This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ananya Naik | 0 | 2020 - Bachelor of Commerce and Science - Bachelor Degree (AQF 7) - Macquarie University ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Andrew Mark Kennedy | 2006 | 2006 - Diploma of Financial Services - - GWM Adviser Services ~ 2007 - Advanced Diploma of Financial Services - - GWM Adviser Services ~ 2016 - Bachelor of Financial Services - - University of New England |
| Andrew Newton | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ashleigh Hurley | 2015 | 2010 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2018 - Certified Financial Planner - Certificate (AQF 1-4) - Kaplan |
| Behram Ali | 2022 | 2021 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Western Sydney University |
| Brent Daniel Bennett Mccullough | 2015 | 2000 - Bachelor of Commerce - - Macquarie University ~ 2015 - Diploma of Financial Planning - - Kaplan |
| Carlie Maree Thatcher | 2002 | 2016 - Certificate IV in Finance and Mortgage Broking - - Finance & Related Services Training Academy (FARSTA) ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professionals ~ 2021 - Requirements to meet FASEA - Professional Designations - FASEA |
| Chein Lee | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Christopher Peter Mackenzie | 2015 | 2011 - Bachelor of Civil Engineering - - University of Sydney ~ 2015 - Diploma of Financial Planning - - Kaplan |
| Corey James Evans | 2018 | 2018 - RG146 knowledge areas met, working towards Bachelor of Commerce - - Griffith University ~ 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| Cornelius Justinus Brink | 2011 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Stellenbosch ~ 2016 - Postgraduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Free State |
| Courtney Leach | 2023 | 2016 - Bachelor of Business - Bachelor Degree (AQF 7) - Holmes Institute ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Dianna Pecherczyk | 2010 | 2013 - Diploma of Financial Planning - - AAMC Training Group ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2022 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Dominic DE Minaur | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2014 - graduate diploma of applied finance - Graduate Certificate (AQF 8) - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy |
| Drew William Burden | 2008 | 2004 - Bachelor of Business - - UTS ~ 2008 - Entry Level Competencies - - Kaplan ~ 2008 - Risk Management - - Kaplan ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Emma Therese Clark | 2018 | 2018 - Diploma Financial Planning - - Mentor Education ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jade Elizabeth Burford | 2013 | 2012 - Diploma - Financial Planning - - Kaplan Professional Education ~ 2016 - Advanced Diploma Of Financial Planning - - Mentor Education ~ 2017 - DFP5v3 Tax for Financial Advising - - Kaplan ~ 2017 - TASACLv1Commercial Law - - Kaplan |
| Justin Neil Walch | 2016 | 2009 - Bachelor of Business/Bachelor of Laws - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Certified Financial Planner - Professional Designations - FPA ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Kristopher Mason | 1998 | 1998 - Financial Planning Principles and Practice - - Securities Institute ~ 2002 - Risk Management - - Integratec |
| Luke Anthony Smith | 2018 | 2018 - Diploma of Financial Planning - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mark William Everingham | 2001 | 2004 - Diploma of Financial Planning - - FPA ~ 2006 - Certified Financial Planner Education Program - - FPA ~ 2009 - Certified Financial Planner - - FPA ~ 2010 - Life Risk Specialists (LRS) - - FPA ~ 2012 - Accredited Estate Planning Strategist (AEPS) - - FPA |
| Matthew Price | 2007 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Melissa Jane Stephens | 2018 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2019 - Bachelor of Business and Financial Planning - Bachelor Degree (AQF 7) - RMIT |
| Michael John Rollinson | 1994 | 1998 - Diploma of Financial Planning - - Deakin ~ 2003 - Company Directors Diploma - - AICD ~ 2008 - MBA - - Queensland University of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicholas Brian | 2008 | 2012 - FChFP - - Mentor |
| Pamela Elizabeth Pitt | 2010 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2022 - Australian Taxation Law for Tax (financial) Advisers - Other - AAMC Training Group ~ 2022 - Commercial Law for Tax (financial) Advisers - Other - AAMC Training Group |
| Peter Green | 2012 | 2003 - Diploma of Financial Planning - - Deakin University |
| Richard Anthony Jones | 2016 | 2013 - Bachelor of Business (Finance & Accounting) - - University of Tasmania ~ 2014 - Diploma & Advance Diploma of Financial Planning - - Kaplan Professional |
| Serena West | 2006 | 2001 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Western Australia ~ 2004 - Advanced Diploma of Financial Services - Advanced Diploma (AQF 6) - 360 GWM ~ 2010 - Life Risk Specialist - Professional Designations - Financial Planning Association ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Shane Richard Reay | 2014 | 2010 - Bachelor of Commerce - - University of Johannesburg ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Simon David Bennett | 2017 | 2006 - Diploma of Financial Services - - FINSIA ~ 2007 - RG146 - - FINSIA |
| Timothy Hill | 2015 | 2014 - Diploma of Financial Planning - - Kaplan |