This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives limited to:
old law securities options contracts and warrants; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Robert Tasker | 2007 | ASX Accredited Listed Product Adviser - Kaplan ~ Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Arts (Financial Economics) - Coventry University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SELF MANAGED SUPERANNUATION FUNDS - MENTOR EDUCATION ~ Self Managed Superannuation Funds - Mentor |
| Amanda Lee Dodman | 2007 | Bachelor of Commerce - Deakin University ~ DPML Margin Lending - Pinnacle ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Andrew Charles Splatt | 2010 | Bachelor of Commerce (Finance, Sport Management, Financial Planning) - Deakin University ~ Certified Financial Planner - FPA ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin lending - Pinnacle Financial Services Academy |
| Andrew David Doak | 1998 | Advanced certifcate of Management - TAFE ~ DFP1 -DFP4 (Exemption) - FPA ~ Diploma of Financial Services (Financial Planning) - Pinnacle |
| Andrew Dino Furlanetto | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Andrew James Thackeray | 2000 | Diploma of Financial Services (Financial Planning) - Commonwealth Bank |
| Andrew Paul Hunter | 2018 | Graduate Diploma of Financial Planning - Kaplan |
| Andrew Schroder | 2010 | Diploma of Financial Services (Financial Planning) - Tribeca |
| Ashley David Mcauliffe | 2001 | Advanced Diploma of Financial Sevices (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Master of Business Administration - La Trobe University ~ Master of Commerce (Financial Planning) - University of Western Sydney |
| Ashley Mark Dowie | 2005 | ASX Accredited Derivatives Adviser Level One - Kaplan Education Pty Limited ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning (Aust) Pty Limited ~ Graduate Certificate in Business (Applied Finance), Master of Business (Applied Finance) - Queensland University of Technology ~ Margin Lending and Geared Investments - Kaplan Education Pty Limited ~ Self Managed Superannuation Funds - Kaplan Education Pty Limited |
| Aynsley Jamieson | 1999 | Diploma of Financial Advising - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Financial Planning - University of Sunshine Coast ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Belinda Lee Payne | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services |
| Benjamin Andrich | 2015 | Accredited Listed Product Adviser Program - Kaplan Professional Education ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Design and Technology - University of Western Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Benjamin Nathan Levy | 1986 | Advanced Diploma of Financial Planning - Kaplan ~ DPML Margin Lending - Pinnacle ~ Diploma Financial Services (Financial Planning) - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Billy Tanevski | 2016 | Advanced Diploma of Financial Planning - Kaplan ~ Client Engagement Strategies - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Estate Planning - Kaplan ~ Taxation Fundamentals - Kaplan |
| Bishrul Farshan Zavahir | 1993 | ASX Listed Products Accreditation Course - LPAC Online ~ Certified Financial Planner - FPA ~ SMSF Specialist Adviser - SMSFA |
| Brad Mottershead | 2002 | ASX Accredited Listed Products Adviser Program - Kaplan ~ Diploma of Financial Planning (DFP1 - DFP8) - FPA ~ Margin Lending Certification - Pinnacle Financial Services Academy ~ SMSF Adviser Education Program - Financial Essentials |
| Bradley Scott Harvey | 2000 | Advanced Diploma of Financial Planning - FINSIA ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Securities Institute of Australia ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Tribeca |
| Brendan Trapnell | 2005 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of International Finance - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Brett Andrew Leman | 2000 | ADVANCED DIPLOMA OF FINANCIAL SERVICES - Integratec |
| Brittany May Collins | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Arts - Monash University ~ Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Bruce Jennings | 1987 | ASX Accredited Listed Products Adviser - Kaplan ~ Introduction to Financial Planning (DFP1) and Retirement Planning (DFP5) (Exemptions) - FPA ~ Margin Lending - Colonial First State ~ RG146 Compliance (Managed Investments) - Securities Institute ~ Risk Management and Insurance Planning - FPA |
| Cameron Meggitt | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Provide Advice in Margin Lending - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Cesar Uylangco | 2007 | ALPA - KAPLAN ~ Advanced Diploma of Financial services ( Financial Planning) - Kaplan ~ Bachelor of Science (Major in Environmental and Business Economics) - Rutgers the State University ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Mentor |
| Chelsea Lynn Hinde | 2009 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Christopher John Hanrahan | 2013 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Mentor ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Life Insurance (Personal Advice) - Mentor ~ TASACLv1 Commercial Law - Kaplan |
| Cody Lucas | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Finance) - The University of Newcastle ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Con Doumbos | 2004 | DFP 2 - Risk Management and Insurance Planning - FPA ~ Financial Planning, and Investment Planning - Mentor ~ Investment Planning 1 - Integratec ~ Superannuation & Retirement Planning - Integratec ~ Taxation Planning - Mentor |
| Craig Gilbert Weier | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Craig Hunter Fermor | 2013 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Craig Thomas Fleet | 1990 | Entry level competencies for Financial Services Professionals - UTS ~ Investment Planning 1 and 2 - Integratec ~ Risk Management and Insurance Planning - FPA ~ Superannuation and Retirement Planning - Integratec ~ Taxation Planning ADFS 1; Estate Planning ADFS 2 - RG 146 Training Australia |
| Daniel Ellis | 2013 | Bachelor of Commerce (Finance) - University of Southern Queensland ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Graduate Diploma of Financial Planning - Kaplan ~ SuperConcepts & ICFS Specialist SMSF Course - The University of Adelaide |
| Daniel Francis Winberg | 2006 | Advanced Diploma in Financial Services (Financial Planning) - Tribeca ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan |
| Daniel William Conn | 2018 | Bachelor of Commerce (Entrepreneurship and Innovation) - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan |
| Darin Thomas Dittman | 1988 | Diploma of Financial Services (Insurance Broking) - National Insurance Brokers Association (NIBA) |
| Darren Roy Cheek | 1989 | Chartered Life Practitioner - RG 146 Training Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| David Allan Mclean | 2008 | Diploma of Financial Services (Financial Planning) - PS146 Training ~ Self Managed Superannuation Funds - Kaplan |
| David Jeffrey Pamenter | 2006 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan |
| David Reed | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Business - University of Southern Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan ~ SMSF Specialist Adviser - SMSFA |
| Deborah Short | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional Education ~ Master of Financial Planning - Kaplan Professional Education |
| Debra Polkinghorne | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Declan Doolan | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Financial Planning - Kaplan |
| Dennis Gerd Kramer | 2018 | Graduate Certificate in Financial Planning - Griffith University |
| Deon Robert Richardson | 2000 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Finsia ~ Margin Lending & Geared Investments - Kaplan ~ Provide Advice in SMSFs - Kaplan |
| Dexley James Nitschke | 1982 | Approved Gearintg Status Accreditation Workshop - Financial Wisdom ~ Insurance Planning: Principles and Applications- - Independed Centre of Financial Training ~ Policy 146 knowledge Assessment - Integratec ~ Superannuation and Retirement Planning - Integratec ~ Upgrade Risk Insurance - Royal & Sun Alliance |
| Diana Bounassif | 2009 | Diploma of Financial Services (Financial Planning) - Kaplan ~ Estate Planning (DFP6) - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Tax for Financial Advising (DFP5) - Kaplan |
| Elizabeth Anne Anderson | 2015 | Advanced Diploma of Accounting - Open College of Accounting & Finance ~ Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce (Business Law) - Curtin University ~ Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - Kaplan |
| Emma Casasola | 2013 | Accredited Listed Product Adviser Program - Kaplan ~ Certificate 3 Financial Services (Accounts Clerical) - TAFE ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Emma Claire Hickling | 2014 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Eric Larry Bohl | 1999 | Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan ~ fellow charter financial practitioner - mentor education |
| Evguenia Rutkowski | 2009 | Bachelor of Commerce (Finance & Financial Planning) - Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Provide advice in self-managed superannuation funds - Kaplan Professional |
| Felix Laurentius Budiman | 0 | Master of Financial Planning - Kaplan |
| Fiona Marie Willard | 2009 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Services (Financial Planning) - Mentor |
| Geoffrey Conn | 1984 | DFP 1 & 2: Introduction to FP and Insurance Planning (Exemptions) - FPA ~ DFP 3:Investment Planning 1 - FPA ~ DFP 5 & 6: Taxation Planning & Estate Planning - FPA ~ DFP7: Investment Planning 2 - FPA ~ Wealth Creation & Retirement Planning - FPA |
| Gerard Thomas Haskew | 2011 | Advanced Diploma of Financial Planning - Kaplan ~ Fellow, Chartered Financial Practioner (FChFP) - Asia Pacific Financial Services Association ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Gregory Bridge | 2000 | Bachelor of Business (Economics/Legal Studies) - Charles Sturt University ~ Margin Lending - Colonial Geared Investments |
| Gregory David Burton | 1999 | ASX Listed Products Accreditation Course (LPAC) - LPAC Online ~ Bachelor of Business (B Bus) - University of Southern Queensland ~ CPA Financial Planning Specialist - CPA Australia ~ Diploma of Financial Planning - FPA ~ Self Managed Superannuation Funds - Kaplan |
| Gregory John Evers | 1995 | DFP 2 - Risk Management & Insurance Planning - Integratec ~ DFP 5 - Taxation Planning - Integratec ~ Exemption DFP 1 Introduction to Financial Planning - FPA ~ Exemption DFP 3 Investment Planning 1 - FPA ~ Exemption DFP 4 Retirement Planning - FPA |
| Harrison William Sax | 2017 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business Management (major in Business Economics) - The University of Queensland ~ Commercial Law - Kaplan Professional ~ Diploma of Financial Planning - Monarch Institute ~ Tax for Financial Advising - Kaplan Professional |
| Helen Louise Arthur | 2009 | Advanced Diploma Financial Services (Financial Planning) - Kaplan ~ Diploma Financial Services (Financial Planning) - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ fellow chartered financial practitioner - mentor education group |
| Helen Louise Blackford | 1997 | Bachelor of Business (Public Administration) - Queensland University of Technology ~ Diploma of Financial Planning - FPA ~ Graduate Certificate in Financial Planning - Kaplan ~ Master of Business Administration (Leadership) - University of Southern Queensland ~ Tier 1 Margin Lending - Personal Advice - Kaplan |
| Ian Robert Blieschke | 1986 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Ivica Kulas | 2002 | Bachelor of Economics - The University of Adelaide ~ CFP Education Program - FPA ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan |
| James Douglas Pump | 2007 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Commerce - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan |
| James Xing-yi Chen | 2014 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce - Macquaire University |
| Janine Elizabeth Malone | 2002 | Diploma of Financial Services (Financial Planning) - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Jason Hunter | 2011 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Jason Scott Bell | 2007 | Accredited Listed Product Adviser Program - Kaplan ~ Certified Financial Planner - FPA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Finsia ~ Provide Advice in Self Managed Superannuation Funds - Kaplan |
| Jenny Elizabeth Moorman | 2008 | Bachelor of Commerce (Economics & Financial Planning) - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Joanna Cullinan | 2008 | Bachelor of Education - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Fellow, Chartered Financial Practitioner (FChFP) - Asia Pacific Financial Services Association ~ Master of Education - QUT |
| Joanne Barbara Ayrey | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - Murdoch University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan ~ Graduate Diploma of Applied Finance & Investment - Securities Institute |
| John Richard Rushby | 2007 | Diploma of Financial Services (Financial Planning) - Kaplan |
| Jonathan Leslie Ridsdale | 2001 | Bachelor of Business - Monash University ~ Certified Financial Planner - FPA ~ Diploma of Financial Advising - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Jonathan Scukovic | 2010 | Master of Commerce (Financial Planning) - Deakin University |
| Jose Pais | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce - Mumbai University ~ Certified Practisting Accountant - CPA Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Accounting - Central Queensland University |
| Joshua Kelly | 2017 | Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University |
| Justin John Baratta | 2014 | Diploma of Financial Planning - Pinnacle ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Kate Frances Lansbury | 2018 | Diploma of Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Katrina Lynette Haskew | 2005 | Advanced Diploma of Financial Planning - Mentor ~ Diploma of Financial Services (Financial Planning) - Kings International College ~ Graduate Diploma of Financial Planning - Kaplan |
| Katrina Myree Pump | 2012 | Certificate III in Financial Services - Commonwealth Bank ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Kelvin John Anning | 2009 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services ( general insurance ) - ANZIIF ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Kieran Gregory Prideaux | 1996 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning - Kaplan |
| Laura Relph | 2013 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Lawrence Kennedy | 2006 | Certificate of Superannuation Management - The Association of Superannuation Funds of Australia Limited (ASFA) ~ Diploma of Financial Planning (DFP1-5) - Financial Planning Association of Australia ~ Diploma of Financial Planning (DFP7Z) - Financial Planning Association of Australia |
| Leearna Hope Martin | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Buisness (Event Management) - Griffith University |
| Lesley Kate Legg | 2012 | Diploma of Financial Services (Financial Planning) - Mentor |
| Leslie Paul Hayward | 2009 | Bachelor of Arts in Politics - The University of New South Wales ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - MyFENG ~ Diploma of Financial Services Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma in Business Administration (Executive Business Operations) - The University of Queensland |
| Marion Gaertner | 2008 | Bachelor of Arts (with Second Class Honours in German Language and Literature) - The University of Adelaide ~ Diploma of Education - Adelaide University ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - Intellitrain ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ MBA - Australian Institute of Business |
| Mark Climpson | 1989 | Bachelor of Applied Science in Medical laboratory Science - Royal Melbourne Institute of Technology (RMIT) ~ Chartered Life Practitioner (ChLP) - Asia Pacific Financial Services Association (APFinSA) ~ Diploma of Financial planning - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Mark Hardick | 2013 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - International Institute of Technology ~ Diploma Financial Planning - International Institute of Technology |
| Mark Patrick Mcconnell | 2001 | Graduate Diploma of Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan ~ Self Managed Superannuation Funds - Kaplan ~ Tier 1 Margin Lending - Personal Advice - Kaplan |
| Mark Robert Rando | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Bachelor of Education (Computer Education) - Edith Cowan University ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor |
| Mark Wayne Mcalister | 1996 | Diploma of Financial Planning - FPA |
| Matthew Andrew Hanratty | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Fellow Chartered Financial Practitioner - Asia Pacific Financial Services Association ~ Graduate Diploma of Financial Planning - Kaplan |
| Matthew John Dunn | 2003 | Entry Level Competencies, Risk Management, Superannuation & Retirement Planning (2003) - Integratec ~ Estate Planning (DFP 6) - Tribeca ~ Investment Planning (FPA3) - FPA ~ Investment Planning 2 - Kaplan ~ Tax and Financial Planning Strategies (FPA/DFP 5) - Financial Planning Association of Australia (Deakin University) |
| Mclean Whittaker | 2005 | Certified Financial Planner - FPA ~ Diploma of Financial Advising - Securities Institute of Australia |
| Melissa Jayne Kramer | 2011 | Advanced Diploma of Financial Plannng - MLC Advice Education ~ Bachelor of Arts - Deakin University ~ Diploma of Financial Services (Financial Planning) - MLC Advice Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared Investments - Kaplan |
| Michael Alexander Luck | 2012 | Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Mentor ~ Margin Lending - Kaplan ~ Master of Financial Planning - Griffith University ~ Self Managed Superannuation Funds - Kaplan |
| Michael John Bendall | 2013 | Commercial Law - Kaplan Professional ~ Diploma of Financial Planning 1 - National Insurance Brokers Association (NIBA) ~ Graduate Diploma in Business Management - Queensland Univeristy of Technology ~ Master of Business Administration - Queensland Univeristy of Technology ~ Tax for Financial Advising - Kaplan Professional |
| Michael Tidy | 2003 | Cavendish & ICFS Specialist - SMSF Course - The University of Adelaide ~ Diploma of Financial Advising - Securities Institute ~ Estate Planning - Kaplan ~ Financial Plan Construction & Review - Tribeca ~ Taxation Planning - Kaplan |
| Michael Wayne Spencer | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business Finance/Accounting - Southern Cross University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Financial Planning - Griffith University ~ Self Managed Superannuation Funds - Kaplan |
| Mikhail Damian Fanti | 2013 | ASX Listed Product Accreditation (ALPA) - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting/Financial Management) - James Cook University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Nathan Pope | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Business - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Provide Advice in Margin Lending - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Nerida Lee Iverach | 2016 | Advanced Diploma Financial Planning FNS60415 - Mentor ~ Bachelor of Business (Property Economics) - University of Western Sydney ~ Diploma of Financial Planning - Mentor ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor |
| Nigel Ainslie Jenkins | 1998 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Osman Azimi | 2014 | Bachelor of Business (Banking and Finance) - Victoria University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan |
| Otis John Georges | 2009 | Advanced Diploma of Financial Planning - Mentor ~ Bachelor of Commerce - McGill University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Master of Taxation - The University of Sydney ~ Postgraduate in Taxation & Financial Planning - University of New South Wales |
| Oussama (sam) Ryma | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Patrick Quan | 2000 | Certificate IV in Financial Planning - Integratec ~ Diploma of Financial Services - The Commonwealth Bank of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Peter Jason Byrne | 2000 | DPF 2 - Risk Management and Insurance Planning and Superannuation and Retirement Planning - Integratec ~ Diploma of Financial Services (financial Planning) - Kaplan ~ Estate Planning - Kaplan ~ Financial Services Essentials and Diploma of Financial Services (Financial Planning) - Deakin Financial Services ~ Graduate Diploma of Financial Planning - Kaplan |
| Peter Taniane | 2012 | 928S Margin Lending - Kaplan ~ ALPA - Kaplan ~ Diploma of Financial Services - International Institute of Technology ~ Graduate Diploma In Applied Finance - Kaplan ~ SMSF - Kaplan |
| Peter William Doohan | 2002 | Diploma of Financial Planning - FPA ~ Master of Financial Planning - University of Sunshine Coast |
| Philip Anthony Broadbent | 2009 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Busienss - University of Technology Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Philip John Budin | 1998 | Bachelor of Economics - University of New England ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Phillip Hooper | 1992 | Diploma of Financial Services (Distribution) - Deakin Financial Services ~ Financial Services Essentials - Deakin Financial Services |
| Robert Graham | 2007 | Advanced Diploma of Financial Planning - Mentor Education ~ Advanced Diploma of Financial Services 1-2 - Mentor Education ~ Advanced Investment Planning - Mentor Education ~ Diploma of Financial Services Units 1-4 - Mentor Education |
| Rodney Paul Mclean | 2000 | Certificate iV in Financial Planning - Integratec ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Rowena Jane Mcgrath | 2007 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - The University of Queensland ~ Diploma of Financial Planning - FPA ~ Financial Planning Fundamentals - Kaplan ~ Professional Assessment in Super, Life Risk, Managed Investments & Securities for Financial Planning - NIBA |
| Samuel Douglas Gray | 2009 | Bachelor of Commerce (Acc and Finance) - Murdoch University ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan ~ Margin Lending, SMSF, and ALPA - Kaplan |
| Samuel Wakefield | 2012 | Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Economics) - Griffith University ~ Diploma of Financial Services - Kaplan ~ Self Managed Superannation Funds - Kaplan |
| Sarah Broady | 2004 | Bachelor of Commerce (Finance) - University of Wollongong ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
| Sarah Louise Robinson | 2018 | Bachelor of Accountancy - University of South Australia ~ Diploma of Financial Planning - Kaplan |
| Scott Andrew Clark | 1996 | Bachelor of Business (Economics & Finance) - Royal Melbourne Institute of Technology (RMIT) ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA |
| Shane Patrick Perez | 1989 | Diploma of Financial Services (Financial Planning) - Financial Services Training and Assessment |
| Shu-yi Schulstad | 2008 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Mentor Education Group |
| Sidharth Alwyn Joseph Pais | 2022 | Graduate Diploma of Financial Planning - Kaplan ~ Master of Business (Professional Accounting) - Queensland University of Technology |
| Simon Chiang | 2005 | Bachelor of Business (Banking & Finance) - University of Technology, Sydney ~ DFP 1 - Introduction to Financial Planning - FPA ~ DFP 2 - Risk Management and Insurance Planning - FPA ~ DFP 3 - Investment Planning 1 and DFP 7 - Investment Planning 2 - FPA ~ DFP 4 - Superannuation & Retirement Planning - Integratec |
| Skei Grace Harper | 2000 | DAFP1 Entry Level Competencies - Kaplan ~ Life Insurance Adviser (Personal Advice) - Mentor ~ Superannuation Adviser (Personal Advice) - Mentor ~ Tier 1:Financial Planning - Kaplan |
| Sonya Jean Bigler | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan ~ Diploma of Financial Services - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Certificate in Financial Planning - Kaplan |
| Steven John Duke | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Certificate IV Financial Service (Finance/Mortgage Broking) FNS40804 - MFAA ~ Diploma of Financial Services (Financial Planning) - ThreeSixty |
| Stuart Walls | 1998 | DFP 1-3 - FPA ~ DFP 5-7 - FPA ~ Estate Planning - Tribeca ~ Financial Plan Construction & Review - Tribeca |
| Susan Jane Impey | 2004 | Bachelor of Business (Management) - The University of Queensland ~ Bachelor of Commerce - The University of Queensland ~ Diploma of Financial Services (Financial Planning) - Australian and New Zealand Institute of Insurance and Finance |
| Tanaya Marie Bendall-green | 2011 | Advanced Diploma Of Financial Services (Financial Planning) - Kaplan ~ Bachelor of Commerce (Finance and Marketing) - Curtin University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan |
| Tavis John Edmondstone | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce (Finance) - University of Southern Queensland ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Super Funds - Kaplan Professional Education |
| Terence John O'regan | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma Of Financial Services (Financial Planning) - Kaplan |
| Terry Cross | 2003 | ASX Accredited Listed Products Advisor - Kaplan ~ Certified Financial Planner - FPA ~ Diploma of Finanical Planning 1 - 8 - Deakin University |
| Thomas Alexander Robertson | 2017 | Accredited Listed Product Adviser Program - Kaplan ~ Bachelor of Commerce - The University of Western Australia ~ Graduate Diploma of Applied Finance & Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Securities Institute ~ Self Managed Superannuation Funds - Kaplan |
| Thomas Finnegan | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Mentor ~ Bachelor of Commerce (Finance and Human Resource Management) - University of Southern Queensland ~ Cavendish & ICFS Specialist SMSF Course - Cavendish & ICFS ~ Diploma of Financial Services (Financial Planning) - Mentor |
| Timothy Chalke | 2000 | Bachelor of Business Accounting - Deakin University ~ Diploma of Financial Planning - Kaplan Professional Education ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Risk Management - Integratec ~ Superannuation and Retirement Planning - Integratec |
| Timothy John Renouf | 2007 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce - University of Otago (NZ) ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Timothy Scott Nicholls | 1998 | Bachelor Business Banking & Finance - University of Southern Qld ~ DFP 1 - Kaplan ~ DFP 2 - FPA ~ DFP 3 - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Travis Blair Smith | 1998 | Diploma in Financial Markets - Securities Institute ~ Diploma of Financial Planning - Deakin University |
| Troy Bilich | 2008 | Diploma of Financial Planning 1-6 - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Tyson Zane Crotty | 2006 | Bachelor of Finance - La Trobe University ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Valentino Charles Audino | 2001 | Diploma of Financial Planning - FPA |
| Wade Croome | 2004 | Bachelor of Arts - University of Western Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending & Geared Investments - Kaplan Professional |
| Yang Yang DU | 2010 | Advanced Diploma of Financial Planning - Mentor ~ Bachelor of Business (International Business) - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Yoong Fat Wong Hoy Yuen | 2014 | Bachelor of Business (Banking and Finance) - Victoria University ~ Diploma of Finance and Mortgage Broking Management - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Zac Ayoubi | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Zachary Daniel Ryan | 2018 | Bachelor of Business (Economics & Financial Management) - James Cook University ~ Diploma of Financial Planning - Kaplan |