - - Australian and New Zealand Institute of Insurance and Finance |
| Tanaya Marie Bendall-green | 2011 | 2000 - Bachelor of Commerce (Finance and Marketing) - - Curtin University of Technology ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2011 - Margin Lending & Geared Investments - - Kaplan ~ 2012 - Advanced Diploma Of Financial Services (Financial Planning) - - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tavis John Edmondstone | 2014 | 2012 - Bachelor of Commerce (Finance) - - University of Southern Queensland ~ 2013 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2017 - Self Managed Super Funds - - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Terence John O'regan | 2007 | 2011 - Diploma Of Financial Services (Financial Planning) - - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan |
| Terry Cross | 2003 | 2003 - Certified Financial Planner - - FPA ~ 2003 - Diploma of Finanical Planning 1 - 8 - - Deakin University ~ 2011 - ASX Accredited Listed Products Advisor - - Kaplan |
| Thomas Finnegan | 2008 | 2008 - Bachelor of Commerce (Finance and Human Resource Management) - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor ~ 2014 - Cavendish & ICFS Specialist SMSF Course - Other - Cavendish & ICFS ~ 2015 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor |
| Timothy Chalke | 2000 | 1987 - Bachelor of Business Accounting - - Deakin University ~ 2016 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional Education |
| Timothy Scott Nicholls | 1998 | 1997 - Bachelor Business Banking & Finance - - University of Southern Qld ~ 1998 - DFP 1 - - Kaplan ~ 1998 - DFP 2 - - FPA ~ 2002 - DFP 3 - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Travis Blair Smith | 1998 | 1999 - Diploma in Financial Markets - - Securities Institute ~ 2000 - Diploma of Financial Planning - - Deakin University |
| Troy Bilich | 2008 | 2004 - Diploma of Financial Planning 1-6 - Diploma (AQF 5) - FPA ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan |
| Valentino Charles Audino | 2001 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA |
| William Yorke | 2013 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Canberra ~ 2013 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Yang Yang DU | 2010 | 2007 - Bachelor of Business (International Business) - - Queensland University of Technology ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Advanced Diploma of Financial Planning - - Mentor ~ 2014 - Self Managed Superannuation Funds - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Zac Ayoubi | 2006 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Certified Financial Planner - Professional Designations - FPA ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |