This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Joseph Phillips | 2023 | 2016 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Adam Richard Gauci | 2024 | 2020 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Macquarie University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2022 - Self Managed Superannuation Funds Course (FPE016) - Other - Kaplan Higher Education |
| Adam Wesek | 1999 | 2002 - Advanced Diploma of Financial Planning - - Deakin University ~ 2012 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Amanda Gail Levine | 2009 | 2000 - Bachelor of Commerce - - Macquarie University ~ 2001 - Bachelor of Laws (Hons) - - Macquarie University ~ 2008 - Graduate Diploma of Financial Planning - - FINSIA |
| Amy Elizabeth Langlands | 2015 | 2005 - Bachelor of Commerce - - University of Wollongong ~ 2005 - Diploma of Financial Planning - - Kaplan ~ 2016 - FNS60410 Advanced Diploma of Financial Planning - - Kaplan Professional Education ~ 2020 - Aged Care - Other - Aged Care Steps |
| Amy Nosworthy | 2005 | 2005 - Diploma of Financial Planning - - Finsia ~ 2015 - SMSF Strategies Course - - Terra Cordis ~ 2016 - Accredited Aged Care Professional - - Aged Care Steps ~ 2017 - Margin Lending - - Kaplan ~ 2018 - Master of Financial Planning - - Kaplan |
| Andrew Joseph Shakespeare | 2008 | 2005 - Graduate Diploma of Applied Finance and Investments - Investment Analysis Stream - - Securities Institute ~ 2008 - Graduate Diploma of Financial Planning - - Finsia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2014 - Certified Financial Planner (CFP) Program - - Financial Planning Association of Australia |
| Anil Kumar Pawar | 2006 | 1997 - Master of International Business Administration - - United States International University - Africa ~ 2007 - Self Managed Super Funds - - Tribeca ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Deakin University |
| Anne-marie Humphries | 1998 | 1986 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 2004 - Certified Financial Planner (CFP) Education Program - Professional Designations - FPA Australia ~ 2009 - SMSF Specialist Adviser (SSA) Accreditation Program - Professional Designations - SMSF Professionals' Association of Australia ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Anthony James Monaghan | 1989 | 2002 - PS 146 Superannuation and Insurance (Core and Life) - - Financial Services Training & Assessment ~ 2003 - PS 146 Training Course 1 Managed Investments and Securities - - Financial Services Training & Assessment ~ 2003 - PS 146 Training Course 2 Life Insurance and Insurance Broking - - Financial Services Training & Assessment ~ 2012 - 926 Financial Planning - - Kaplan Professional Education |
| Anthony William Sultana | 2000 | 1997 - Certificate in Financial Markets - - Securities Institute Education ~ 2001 - Certified Financial Planner Program (CFP) - - Financial Planning Association of Australia ~ 2001 - Graduate Diploma in Financial Planning - - Securities Institute Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2017 - Self Managed Superannuation Funds - - Kaplan |
| Antonino Cusmano | 2018 | 2018 - Diploma of Financial Planning - - Kaplan |
| Asha Renee Burrows | 2009 | 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2014 - FNS40811 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2016 - CFP Education Program of Australia - - Financial Planning Association of Australia |
| Bayley Roy Hall | 0 | 2021 - Diploma of Finance and Mortgage Broking - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Benjamin Anthony Townsend | 2024 | 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - University of South Australia |
| Benjamin James Pelentsov | 2007 | 2006 - Bachelor of Finance - - University of Adelaide ~ 2010 - Graduate Diploma of Applied Finance - - Kaplan Professional |
| Bradley James Bell | 1990 | 1997 - Entry Level Competencies - - Integratec ~ 1998 - Risk Management and Insurance Planning (DFP2) - - National Mutual ~ 2001 - Superannuation and Retirement Planning - - Integratec ~ 2004 - Investment Planning 1 - - Tribeca Learning ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Bradley Owen Teriini-mulley | 2018 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2016 - Self Managed Superannuation Funds Program - Other - Monarch Institute ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Accredited Aged Care Professional Program - Other - Aged Care Steps |
| Bradley Speering | 2000 | 2001 - Diploma of Financial Advising (10 Units) - Advanced Diploma (AQF 6) - Securities Institue Education ~ 2003 - Certified Finanical Planner (CFP) Education Program (5 units) - Professional Designations - FPA Australia ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Brendan Stone | 1998 | 1997 - Bachelor of Business - - Queensland University of Technology ~ 2003 - Diploma of Financial Planning - - Financial Planning Association ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Brian Howard Gillman | 2008 | 2008 - FNS50804 Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2014 - FNS40811 Certificate IV in Finance and Mortgage Broking - - Kaplan Professional Education |
| Bridget Mary Poulos | 2006 | 2009 - Diploma of Financial Services - - National Insurance Brokers Association of Australia ~ 2018 - Diploma of Financial Planning - FNS50615 - - Mentor Education |
| Brogan Jean Beryl Broadway | 2017 | 2016 - Diploma of Financial Planning - - Kaplan ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Bryce James Watkins | 2023 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Carly Davies | 2022 | 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Carol Mcrae-pitt | 2001 | 1992 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2001 - Diploma of Financial Planning (8 units) - Advanced Diploma (AQF 6) - FPA Australia (Deakin University) ~ 2015 - Self Managed Superannuation Funds Program - Other - Kaplan Professional |
| Cathleen Mary Shimmin | 2005 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Three Sixty ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Christopher Blake | 2007 | 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - FNS40804 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - Kaplan Professional Education ~ 2012 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2019 - Self Managed Superannuation Funds - - Kaplan |
| Christopher Hale | 1983 | 2005 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2017 - Super Concepts & ICFS Specialist SMSF Course - - University of Adelaide |
| Cindell Baker | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - Accredited Aged Care Professional Program - Other - Aged Care Steps ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Clae Molloy | 2003 | 2004 - FNB60402 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - FNS40804 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - Kaplan Professional Education ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Clare Eileen Dunbar | 2018 | 2010 - FNS50804 Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2016 - Graduate Certificate in Finance - - Charles Sturt University ~ 2021 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps |
| Craig Chapman | 1999 | 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2014 - TASA and the TPB Code of Professional Conduct Course - Other - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2023 - SMSF Regulations and Taxation Course - Other - Kaplan Higher Education |
| Craig Leslie Elliott | 2000 | 2005 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2014 - Accredited Listed Product Adviser Program - - Kaplan ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps ~ 2017 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Damien Arthur Balgera | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Tax for Financial Advising (Short Answer Exam) - Other - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Self Managed Superannuation Fund Adviser (Personal Advice) Course - Other - Mentor Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Damien Roberts | 2009 | 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2012 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2016 - Accredited Aged Care Professional - - Aged Care Steps ~ 2018 - Master of Taxation in Taxation and Financial Planning - - University of New South Wales ~ 2020 - Graduate Certificate in Finance - Graduate Certificate (AQF 8) - University of Western Australia |
| Danh Hoang Nguyen | 2017 | 2013 - Bachelor of Business (Economics) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Daniel Gerard Joseph Rush | 1990 | 1984 - Bachelor of Business - - University of Southern Queensland ~ 2004 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2004 - Diploma of Financial Planning - - Deakin University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Daniel Joseph Skelton | 2014 | 2012 - Bachelor of Commerce - - University of Newcastle ~ 2015 - Diploma in Financial Planning - - Kaplan Professional |
| Daniel Rowlands | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Certificate IV in Finance and Mortgage Broking - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Darren Scott Harris | 2000 | 2000 - Diploma of Financial Markets - - Securities Institute Education ~ 2001 - Diploma of Financial Planning (DFP1-8) - - Financial Planning Association of Australia ~ 2003 - Certified Financial Planner Program (CFP) - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| David Brian Joseph | 1999 | 2001 - Diploma of Financial Planning - - Financial Planning Assocation of Australia (FPA) ~ 2015 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2016 - Margin Lending - - Mentor Education ~ 2018 - Advanced Aged Care - - Aged Care Steps |
| Dean Andrew Reeves | 2001 | 2004 - Certificate IV in Financial Planning - - Integratec ~ 2012 - Bachelor of Business (majoring in Accounting) - - Southern Cross University ~ 2015 - FNS60410 Advanced Diploma of Financial Planning - - Kaplan Professional Education |
| Deanne Louise Goesch | 2018 | 2017 - Diploma Of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Tax for Financial Advising Course - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Deborah-ann Batson | 2008 | 2000 - Bachelor of Commerce - - University of Wollongong ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2015 - Bachelor of Business (Financial Planning) - - RMIT University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Drew Robert Miller | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2011 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Ellen Rachel Deasy | 2014 | 2013 - 925 Life Insurance - Other - Kaplan Professional ~ 2013 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Australia ~ 2017 - Advanced Diploma of Financial Services (Financial Planning) FNS80415 - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Emma Pardede | 2003 | 1996 - Bachelor of Applied Science (Speech Pathology) - - Flinders University ~ 2003 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional (formerly Integratec) ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Fiona Shaw | 2012 | 2005 - Diploma of Financial Services (Financial Planning) - - Financial Planning Association of Australia ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) FNS50504 - - Intellitrain ~ 2015 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide/Cavendish ~ 2019 - Advanced Diploma of Financial Planning (FNS60415) - Advanced Diploma (AQF 6) - Mentor Education |
| Garry Charles Pinnington | 1989 | 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional |
| Gavin Moore | 2000 | 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2014 - FNS40811 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional Education |
| Gerard Anthony Sherlock | 1989 | 2002 - Certificate IV in Financial Planning - - Integratec ~ 2002 - Investment Planning 1 - - Integratec ~ 2003 - Taxation Planning - - Integratec ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Grant Hodgins | 1997 | 1997 - Diploma of Superannuation Management - - The Association of Superannuation Funds of Australia ~ 2000 - Diploma of Financial Planning - - Deakin University/Financial Planning Association of Australia ~ 2001 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Greg Ilan Shar | 2018 | 2005 - Bachelor of Commerce - - The University of New South Wales ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Greg Roberts | 1998 | 2004 - Diploma of Financial Planning (8 units) - Advanced Diploma (AQF 6) - FPA Australia ~ 2010 - Self Managed Superannuation Funds Course & Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2016 - Accredited Aged Care Professional Course - Other - Aged Care Steps ~ 2019 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education ~ 2019 - Master of Taxation - Masters Degree (AQF 9) - Curtin University |
| Gregor Philip Danton | 2012 | 2009 - Diploma of Finanical Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2022 - Accredited Aged Care Professional Course - Other - Aged Care Steps ~ 2022 - Commercial Law Course - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Ian James Reid | 2012 | 2011 - FNS50804 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |
| Jake Bongers Hallam | 2024 | 2020 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| James Martin | 1994 | 1990 - Bachelor of Economics - - Monash University ~ 1998 - Diploma of Financial Planning (DFP1-8) - - Financial Planning Association of Australia |
| James Patrick Dowling | 2006 | 1980 - Bachelor of Economics - - The University of Queensland ~ 2006 - Diploma of Financial Services (Financial Planning) (FNS50804) - - Tribeca Learning |
| Jane Cathrine Russell | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Aged Care Accreditation Program - Other - Aged Care Steps ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Jay Manley | 1998 | 1999 - Diploma of Financial Planning - - Deakin University / Financial Planning Association |
| Jennifer Anne Simmonds | 2005 | 2006 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2013 - CFP Certification Program - - FPA ~ 2015 - Accredited Aged Care Professional - - Aged Care Steps ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education |
| John DE Warrenne Harris | 2018 | 2014 - FNS50611 - Diploma of Financial Planning - - Kaplan |
| John Daniel Buckley | 1990 | 2001 - Entry Level Competencies - - Integratec ~ 2001 - Risk Management - - Integratec ~ 2001 - Superannuation and Retirement Planning - - Integratec ~ 2002 - Investment Planning 1 - - Integratec ~ 2003 - Taxation Planning - - Integratec |
| John Nelligan | 2007 | 1998 - Bachelor Degree - Business - - Massey University ~ 2007 - Masters Degree - Business Administration - - Macquarie Graduate School of Management ~ 2008 - Advanced Diploma - Financial Planning - - Mentor Education Group ~ 2014 - CFP - Certified Financial Planner - - Financial Planning Association of Australia ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| John Peter Bellas | 1998 | 1994 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Griffith University ~ 2001 - Diploma of Finanical Planning (8 units) - Advanced Diploma (AQF 6) - FPA Australia ~ 2020 - Self Managed Superannuation Fund Adviser (Personal Advice) Course - Other - Mentor Education ~ 2021 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education |
| Jonathan Charles Pillemer | 2014 | 2001 - Diploma of financial Planning (DFP1) - - Financial Planning Association of Australia ~ 2002 - Certificate Course in Superannuation Legislation and Practice - - Investment Training College ~ 2002 - Certificate Course on Risk Management and Insurance Planning - - Investment Training College |
| Joshua Alexander Pardede | 2000 | 1999 - Bachelor of Business (Banking and Finance) - - University of South Australia ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2007 - Diploma of Financial Services - - Kaplan Professional |
| Julian Hunter Kemm | 1997 | 1996 - Bachelor of Commerce - - Bond University ~ 2002 - Certified Financial Planner Program (CFP) - - Financial Planning Association of Australia ~ 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2007 - Self Managed Superannuation Funds - - Tribeca Learning ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Julie Windebank | 2005 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2018 - Fellow Chartered Financial Practitioner - - Asia Pacific Financial Services Associataion |
| Juliette Anne Krowitz | 2005 | 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |
| Justin Luke Mcelhenny | 2023 | 2021 - FPC008 - Investment Advice - Other - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2022 - FPE016 - Self-Managed Superannuation Funds - Other - Kaplan |
| Justin Sherlock | 2000 | 2002 - RG146 Training Course - Entry Level Competencies, Risk management - - Tribeca ~ 2002 - RG146 Training Course - Investment Planning 1 , Superannuation & Retirement Planning - - Tribeca ~ 2003 - RG146 Training Course - Taxation Planning - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Karen Leigh Mills | 2022 | 2015 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Karen Lynette Crane | 1997 | 1999 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA Australia ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2017 - Accredited Aged Care Professional Program - Other - Aged Care Steps ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Kellie Ann Perry | 2011 | 2007 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Lucas Martin Garside | 2012 | 2012 - Diploma of Financial Services - - Pinnacle Financial Services Academy ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education ~ 2018 - Accredited Aged Care Professional - - Aged Care Steps ~ 2020 - Self Managed Superannuation Fund Adviser - Diploma (AQF 5) - Mentor Education |
| Luke Peter Swinburne | 2003 | 2006 - Advanced Diploma of Financial Services (Financial Planning) & Self-Managed Super Funds Course - Advanced Diploma (AQF 6) - Tribeca Learning ~ 2008 - Certified Financial Planner Education Program - Professional Designations - FPA Australia ~ 2011 - Margin Lending Accreditation Program - Other - Financial Essentials ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Marc Laurence Goode | 1999 | 1997 - Diploma of Business (Banking and Finance) - Diploma (AQF 5) - TAFE NSW ~ 2001 - Diploma of Financial Planning (8 units) - Advanced Diploma (AQF 6) - FPA Australia ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Mark Robert Screen | 2006 | 2000 - Bachelor of Arts (Human Movement Studies) - Bachelor Degree (AQF 7) - University of Technology ~ 2000 - Graduate Diploma in Education - Graduate Diploma (AQF 8) - University of Technology ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Mark Robert Vorwerk | 2013 | 2012 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology (RMIT) ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan ~ 2017 - RG146 Tier 1 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2017 - Tier 1 Margin Lending Personal Advice - Diploma (AQF 5) - Kaplan |
| Martin Jakovics | 2003 | 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2004 - Self Managed Superannuation Funds - - Tribeca Learning ~ 2007 - Certified Financial Planner Program (CFP) - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2015 - Accredited Aged Care Professional - - Aged Care Steps |
| Mary-louise Serrao | 1998 | 2001 - Diploma of Financial Planning (DFP1-8) - - Financial Planning Association of Australia ~ 2003 - Certified Financial Planner Program (CFP) - - Financial Planning Association of Australia ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2017 - Accredited Aged Care Professional - - Aged Care Steps ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew Adam Nott | 2003 | 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Matthew James Williams | 2011 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Newcastle ~ 2011 - Margin Lending and Geared Investments Program - Other - Kaplan Professional ~ 2013 - Self Managed Superannuation Funds Program - Other - Kaplan Professional ~ 2016 - Certified Financial Planner Education Program (5 units) - Professional Designations - FPA Australia |
| Max Bruins | 2007 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - ThreeSixty Adviser Campus ~ 2016 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2016 - Self Managed Superannuation Funds Course - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Megan Eichhorn | 2015 | 2015 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Bachelor of Business (Human Resource Management - Management) - - Griffith University ~ 2015 - Diploma of Financial Planning - - Kaplan Professional ~ 2015 - Securities and Managed Investments - - Kaplan Professional ~ 2016 - Margin Lending - - Kaplan Professional |
| Melinda Jane Bendeich | 2011 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2020 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan |
| Michael James Williams | 2008 | 2009 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2011 - Certified Financial Planner (CFP) Program - - Financial Planning Association of Australia ~ 2014 - FNS40811 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional Education |
| Michael Lawson | 2005 | 1993 - Bachelor of Arts - - Canterbury University ~ 2008 - Master of Financial Planning - - University of Sunshine Coast ~ 2016 - Self Managed Superanuation Funds - - Self Managed Super Fund Association |
| Michael Robert Trebilcock | 1994 | 2011 - Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2012 - DFP Modules 1-4 - Diploma (AQF 5) - FPA Australia & Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Michael Rowland | 2000 | 1997 - Bachelor of Business - - Central Queensland University ~ 2003 - Diploma of Financial Planning - - Financial Planning Assocation of Australia ~ 2008 - Graduate Diploma of Applied Finance & Investment - - Securities Institute/Finsia ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Michelle Denise Willis | 2015 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - AAMC Training Group |
| Natalie Crosswell | 2004 | 2010 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2014 - FNS40811 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Fund Adviser (Personal Advice) - - Mentor Education |
| Nathan Duff | 2015 | 2012 - FNS60404 Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |
| Ovee Bhuyan | 2014 | 2012 - Bachelor of Commerce (Accounting & Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Paul James Summers | 2007 | 1996 - Bachelor of Arts (Accounting & Finance) - Bachelor Degree (AQF 7) - University of West of England (UK) ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning ~ 2011 - Margin Lending and Geared Investments Program - Other - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education |
| Paul Mccutcheon | 1996 | 2011 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2020 - Essential Steps for Aged Care - Other - Aged Care Steps |
| Peter Hammon | 1977 | 2010 - Margin Lending and Geared Investments - - Kaplan Profession Education ~ 2012 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |
| Peter Mulligan | 2000 | 1993 - Bachelor of Financial Administration - - University of New England ~ 2002 - Diploma of Financial Plannign - - Securities Institute ~ 2010 - Margin Lending and Geared Investments - - Kaplan |
| Philip Butterfield | 2018 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2007 - Self Managed Superannuation Funds Course - Other - Financial Essentials ~ 2019 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2023 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education |
| Raymond Silver Martinez | 2009 | 2006 - Diploma of Financial Services (Financial Planning) - - Meadowbank TAFE ~ 2011 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2012 - Adv Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education |
| Richard John Boyle | 1976 | 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Robert Gordon Douglas Bindon-howell | 1994 | 2002 - Entry Level Competencies - - Integratec ~ 2002 - Risk Management - - Integratec ~ 2002 - Superannuation and Retirement Planning - - Integratec ~ 2003 - Managed Investments - - Integratec ~ 2011 - Regulatory Guide 146 Assessment - - Kaplan Professional Education |
| Robert Keith Louie | 1986 | 2004 - Diploma of Financial Services - Diploma (AQF 5) - National Insurance Brokers Association ~ 2004 - PS146 Generic Knowledge & Skills and Managed Investments Courses - Other - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Robert Michael Weston | 2005 | 2005 - Bachelor of Commerce (Financial Planning) - - University of Wollongong ~ 2008 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Funds - - Kaplan Education Pty Ltd ~ 2011 - Margin Lending & Geared Investments - - Kaplan Education Pty Ltd |
| Roxanne Jade Friedman | 0 | 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Roy John Hall | 2003 | 2007 - Diploma of Financial Services (Financial Planning) (FNS50804) - - Tribeca Learning ~ 2011 - FNS50504 Diploma of Financial Services (Finance/Mortgage Broking Management) - - The National Finance Institute ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan ~ 2019 - Superannuation and Retirement Advice (FPC003) - Bridging Course - Behavioural Finance - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan |
| Roy Philip Agranat | 1983 | 2004 - Advanced Diploma of Financial Services (Financial Planning) (FNB60402) - - Integratec |
| Ryan Robert Louie | 2024 | 2019 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2022 - Graduate Diploma in Business (Financial Planning) - Graduate Diploma (AQF 8) - Queensland University of Technology ~ 2023 - Accredited Listed Products Adviser Course - Other - Kaplan Professional ~ 2023 - Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2024 - Estate and Succession Planning (FPC005) - Other - Kaplan Higher Education |
| SI Bee Ong | 2010 | 1996 - Malaysia Monetary Exchange and The Kuala Lumpur Options & Financial Futures Exchange - - Malaysian Institute of Futures and Options ~ 2005 - Diploma of Financial Planning - - FPA ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2012 - Advanced Diploma of Financial Planning (FNS60404) - - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice (FPC002B) - Bridging Course - Ethics - Kaplan |
| Sandra Ann Hopps | 2002 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute Australia ~ 2006 - Certified Financial Planner (CFP) Education Program - Professional Designations - FPA Australia ~ 2010 - Self Manged Superannuation Funds Course & Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education |
| Sandra Lee Elliss | 1999 | 1999 - Bachelor of Business (Major In Accounting and Finance) - Bachelor Honours Degree (AQF 8) - Edith Cowan University ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan ~ 2010 - Regulatory Guide 146 Assessment - - Kaplan Professional Education ~ 2020 - Accredited Aged Care Professional - Diploma (AQF 5) - Aged Care Steps |
| Sarah Kathleen Slade | 2018 | 2016 - Bachelor Commerce (Finance & Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2018 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) |
| Scott Campbell Middleton | 1996 | 2012 - FNS50804 Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2018 - Family SMSF Advisor RG 146 Course - - Terra Cordis |
| Scott George Taylor | 2008 | 2007 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2010 - RG146 Margin Lending - Other - MLC ThreeSixty ~ 2014 - Advanced Diploma Financial Planning FNS60410 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Scott Mcintyre | 1999 | 2004 - Diploma of Financial Planning - - Financial Planning Association of Australia Limited ~ 2008 - ASX Accredited Listed Product Adviser - - Finsia ~ 2013 - AMP & ICFS Specialist SMSF Course - - The University of Adelaide |
| Scott Sinclair Skirving | 2000 | 2001 - Certified Financial Planner Program (CFP) - - Financial Planning Association of Australia |
| Sharon Elizabeth Mccaskill | 2015 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Commercial Law Course - Other - Kaplan Professional ~ 2018 - Tax for Financial Advising (Short Answer Exam) Gap Course - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Shaun Miller Johnson | 1994 | 2002 - Diploma of Financial Planning - - Deakin University/Financial Planning Association of Australia ~ 2005 - Certified Financial Planner - - Financial Planning Association of Australia |
| Sigo Siriphokha | 2018 | 2018 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New South Wales ~ 2022 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education ~ 2023 - SMSF Regulations and Taxation Course (FPE020) - Other - Kaplan Higher Education |
| Simon James Rayner | 1992 | 1999 - Diploma in Financial Markets - Advanced Diploma (AQF 6) - Securities Institute Education ~ 2011 - Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2015 - Accredited Listed Product Adviser Program & SMSF Program - Other - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Stellios Pavlakis | 2010 | 1997 - Bachelor of Business (Banking and Finance) - - Queensland University of Technology ~ 2002 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2009 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional |
| Stephen Catania | 2006 | 2003 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Curtin University ~ 2003 - Bachelor of Commerce (Economics and Financial Planning) - - Curtin University ~ 2012 - Certificate IV Financial Services (Finance/Mortgage Broking) - Certificate (AQF 1-4) - AAMC Training Group ~ 2013 - SMSF and Margin Lending Courses - Other - Kaplan Professional ~ 2016 - Fellow Chartered Financial Practitioner Program - Professional Designations - AFA ~ 2021 - 7269AFE Ethics and Professionalism Course - Bridging Course - Ethics - Griffith University |
| Stephen Paul Jaensch | 1999 | 1995 - Graduate Diploma of Applied Finance & Investment - - Securities Institute|FINSIA (Kaplan Professional) ~ 2011 - Margin Lending and Geared Investments - Diploma (AQF 5) - Kaplan ~ 2012 - Diploma of Financial Planning - - Kaplan Professional ~ 2021 - Self Managed Superannuation Funds - Diploma (AQF 5) - Kaplan |
| Stuart Lloyd Geyer | 2014 | 2011 - Diploma of Financial Services (Finance/ Mortgage Broking Management) - - AAMC Training Group ~ 2015 - Accredited Listed Product Adviser Program - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - AAMC Training Group ~ 2016 - Self Managed Superannuation Fund - - Kaplan ~ 2016 - Tier 1 Margin Lending- Personal Advice - - Kaplan Professional |
| Stuart Ross Howes | 2006 | 2006 - Diploma of Financial Services (Financial PlanninG) - - Tribeca (Kaplan Professional) ~ 2007 - Bachelor of Business (Finance and Management) - - Edith Cowan University ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Sukhwindar Kaur Kerr | 1996 | 2001 - Certified Financial Planner Program (CFP) - - Financial Planning Association of Australia ~ 2001 - Diploma of Financial Planning - - Deakin University/Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Surinder Singh | 2014 | 2003 - Diploma of Financial Planning - - Securities Institute of Australia ~ 2012 - Masters of Commerce (Financial Planning) - - University of Western Sydney ~ 2016 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tanya Caroline Seale | 2011 | 1999 - Bachelor of Commerce - - The University of New South Wales ~ 2005 - FNB60402 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - FNS40804 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - Kaplan Professional Education |
| Tayla Christina Morris | 2018 | 2021 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast |
| Timothy Charles Collins | 2015 | 2013 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - Tier 1 Margin Lending - Personal Advice Course - Other - Kaplan Professional |
| Todd Jason Davis | 1997 | 2002 - Diploma of Financial Planning (8 units) - Advanced Diploma (AQF 6) - FPA Australia ~ 2011 - Self Managed Superannuation Funds Course - Other - Kaplan Professional ~ 2020 - RG 146 Licensing Compliance: Margin Lending Course - Other - Financial Education Professionals ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Todd Raymond Dalton | 2012 | 2013 - Advanced Diploma of Financial Planning FNS60410 - - Mentor Education - RG146 Training Australia ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Troy Alexander Collins | 1994 | 2006 - FNS60404 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2010 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2014 - FNS40811 - Certificate IV in Finance and Mortgage Broking - - Kaplan Professional Education |
| Vanessa Irene Khalil | 0 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Bachelor of Business (Financial Planning) with Distinction - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Vicki Leanne Hagley | 2004 | 2004 - Diploma of Financial Planning (8 units) - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2009 - Self Managed Superannuation Funds Course - Other - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Vlado Kalic | 2002 | 2002 - Diploma of Financial Advising - - Securities Institute ~ 2004 - DFP8 - Financial Plan Construction and Review - - FPA |
| Wai Ping Arthur | 1999 | 1989 - Chartered Accountant - - Institute of Chartered Accountants Australia ~ 1999 - Diploma of Financial Planning - - Deakin University ~ 2019 - Diploma of Financial Planning - - Monarch Institute |