This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Loadsman | 2012 | Diploma of Financial Services ( Financial Planning) - Kaplan ~ Diploma of Financial Services ( Financial Planning) - Kaplan ~ Financial Planning - International Institute of Technology ~ Financial Planning - International Institute of Technology |
| Andrew Mark Kennedy | 2006 | Advanced Diploma of Financial Services - GWM Adviser Services ~ Bachelor of Financial Services - University of New England ~ Diploma of Financial Services - GWM Adviser Services |
| Andrew Newton | 2018 | Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Ashleigh Hurley | 2015 | Bachelor of Commerce (Financial Planning) - Curtin University of Technology ~ Certified Financial Planner - Kaplan |
| Brent Daniel Bennett Mccullough | 2015 | Bachelor of Commerce - Macquarie University ~ Diploma of Financial Planning - Kaplan |
| Carlie Maree Thatcher | 2002 | Certificate IV in Finance and Mortgage Broking - Finance & Related Services Training Academy (FARSTA) ~ Diploma of Financial Planning - Kaplan Professional ~ Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professionals ~ Requirements to meet FASEA - FASEA |
| Chein Lee | 0 | Graduate Diploma of Financial Planning - Kaplan |
| Christopher Peter Mackenzie | 2015 | Bachelor of Civil Engineering - University of Sydney ~ Diploma of Financial Planning - Kaplan |
| Cornelius Justinus Brink | 2011 | Bachelor of Commerce - University of Stellenbosch ~ Postgraduate Diploma in Financial Planning - University of the Free State |
| Dianna Pecherczyk | 2010 | Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Planning - AAMC Training Group ~ Financial Planning - Kaplan |
| Dominic DE Minaur | 2011 | Advanced Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ graduate diploma of applied finance - Kaplan |
| Drew William Burden | 2008 | Bachelor of Business - UTS ~ Diploma of Financial Planning - Kaplan Education ~ Entry Level Competencies - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan ~ Risk Management - Kaplan |
| Emma Therese Clark | 2018 | Diploma Financial Planning - Mentor Education |
| Jade Elizabeth Burford | 2013 | Advanced Diploma Of Financial Planning - Mentor Education ~ DFP5v3 Tax for Financial Advising - Kaplan ~ Diploma - Financial Planning - Kaplan Professional Education ~ TASACLv1Commercial Law - Kaplan |
| Justin Neil Walch | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business/Bachelor of Laws - Queensland University of Technology ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Kristopher Mason | 1998 | Financial Planning Principles and Practice - Securities Institute ~ Risk Management - Integratec |
| Luke Anthony Smith | 2018 | Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Nicholas Brian | 2008 | FChFP - Mentor |
| Peter Green | 2012 | Diploma of Financial Planning - Deakin University |
| Richard Anthony Jones | 2016 | Bachelor of Business (Finance & Accounting) - University of Tasmania ~ Diploma & Advance Diploma of Financial Planning - Kaplan Professional |
| Serena West | 2006 | Advanced Diploma of Financial Services - 360 GWM ~ Bachelor of Economics - University of Western Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Life Risk Specialist - Financial Planning Association |
| Shane Richard Reay | 2014 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - University of Johannesburg ~ Diploma of Financial Planning - Kaplan Professional |
| Simon David Bennett | 2017 | Diploma of Financial Services - FINSIA ~ RG146 - FINSIA |
| Timothy Hill | 2015 | Diploma of Financial Planning - Kaplan |