This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Joseph Phillips | 2023 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Higher Education |
| Adam Richard Gauci | 2024 | Bachelor of Commerce (Finance) - Macquarie University ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Self Managed Superannuation Funds Course (FPE016) - Kaplan Higher Education |
| Adam Wesek | 1999 | Advanced Diploma of Financial Planning - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Amanda Gail Levine | 2009 | Bachelor of Commerce - Macquarie University ~ Bachelor of Laws (Hons) - Macquarie University ~ Graduate Diploma of Financial Planning - FINSIA |
| Amy Elizabeth Langlands | 2015 | Aged Care - Aged Care Steps ~ Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Kaplan ~ FNS60410 Advanced Diploma of Financial Planning - Kaplan Professional Education |
| Amy Nosworthy | 2005 | Accredited Aged Care Professional - Aged Care Steps ~ Diploma of Financial Planning - Finsia ~ Margin Lending - Kaplan ~ Master of Financial Planning - Kaplan ~ SMSF Strategies Course - Terra Cordis |
| Andrew Joseph Shakespeare | 2008 | Certified Financial Planner (CFP) Program - Financial Planning Association of Australia ~ Graduate Diploma of Applied Finance and Investments - Investment Analysis Stream - Securities Institute ~ Graduate Diploma of Financial Planning - Finsia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Andrew Sherlock | 1999 | Chartered Accountant - Financial Planning Specialist - The Institute of Chartered Accountants in Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ PS146 Knowledge Assessment - Core, Life and General Insurance, Securities, Derivatives - Tribeca ~ RG146 Training Course - Retirement Planning - Independent Cerntre of Financial Training ~ The Strategist Group's Self Managed Superannuation Funds Adviser Course - Tribeca |
| Anil Kumar Pawar | 2006 | Advanced Diploma of Financial Planning - Mentor Education ~ ETHICS FOR FINANCIAL SERVICES - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professional ~ Master of International Business Administration - United States International University - Africa ~ Self Managed Super Funds - Tribeca |
| Anne-marie Humphries | 1998 | Aged Care Specialist Adviser - Aged Care Services Pty Ltd ~ Bachelor of Economics - University of Queensland ~ Certified Financial Planner - Financial Planning Association of Australia ~ Masters of Financial Planning - Kaplan ~ SMSF Specialist Adviser - SMSF Professionals' Association of Australia |
| Anthony James Monaghan | 1989 | 926 Financial Planning - Kaplan Professional Education ~ PS 146 Superannuation and Insurance (Core and Life) - Financial Services Training & Assessment ~ PS 146 Training Course 1 Managed Investments and Securities - Financial Services Training & Assessment ~ PS 146 Training Course 2 Life Insurance and Insurance Broking - Financial Services Training & Assessment |
| Anthony William Sultana | 2000 | Certificate in Financial Markets - Securities Institute Education ~ Certified Financial Planner Program (CFP) - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan |
| Antonino Cusmano | 2018 | Diploma of Financial Planning - Kaplan |
| Asha Renee Burrows | 2009 | CFP Education Program of Australia - Financial Planning Association of Australia ~ FNS40811 - Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Bayley Roy Hall | 0 | Diploma of Finance and Mortgage Broking - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education |
| Benjamin Anthony Townsend | 0 | Bachelor of Business (Financial Planning) - University of South Australia |
| Benjamin Darcy Cheney | 2008 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education |
| Benjamin James Pelentsov | 2007 | Bachelor of Finance - University of Adelaide ~ Graduate Diploma of Applied Finance - Kaplan Professional |
| Blake Mitchell Cullen | 2014 | Bachelor of Commerce (Marketing and Financial Planning) - University of Wollongong |
| Bradley James Bell | 1990 | Entry Level Competencies - Integratec ~ Investment Planning 1 - Tribeca Learning ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Risk Management and Insurance Planning (DFP2) - National Mutual ~ Superannuation and Retirement Planning - Integratec |
| Bradley Owen Teriini-mulley | 2018 | Accredited Aged Care Professional Program - Aged Care Steps ~ Advanced Diploma of Financial Planning - Monarch Institute ~ Diploma of Financial Planning - Monarch Institute ~ Self Managed Superannuation Funds Program - Monarch Institute |
| Bradley Speering | 2000 | Certified Finanical Planner (CFP) Education Program (5 units) - FPA Australia ~ Diploma of Financial Advising (10 Units) - Securities Institue Education ~ Graduate Diploma of Financial Planning - Kaplan Higher Education |
| Brendan Stone | 1998 | Bachelor of Business - Queensland University of Technology ~ Diploma of Financial Planning - Financial Planning Association ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Margin Lending & Geared Investments - Kaplan Professional |
| Brendon Charles Cox | 1994 | Certified Financial Planner Status (CFP) - Financial Planning Association (FPA) ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ RG146 Margin Lending - MLC ThreeSixty |
| Brian Howard Gillman | 2008 | FNS40811 Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ FNS50804 Diploma of Financial Services (Financial Planning) - Kaplan Professional Education |
| Bridget Mary Poulos | 2006 | Diploma of Financial Planning - FNS50615 - Mentor Education ~ Diploma of Financial Services - National Insurance Brokers Association of Australia |
| Brogan Jean Beryl Broadway | 2017 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan |
| Bryce James Watkins | 2023 | Graduate Diploma of Financial Planning - Kaplan |
| Carly Davies | 2022 | FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Carol Mcrae-pitt | 2001 | Bachelor of Business (Finance) - Edith Cowan University ~ Diploma of Financial Planning (8 units) - FPA Australia (Deakin University) ~ Self Managed Superannuation Funds Program - Kaplan Professional |
| Cathleen Mary Shimmin | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Three Sixty ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Economic and Legal Context for Financial Planning - Kaplan ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Superannuation and Retirement Advice - Kaplan |
| Chloe Anne Buzza | 2018 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology |
| Christopher Blake | 2007 | FNS40804 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Kaplan Professional Education ~ FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan |
| Christopher Hale | 1983 | Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Super Concepts & ICFS Specialist SMSF Course - University of Adelaide |
| Cindell Baker | 2007 | Accredited Aged Care Professional Program - Aged Care Steps ~ Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Margin Lending and Geared Investments Course - Kaplan Professional ~ Master of Financial Planning - Kaplan Higher Education |
| Clae Molloy | 2003 | FNB60402 - Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ FNS40804 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Clare Eileen Dunbar | 2018 | Accredited Aged Care Professional - Aged Care Steps ~ FNS50804 Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Certificate in Finance - Charles Sturt University |
| Craig Chapman | 1999 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Margin Lending and Geared Investments Course - Kaplan Professional ~ SMSF Regulations and Taxation Course - Kaplan Higher Education ~ TASA and the TPB Code of Professional Conduct Course - Kaplan Professional |
| Craig Leslie Elliott | 2000 | Accredited Aged Care Professional - Aged Care Steps ~ Accredited Listed Product Adviser Program - Kaplan ~ Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Advising - Securities Institute of Australia |
| Damien Arthur Balgera | 2007 | Advanced Diploma of Financial Planning - DFP 5 - Taxation Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - DFP 6 - Estate Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Damien Roberts | 2009 | Accredited Aged Care Professional - Aged Care Steps ~ FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Graduate Certificate in Finance - University of Western Australia ~ Master of Taxation in Taxation and Financial Planning - University of New South Wales ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Danh Hoang Nguyen | 2017 | Bachelor of Business (Economics) - Queensland University of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Graduate Diploma of Financial Planning - Kaplan Higher Education |
| Daniel Joseph Skelton | 2014 | Bachelor of Commerce - University of Newcastle ~ Diploma in Financial Planning - Kaplan Professional |
| Daniel Rowlands | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Margin Lending and Geared Investments Course - Kaplan Professional |
| Darren Scott Harris | 2000 | Certified Financial Planner Program (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Markets - Securities Institute Education ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| David Brian Joseph | 1999 | Advanced Aged Care - Aged Care Steps ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Diploma of Financial Planning - Financial Planning Assocation of Australia (FPA) ~ Margin Lending - Mentor Education |
| Dean Andrew Reeves | 2001 | Bachelor of Business (majoring in Accounting) - Southern Cross University ~ Certificate IV in Financial Planning - Integratec ~ FNS60410 Advanced Diploma of Financial Planning - Kaplan Professional Education |
| Deanne Louise Goesch | 2018 | Diploma Of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Griffith University ~ Tax for Financial Advising Course - Kaplan Professional |
| Deborah Anne May | 2001 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Commonwealth Bank of Australia ~ Diploma of Financial Services (Financial Planning) - Tribeca (Kaplan Professional) ~ Diploma of Financial Services - Commonwealth Bank of Australia ~ Margin Lending & Geared Investments - Kaplan Professional |
| Deborah-ann Batson | 2008 | Bachelor of Business (Financial Planning) - RMIT University ~ Bachelor of Commerce - University of Wollongong ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Drew Robert Miller | 2004 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - AMP Financial Services |
| Ellen Rachel Deasy | 2014 | 925 Life Insurance - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) FNS80415 - Mentor Education ~ Bachelor of Commerce - University of Western Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Emma Pardede | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Applied Science (Speech Pathology) - Flinders University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional (formerly Integratec) ~ Margin Lending & Geared Investments - Kaplan Professional |
| Fiona Shaw | 2012 | Advanced Diploma of Financial Planning (FNS60415) - Mentor Education ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide/Cavendish ~ Diploma of Financial Services (Finance/Mortgage Broking Management) FNS50504 - Intellitrain ~ Diploma of Financial Services (Financial Planning) - Financial Planning Association of Australia |
| Garry Charles Pinnington | 1989 | Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan Professional |
| Gavin Moore | 2000 | FNS40811 - Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Gerard Anthony Sherlock | 1989 | Certificate IV in Financial Planning - Integratec ~ Investment Planning 1 - Integratec ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Taxation Planning - Integratec |
| Grant Hodgins | 1997 | Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University/Financial Planning Association of Australia ~ Diploma of Superannuation Management - The Association of Superannuation Funds of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Greg Ilan Shar | 2018 | Bachelor of Commerce - The University of New South Wales ~ Diploma of Financial Planning - Kaplan |
| Greg Roberts | 1998 | Accredited Aged Care Professional - Aged Care Steps ~ Diploma of Financial Planning - Deakin University/Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Master of Taxation - Curtin University ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Gregor Philip Danton | 2012 | Accredited Aged Care Professional Course - Aged Care Steps ~ Commercial Law Course - Kaplan Professional ~ Diploma of Finanical Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education |
| Ian James Reid | 2012 | FNS50804 - Diploma of Financial Services (Financial Planning) - Kaplan Professional Education |
| James Martin | 1994 | Bachelor of Economics - Monash University ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia |
| James Patrick Dowling | 2006 | Bachelor of Economics - The University of Queensland ~ Diploma of Financial Services (Financial Planning) (FNS50804) - Tribeca Learning |
| Jane Cathrine Russell | 2006 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Aged Care Accreditation Program - Aged Care Steps ~ Aged Care Accreditation Program - Aged Care Steps ~ Aged Care Accreditation Program - Aged Care Steps ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Graduate Diploma of Financial Planning - Kaplan Higher Education |
| Jay Manley | 1998 | Diploma of Financial Planning - Deakin University / Financial Planning Association |
| Jennifer Anne Simmonds | 2005 | Accredited Aged Care Professional - Aged Care Steps ~ CFP Certification Program - FPA ~ FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| John DE Warrenne Harris | 2018 | FNS50611 - Diploma of Financial Planning - Kaplan |
| John Daniel Buckley | 1990 | Entry Level Competencies - Integratec ~ Investment Planning 1 - Integratec ~ Risk Management - Integratec ~ Superannuation and Retirement Planning - Integratec ~ Taxation Planning - Integratec |
| John Nelligan | 2007 | Advanced Diploma - Financial Planning - Mentor Education Group ~ Bachelor Degree - Business - Massey University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Masters Degree - Business Administration - Macquarie Graduate School of Management |
| John Peter Bellas | 1998 | Bachelor of Commerce - Griffith University ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investments - Kaplan Professiona ~ Self Managed Superannuation Fund Adviser - Mentor Education |
| Jonathan Charles Pillemer | 2014 | Certificate Course in Superannuation Legislation and Practice - Investment Training College ~ Certificate Course on Risk Management and Insurance Planning - Investment Training College ~ Diploma of financial Planning (DFP1) - Financial Planning Association of Australia |
| Joshua Alexander Pardede | 2000 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - University of South Australia ~ Diploma of Financial Services - Kaplan Professional |
| Julian Hunter Kemm | 1997 | Bachelor of Commerce - Bond University ~ Certified Financial Planner Program (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Tribeca Learning |
| Julie Windebank | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Fellow Chartered Financial Practitioner - Asia Pacific Financial Services Associataion |
| Juliette Anne Krowitz | 2005 | Diploma of Financial Services (Financial Planning) - Kaplan Professional Education |
| Justin Luke Mcelhenny | 2023 | Ethics and Professionalism in Financial Advice - Kaplan ~ FPC008 - Investment Advice - Kaplan ~ FPE016 - Self-Managed Superannuation Funds - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Justin Sherlock | 2000 | Margin Lending and Geared Investments - Kaplan ~ RG146 Training Course - Entry Level Competencies, Risk management - Tribeca ~ RG146 Training Course - Investment Planning 1 , Superannuation & Retirement Planning - Tribeca ~ RG146 Training Course - Taxation Planning - Tribeca |
| Karen Leigh Mills | 2022 | Bachelor of Business (Financial Planning) - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Karen Lynette Crane | 1997 | Accredited Aged Care Professional Program - Aged Care Steps ~ Diploma of Financial Planning - FPA Australia ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional |
| Kellie Ann Perry | 2011 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Kent Stuart Keith Mcdonald | 2001 | Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Graduate Diploma in Applied Finance and Investment - Securities Institute Education ~ Graduate Diploma of Financial Planning - Securities Institute Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Lucas Martin Garside | 2012 | Accredited Aged Care Professional - Aged Care Steps ~ Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - Pinnacle Financial Services Academy ~ Self Managed Superannuation Fund Adviser - Mentor Education |
| Luke Peter Swinburne | 2003 | Advanced Diploma of Financial Services (Financial Planning) & Self-Managed Super Funds Course - Tribeca Learning ~ Certified Financial Planner Education Program - FPA Australia ~ Margin Lending Accreditation Program - Financial Essentials ~ Master of Financial Planning - Kaplan Higher Education |
| Marc Laurence Goode | 1999 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Diploma of Business (Banking and Finance) - TAFE NSW ~ Diploma of Financial Planning (8 units) - FPA Australia ~ Graduate Diploma of Financial Planning - Kaplan Higher Education |
| Mark Robert Screen | 2006 | Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Arts in Human Movement Studies with Credit - University of Technology ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Diploma Education - University of Technology |
| Mark Robert Vorwerk | 2013 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology (RMIT) ~ RG146 Tier 1 Margin Lending - Kaplan Australia ~ Self Managed Superannuation Funds - Kaplan ~ Tier 1 Margin Lending Personal Advice - Kaplan |
| Martin Jakovics | 2003 | Accredited Aged Care Professional - Aged Care Steps ~ Certified Financial Planner Program (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Tribeca Learning |
| Mary-louise Serrao | 1998 | Accredited Aged Care Professional - Aged Care Steps ~ Certified Financial Planner Program (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning (DFP1-8) - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Matthew Adam Nott | 2003 | Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy |
| Matthew James Williams | 2011 | Bachelor of Commerce - University of Newcastle ~ Certified Financial Planner Education Program (5 units) - FPA Australia ~ Margin Lending and Geared Investments Program - Kaplan Professional ~ Self Managed Superannuation Funds Program - Kaplan Professional |
| Max Bruins | 2007 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty Adviser Campus ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Self Managed Superannuation Funds Course - Kaplan Professional |
| Megan Eichhorn | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Human Resource Management - Management) - Griffith University ~ Diploma of Financial Planning - Kaplan Professional ~ Margin Lending - Kaplan Professional ~ Securities and Managed Investments - Kaplan Professional |
| Melinda Jane Bendeich | 2011 | Bachelor of Commerce - The University of Newcastle ~ Diploma of Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Michael Hugh Mcgowan | 2014 | Accredited Aged Care Professional Course - Aged Care Steps ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Self Managed Superannuation Funds Course and Tier 1 Margin Lending Personal Advice Course - Kaplan Professional |
| Michael James Williams | 2008 | Certified Financial Planner (CFP) Program - Financial Planning Association of Australia ~ FNS40811 - Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Michael Lawson | 2005 | Bachelor of Arts - Canterbury University ~ Master of Financial Planning - University of Sunshine Coast ~ Self Managed Superanuation Funds - Self Managed Super Fund Association |
| Michael Robert Trebilcock | 1994 | Advanced Diploma of Financial Planning - Mentor Education ~ DFP Modules 1-4 - FPA Australia & Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Margin Lending and Geared Investments Course - Kaplan Professional |
| Michael Rowland | 2000 | Bachelor of Business - Central Queensland University ~ Diploma of Financial Planning - Financial Planning Assocation of Australia ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Graduate Diploma of Applied Finance & Investment - Securities Institute/Finsia ~ Margin Lending & Geared Investments - Kaplan Professional |
| Michelle Denise Willis | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ Diploma of Financial Planning - Kaplan Professional |
| Natalie Crosswell | 2004 | FNS40811 - Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education |
| Nathan Duff | 2015 | FNS60404 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education |
| Nicola Jane Downham | 0 | Graduate Diploma Of Financial Planning - Kaplan Higher Education |
| Ovee Bhuyan | 2014 | Bachelor of Commerce (Accounting & Financial Planning) - Deakin University |
| Paul James Summers | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Arts (Accounting & Finance) - University of West of England (UK) ~ Diploma of Financial Services (Financial Planning) - Tribeca Learning ~ Ethics and Professionalism in Financial Advice Course - Kaplan Higher Education ~ Margin Lending and Geared Investments Program - Kaplan Professional |
| Paul Mccutcheon | 1996 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Essential Steps for Aged Care - Aged Care Steps ~ Margin Lending & Geared Investments - Kaplan Professional |
| Peter Buzza | 1986 | FNB60402 - Advanced Diploma of Financial Services (Financial Planning) - Tribeca |
| Peter Hammon | 1977 | FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Profession Education |
| Peter Mulligan | 2000 | Bachelor of Financial Administration - University of New England ~ Diploma of Financial Plannign - Securities Institute ~ Margin Lending and Geared Investments - Kaplan |
| Philip Butterfield | 2018 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice (FPC002B) - Kaplan Higher Education ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Self Managed Superannuation Funds Course - Financial Essentials |
| Raymond Silver Martinez | 2009 | Adv Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Meadowbank TAFE ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Richard John Boyle | 1976 | Diploma of Financial Planning - Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Robert Gordon Douglas Bindon-howell | 1994 | Entry Level Competencies - Integratec ~ Managed Investments - Integratec ~ Regulatory Guide 146 Assessment - Kaplan Professional Education ~ Risk Management - Integratec ~ Superannuation and Retirement Planning - Integratec |
| Robert Keith Louie | 1986 | Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Services - National Insurance Brokers Association |
| Robert Michael Weston | 2005 | Bachelor of Commerce (Financial Planning) - University of Wollongong ~ Certified Financial Planner - Financial Planning Association of Australia ~ Margin Lending & Geared Investments - Kaplan Education Pty Ltd ~ Self Managed Superannuation Funds - Kaplan Education Pty Ltd |
| Roy John Hall | 2003 | Diploma of Financial Services (Financial Planning) (FNS50804) - Tribeca Learning ~ Ethics and Professionalism in Financial Advice (FPC002B) - Kaplan ~ FNS50504 Diploma of Financial Services (Finance/Mortgage Broking Management) - The National Finance Institute ~ Self Managed Superannuation Funds - Kaplan ~ Superannuation and Retirement Advice (FPC003) - Kaplan |
| Roy Philip Agranat | 1983 | Advanced Diploma of Financial Services (Financial Planning) (FNB60402) - Integratec |
| Ryan Robert Louie | 0 | Accredited Listed Products Adviser Course - Kaplan Professional ~ Bachelor of Business (Finance) - Queensland University of Technology ~ Estate and Succession Planning (FPC005) - Kaplan Higher Education ~ Graduate Diploma in Business (Financial Planning) - Queensland University of Technology ~ Margin Lending and Geared Investments Course - Kaplan Professional |
| SI Bee Ong | 2010 | Advanced Diploma of Financial Planning (FNS60404) - Kaplan ~ Diploma of Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice (FPC002B) - Kaplan ~ Malaysia Monetary Exchange and The Kuala Lumpur Options & Financial Futures Exchange - Malaysian Institute of Futures and Options ~ Self Managed Superannuation Funds - Kaplan |
| Sandra Ann Hopps | 2002 | Bachelor of Commerce - University of Southern Queensland ~ Certified Financial Planner Education Program - Financial Planning Association of Australia ~ Graduate Diploma in Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Sandra Lee Elliss | 1999 | Accredited Aged Care Professional - Aged Care Steps ~ Bachelor of Business (Major In Accounting and Finance) - Edith Cowan University ~ Margin Lending and Geared Investments - Kaplan ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Regulatory Guide 146 Assessment - Kaplan Professional Education |
| Sarah Kathleen Slade | 2018 | Bachelor Commerce (Finance & Financial Planning) - University of Wollongong ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) |
| Scott Campbell Middleton | 1996 | FNS50804 Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Family SMSF Advisor RG 146 Course - Terra Cordis |
| Scott George Taylor | 2008 | Advanced Diploma Financial Planning FNS60410 - Kaplan Australia ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Financial Planning - Kaplan Higher Education ~ RG146 Margin Lending - MLC ThreeSixty |
| Scott Mcintyre | 1999 | AMP & ICFS Specialist SMSF Course - The University of Adelaide ~ ASX Accredited Listed Product Adviser - Finsia ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited |
| Scott Sinclair Skirving | 2000 | Certified Financial Planner Program (CFP) - Financial Planning Association of Australia |
| Sharon Elizabeth Mccaskill | 2015 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Commercial Law Course - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Tax for Financial Advising (Short Answer Exam) Gap Course - Kaplan Professional |
| Shaun Miller Johnson | 1994 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University/Financial Planning Association of Australia |
| Sigo Siriphokha | 2018 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Bachelor of Economics - University of New South Wales ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ SMSF Regulations and Taxation Course (FPE020) - Kaplan Higher Education |
| Simon James Rayner | 1992 | Accredited Listed Product Adviser Program & SMSF Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma in Financial Markets - Securities Institute Education ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Margin Lending and Geared Investments Course - Kaplan Professional |
| Stellios Pavlakis | 2010 | Bachelor of Business (Banking and Finance) - Queensland University of Technology ~ FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Stephen Catania | 2006 | 7269AFE Ethics and Professionalism Course - Griffith University ~ Bachelor of Commerce (Economics and Financial Planning) - Curtin University ~ Bachelor of Commerce (Economics and Financial Planning) - Curtin University ~ Certificate IV Financial Services (Finance/Mortgage Broking) - AAMC Training Group ~ Fellow Chartered Financial Practitioner Program - AFA ~ SMSF and Margin Lending Courses - Kaplan Professional |
| Stephen Paul Jaensch | 1999 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Applied Finance & Investment - Securities Institute|FINSIA (Kaplan Professional) ~ Margin Lending and Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Stuart Lloyd Geyer | 2014 | Accredited Listed Product Adviser Program - Kaplan Professional ~ Advanced Diploma of Financial Planning - AAMC Training Group ~ Diploma of Financial Services (Finance/ Mortgage Broking Management) - AAMC Training Group ~ Self Managed Superannuation Fund - Kaplan ~ Tier 1 Margin Lending- Personal Advice - Kaplan Professional |
| Stuart Ross Howes | 2006 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Finance and Management) - Edith Cowan University ~ Diploma of Financial Services (Financial PlanninG) - Tribeca (Kaplan Professional) ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan Professional |
| Sukhwindar Kaur Kerr | 1996 | Certified Financial Planner Program (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University/Financial Planning Association of Australia ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Surinder Singh | 2014 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Masters of Commerce (Financial Planning) - University of Western Sydney ~ Self Managed Superannuation Funds - Kaplan |
| Tanya Caroline Seale | 2011 | Bachelor of Commerce - The University of New South Wales ~ FNB60402 - Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ FNS40804 - Certificate IV in Financial Services (Finance/Mortgage Broking) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Tayla Christina Morris | 2018 | Bachelor of Commerce (Financial Planning) - University of the Sunshine Coast |
| Timothy Charles Collins | 2015 | Bachelor of Financial Advising - University of Western Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Higher Education ~ Tier 1 Margin Lending - Personal Advice Course - Kaplan Professional |
| Todd Jason Davis | 1997 | Diploma of Financial Planning (8 units) - FPA Australia ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ RG 146 Licensing Compliance: Margin Lending Course - Financial Education Professionals ~ Self Managed Superannuation Funds Course - Kaplan Professional |
| Todd Raymond Dalton | 2012 | Advanced Diploma of Financial Planning FNS60410 - Mentor Education - RG146 Training Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Troy Alexander Collins | 1994 | FNS40811 - Certificate IV in Finance and Mortgage Broking - Kaplan Professional Education ~ FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Vanessa Irene Khalil | 0 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Financial Planning) with Distinction - Royal Melbourne Institute of Technology ~ Diploma of Financial Planning - Kaplan Professional |
| Vicki Leanne Hagley | 2004 | Diploma of Financial Planning (8 units) - Financial Planning Association of Australia ~ Graduate Diploma of Financial Planning - Kaplan Higher Education ~ Margin Lending and Geared Investments Course - Kaplan Professional ~ Self Managed Superannuation Funds Course - Kaplan Professional |
| Vlado Kalic | 2002 | DFP8 - Financial Plan Construction and Review - FPA ~ Diploma of Financial Advising - Securities Institute |
| Wai Ping Arthur | 1999 | Chartered Accountant - Institute of Chartered Accountants Australia ~ Diploma of Financial Planning - Deakin University ~ Diploma of Financial Planning - Monarch Institute |