This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice to wholesale clients for the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
securities; and
provide financial product advice to retail and wholesale clients for the following classes of financial products:
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person to retail and wholesale clients in respect of the following classes of financial products:
superannuation; and
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product to wholesale clients in respect of the following classes of financial products:
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Carafa | 2016 | 1991 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT University ~ 1996 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2004 - Certificate of Public Practice - Certificate (AQF 1-4) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2016 - Tier 1 RG146 - Certificate (AQF 1-4) - Kaplan Education Professionals |
| Devan Bishop | 2017 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2013 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2017 - Tier 1 RG146 - Certificate (AQF 1-4) - Financial Education Professionals |
| Joulyette Farah | 2018 | 2001 - Advanced Diploma of Business (Accountancy) - Advanced Diploma (AQF 6) - RMIT University ~ 2004 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - RMIT University ~ 2008 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Chartered Accountants Australia and New Zealand (CA ANZ) ~ 2018 - Tier 1 RG146 - Certificate (AQF 1-4) - Financial Education Professionals |