This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
securities;
standard margin lending facility; and
financial products limited to:
miscellaneous financial investment products;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility;
superannuation;
Australian carbon credit units;
eligible international emissions units; and
financial products limited to:
miscellaneous financial investment products; and
underwriting:
interests in managed investment schemes; and
an issue of securities;
make a market for the following financial products:
foreign exchange contracts;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body;
Australian carbon credit units;
eligible international emissions units; and
limited to financial products other than:
derivatives;
foreign exchange contracts; and
debentures, stocks or bonds issued or proposed to be issued by a government and/or debentures issued by any other body; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Halbert | 2011 | Deposit Products and Non-Cash payments - Financial Education Professionals ~ Deposit Products and Non-Cash payments - Financial Education Professionals ~ Diploma of Financial Markets - FINSIA ~ Diploma of Financial Markets - FINSIA |
| Alan TE | 2009 | Bachelor of Commerce - Monash University ~ Chartered Accountant - Chartered Accountants Australia and New Zealand ~ Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Alexander Garuccio | 2011 | ASX Listed Product Adviser - Kaplan ~ ASX Listed Product Adviser - Kaplan ~ Accredited Derivatives Adviser Level 1 and 2 - Kaplan Professional ~ Accredited Derivatives Adviser Level 1 and 2 - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Bachelor of Commerce - Deakin University ~ Graduate Certificate of Applied Finance - Kaplan ~ Graduate Certificate of Applied Finance - Kaplan |
| Amanda Cook | 1999 | Bachelor of Commerce - University of Western Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia |
| Andrew Carmichael | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Panning - Kaplan Professional ~ Diploma of Financial Panning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Andrew Cowen | 2011 | Bachelor of Business (Accounting) - Monash University ~ Bachelor of Business (Accounting) - Monash University ~ Graduate Certificate in Financial Planning - Finsia ~ Graduate Certificate in Financial Planning - Finsia ~ Master of Applied Finance (Financial Planning) - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Kaplan Professional |
| Andrew David Mclean | 1991 | Bachelor of Arts (Business Studies) - Dorset Institute of Higher Education, United Kingdom ~ Bachelor of Arts (Business Studies) - Dorset Institute of Higher Education, United Kingdom |
| Andrew Mcfarland | 2008 | Diploma of Financial Advising - Securities Institute ~ Diploma of Financial Advising - Securities Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional |
| Andrew Tritton | 1993 | Bachelor of Economics - La Trobe University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
| Anita Beckers | 1996 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Diploma of Financial Services (Financial Planning) - Tribeca ~ Graduate Diploma of Financial Planning - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan |
| Anthony Piers Goyder | 2000 | Bachelor of Commerce (Management and Marketing) - Curtin University of Technology ~ Bachelor of Commerce (Management and Marketing) - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Avinash Subhas | 2010 | Bachelor of Commerce (Banking and Finance) - University of Canberra ~ Graduate Diploma of Financial Planning - Kaplan |
| Barnaby Matthews | 2022 | Bachelor of Business (Marketing & Finance) - UTS ~ Bachelor of Business (Marketing & Finance) - UTS ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Instritute ~ Graduate Diploma of Applied Finance and Investment - Securities Instritute ~ Master in Finance - INSEAD ~ Master in Finance - INSEAD |
| Belinda Barr | 2016 | Bachelor of Finance - La Trobe University ~ Bachelor of Finance - La Trobe University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional ~ Master of Applied Finance - Kaplan Professional |
| Ben Nguyen | 2007 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia |
| Benjamin John Forrester | 2009 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Kaplan Professionial ~ Master of Applied Finance (Financial Planning) - Kaplan Professionial |
| Benjamin Scott Jefferies | 2021 | Bachelor of Business - University of South Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Bianca Letice Samra | 2015 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Bradley Hughes | 2015 | Bachelor of Business with Credit - University of Technology, Sydney ~ Bachelor of Business with Credit - University of Technology, Sydney ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Estate Planning - Kaplan Professional ~ Estate Planning - Kaplan Professional ~ Self-Managed Superannuation Funds - Kaplan ~ Self-Managed Superannuation Funds - Kaplan ~ Taxation Fundamentals - Kaplan Professional ~ Taxation Fundamentals - Kaplan Professional |
| Brendan Flanagan | 2001 | Bachelor of Business (Accountancy) - Queensland University of Technology ~ Bachelor of Business (Accountancy) - Queensland University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Applied Finance and Investment - Securities Institute |
| Cameron Eldridge | 2005 | Ethics and Professionalism and Financial Advice - Kaplan Professional ~ Ethics and Professionalism and Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Graduate Diploma of Applied Finance and Investment - FINSIA |
| Campbell Stewart Vidgen | 2008 | Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 1 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional ~ Bachelor of Business - University of Queensland ~ Bachelor of Business - University of Queensland ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Business Administration - Australian Graduate School of Management ~ Master of Business Administration - Australian Graduate School of Management |
| Carrington Blake | 2007 | Bachelor of Business - Southern Cross University ~ Bachelor of Business - Southern Cross University ~ Certified Investment Management Analyst (CIMA) - IMCA Australia ~ Certified Investment Management Analyst (CIMA) - IMCA Australia ~ Diploma of Financial Services (Financial Planning) - Mentor Education / PS146 Training Australia ~ Diploma of Financial Services (Financial Planning) - Mentor Education / PS146 Training Australia ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Chester Byron Money | 2014 | Certificate IV of Finance and Mortgage Broking - Kaplan Professional ~ Certificate IV of Finance and Mortgage Broking - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate of Finance - Macquarie University ~ Graduate Certificate of Finance - Macquarie University ~ Master of Applied Finance - Macquarie University ~ Master of Applied Finance - Macquarie University |
| Chester Denholm Selby Tulloch | 2010 | Bachelor of Commerce - University of Western Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance - Kaplan Professional |
| Christopher David Smith | 2018 | ASX Markets Responsible Executive Examination - Stockbrokers Association of Australia ~ Bachelor of Science - University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute |
| Christopher James Atkinson | 2023 | Graduate Diploma of Financial Planning - Kaplan |
| Christopher Pepe | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Applied Finance - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ Margin Lending - Personal Advice - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Clara Jago | 1997 | Bachelor of Commerce in Accounting and Finance - University of New South Wales ~ Bachelor of Commerce in Accounting and Finance - University of New South Wales |
| Courtney Mandel | 2014 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Dale Shanahan | 2018 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Master in Applied Finance - Kaplan Professional ~ Master in Applied Finance - Kaplan Professional |
| Damian Scodellaro | 2004 | Bachelor of Business (Banking and Finance and Funds Management) - Queensland University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute |
| Daniel Gratton-wilson | 2015 | ADA1 - Kaplan Professional ~ ADA2 - Kaplan Professional ~ Bachelor of Commerce - Griffith University, Queensland ~ RG146 - Monarch Institute |
| David Davies | 2016 | Bachelor of Arts - University of Queensland ~ Bachelor of Arts - University of Queensland ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan |
| David James Pope | 2010 | Bachelor of Commerce (Financial Planning) - Deakin University ~ Graduate Diploma of Applied Finance - Kaplan Professional |
| David Kauler | 2001 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
| David Kimberley Venn | 1997 | Advanced Diploma of Financial Planning - Murdoch Institute ~ Advanced Diploma of Financial Planning - Murdoch Institute ~ Bachelor of Economics - Murdoch University ~ Bachelor of Economics - Murdoch University ~ Diploma of Financial Planing - Murdoch Institute ~ Diploma of Financial Planing - Murdoch Institute |
| David Mattner | 1995 | Bachelor of Engineering - Curtin University of Technology ~ Master of Business Administration - University of Canberra |
| Dean Mole | 1998 | Bachelor of Commerce - Griffith University ~ Bachelor of Commerce - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Applied Finance and Investment - Securities Institute |
| Die Jane HU | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce (Accounting and Finance) - University of Sydney ~ Master of Commerce (Accounting and Finance) - University of Sydney |
| Dominic Kwok | 2011 | Advanced Diploma of Financial Planning - Kaplan Australia ~ Bachelor of Finance (B.Fin) - University of Adelaide - SA ~ Diploma of Financial Services (RG 146) - Kaplan Australia ~ Self Managed Superannuation Funds - Kaplan Professional Education ~ Tier 1 Margin Lending - Personal Advice - Kaplan Professional Education |
| Edwina Kho | 2005 | Chartered Accountant - The Institute of Chartered Accountants in Australia ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance and Investment - FINSIA |
| Giannis Pantelakakis | 2010 | Bachelor of Business - Griffith University ~ Bachelor of Business - Griffith University ~ Bachelor of International Finance - Griffith University ~ Bachelor of International Finance - Griffith University ~ CPA Program - CPA Australia ~ CPA Program - CPA Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Glenn Stebbing | 2007 | Bachelor of Commerce (Banking and Finance) - Macquarie University ~ Bachelor of Commerce (Banking and Finance) - Macquarie University ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Grant Azzopardi | 2015 | Bachelor of Applied Finance - Macquarie University ~ Bachelor of Applied Finance - Macquarie University ~ CFP Certification Program - Financial Planning Association of Australia ~ CFP Certification Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Graydon Alexander Hanly | 2005 | Bachelor of Commerce (Money and Banking Finance) - University of Western Australia ~ Bachelor of Commerce (Money and Banking Finance) - University of Western Australia ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate diploma of financial Planning - Kaplan Professional ~ Graduate diploma of financial Planning - Kaplan Professional |
| Hamish Garth Ninham | 2018 | Chartered Financial Analyst - CFA Institute ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce (Applied Finance) - University of Adelaide |
| Hayden William Wyatt | 2018 | Advanced Diploma of Financial Planning - FNS60415 - Monarch Institute ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning (FNS50615) - Monarch Institute |
| Heath Mclaren | 1999 | Bachelor of Economics - Macquarie University ~ Bachelor of Economics - Macquarie University ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Masters of Economics - Macquarie University ~ Masters of Economics - Macquarie University |
| Helen Spencer | 1995 | Bachelor Of Commerce - The University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Hoang Thien Nhat Nguyen | 2015 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business - University of Technology Sydney ~ Ethics and Professionalism in Fiancial Advice - Kaplan |
| Isabelle Rose Dowling | 2017 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Economics and Finance) - RMIT University ~ Diploma of Financial Planning - Kaplan Professional ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Self Managed Super Funds - Kaplan Professional |
| James Justin Henty Byrne | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Master of Business Administration (Finance) - HEC Paris |
| James Vincent Smith | 2018 | Diploma of Financial Planning - Kaplan Professional |
| James William Duffell | 2007 | Bachelor of Economics (Economics and Marketing) - University of Sydney ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Master of Economics (International Business and Marketing) - University of SYdney |
| Jason Nicholson | 1999 | Certified Financial Planning - Financial Planning Association of Australia ~ Certified Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance - Securities Institute ~ Master of Applied Finance - Securities Institute |
| Jennifer Harrison | 2007 | Bachelor of Business (Finance and Markeing) - Griffith University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial and Mortgage Broking Management - AAMC Training Group ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Joel Wright | 2004 | Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Accredited Derivatives Adviser: Level 1 - Kaplan Professional Education ~ Accredited Derivatives Adviser: Level 1 - Kaplan Professional Education ~ Generic Knowledge - Kaplan Professional Education ~ Generic Knowledge - Kaplan Professional Education ~ Graduate Certificate in Applied Finance - Kaplan Professional Education ~ Graduate Certificate in Applied Finance - Kaplan Professional Education ~ Investment Planning 1 - Kaplan Professional Education ~ Investment Planning 1 - Kaplan Professional Education |
| John Robert Granger | 2018 | Bachelor of Commerce (Finance) - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional |
| Joseph George Smith | 2018 | Bachelor of Business (Economics and Finance) - Swinburne University of Technology ~ Bachelor of Business (Economics and Finance) - Swinburne University of Technology ~ Securities and Derivatives Industry Association Accreditation Program - Deakin University ~ Securities and Derivatives Industry Association Accreditation Program - Deakin University |
| Joshmon Welke | 2015 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Graduate Certificate in Applied Finance - Kaplan Professional ~ Graduate Certificate in Financial Planning - Charles Sturt University ~ Graduate Certificate in Financial Planning - Charles Sturt University |
| Julia Parsons | 2023 | Graduate Diploma of Financial Planning - KAPLAN Professional Education ~ Masters of Commerce - The University of Sydney |
| Justin Witherdin | 1999 | Bachelor of International Finance - Griffith University ~ Bachelor of International Finance - Griffith University ~ Diploma of Financial Markets - AFMA ~ Diploma of Financial Markets - AFMA |
| Katherine Marie Calvisi | 2018 | Bachelor of Business (Accounting and Finance) - University of Technology Sydney ~ Bachelor of Business (Accounting and Finance) - University of Technology Sydney ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional |
| Lachlan Latham | 2013 | Advanced Diploma of Financial Planning - Mentor Education ~ Advanced Diploma of Financial Planning - Mentor Education ~ Bachelor of Business Studies - Charles Sturt University ~ Bachelor of Business Studies - Charles Sturt University ~ Client Engagement Skills - Kaplan Professional ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Planning - Kaplan Professional |
| Lawrence Grasso | 2008 | Bachelor of Commerce - Bond University |
| Lucette Thompson | 2010 | Bachelor of Commerce - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA |
| Lucinda Chan | 1998 | Bachelor of Business - University of Technology, Sydney ~ Bachelor of Business - University of Technology, Sydney |
| Marc Raymond Whitworth | 2012 | Bachelor of Commerce - Deakin University ~ Bachelor of Commerce - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Mark Alexander Harris | 1997 | Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration - University of Queensland |
| Martin Roche | 1996 | Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia |
| Matt Haig | 1998 | Bachelor of Economics (Social Sciences) - University of Sydney ~ Bachelor of Economics (Social Sciences) - University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
| Matthew Angelo Tsimos | 2014 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Business (Marketing) - Queensland University of Technology ~ Bachelor of Business (Marketing) - Queensland University of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology |
| Matthew Aymon Bade | 2018 | Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan |
| Matthew Gartrell | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - Bond University ~ Bachelor of Commerce - Bond University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Matthew Owen | 2011 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Kaplan Professional ~ Master of Applied Finance (Financial Planning) - Kaplan Professional |
| Matthew Robinson | 2016 | Bachelor of Economics (Financial Economics) - University of Sydney ~ Bachelor of Economics (Financial Economics) - University of Sydney ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Diploma of Financial Planning - Pinnacle Financial Services Academy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Michael Muehlheim | 1997 | Bachelor of Business (Economics and Finance) - Royal Melbourne Institute of Technology ~ Bachelor of Business (Economics and Finance) - Royal Melbourne Institute of Technology ~ Diploma of Financial Planning 1-8 - Financial Planning Association of Australia ~ Diploma of Financial Planning 1-8 - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Michael Sanderson | 2008 | Bachelor of Business (Banking and Finance) - University of South Australia ~ Bachelor of Business (Banking and Finance) - University of South Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Certificate of Financial Planning - FINSIA ~ Graduate Certificate of Financial Planning - FINSIA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Master of Professional Accounting - University of Southern Queensland ~ Master of Professional Accounting - University of Southern Queensland |
| Michael Smith | 2012 | Bachelor of Business - Queensland University of Technology ~ Bachelor of Business - Queensland University of Technology ~ Bachelor of Laws - Queensland University of Technology ~ Bachelor of Laws - Queensland University of Technology ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Mick Coombes | 1974 | Bachelor of Arts - Macquarie University ~ Bachelor of Arts - Macquarie University |
| Min Yan | 2018 | Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Master of Accountancy - University of Western Sydney ~ Master of Accountancy - University of Western Sydney |
| Natasha Soedhardji | 2018 | Bachelor of Commerce (Economics and Financial Planning) - Curtin University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Professional Accounting - Curtin University of Technology ~ Master of Finance - Curtin University of Technology |
| Nathan Michael Perks | 2018 | Bachelor of Arts (Commerce) - Macquarie University ~ Bachelor of Arts (Commerce) - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Noel Yeates | 1988 | Bachelor of Economics - University of Adelaide ~ Bachelor of Economics - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Securities Institute ~ Diploma of Financial Services (Financial Planning) - Securities Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Kaplan Higher Education ~ Graduate Diploma of Applied Finance and Investment - Kaplan Higher Education ~ Master of Arts with Merit - University of Sydney ~ Master of Arts with Merit - University of Sydney |
| Oliver John Mayo | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Applied Finance and Investment - Securities Institute |
| Pang YU Chan | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - University of Western Australia ~ Certificate IV in Finance and Mortgage Broking - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Qian Zhou | 0 | Financial Planning - Kaplan ~ Financial Planning - Kaplan |
| Robert Brown | 2004 | Bachelor of Business Administration - University of Canberra ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ SDIA Accreditation Program - Stockbrokers and Financial Advisers |
| Sam Towill | 2005 | Bachelor of Applied Economics - University of Canberra ~ Graduate Diploma of Applied Finance - Kaplan Professional Education |
| Samuel Faulkner Clark | 2002 | Certified Financial Planner - Financial Planning Association of Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia |
| Sarah Robinson (mcdonald) | 1987 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Sarah-jane Ross | 2015 | Bachelor of Commerce (Finance) - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Scott Flanagan | 2008 | Bachelor of Electronic Commerce - University of Queensland ~ Bachelor of Law - University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA |
| Scott Mitchell | 1997 | Bachelor of Commerce - University of Queensland ~ Bachelor of Economics - University of Queensland ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
| Sean Daniel Keady | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Diploma of Leadership and Management - Royal Australian Navy ~ Diploma of Leadership and Management - Royal Australian Navy ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Sonia Tumber | 2018 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration - Bond University ~ Master of Finance - Bond University |
| Stephen Shostak | 2002 | Investment Planning 1 - Integratec ~ Investment Planning 1 - Integratec |
| Steve Mayne | 1992 | Bachelor of Commerce - University of Queensland ~ Bachelor of Commerce - University of Queensland ~ Graduate Diploma of Applied Finance and Investments - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investments - Kaplan Professional |
| Suzan Roiboit | 2007 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business Administration - University of Cincinatti ~ Bachelor of Business Administration - University of Cincinatti ~ Diploma of Financial Planning - Tribeca ~ Diploma of Financial Planning - Tribeca ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Tara Davies | 2018 | Bachelor of Commerce - Deakin University ~ Certificate IV in Banking Services - Kaplan Professional ~ Certificate IV in Financial Services - Integrity Education Group ~ Diploma of Financial Planning - Integrity Education Group |
| Tim Bayles | 2006 | Bachelor of Commerce - Deakin University ~ Bachelor of Commerce - Deakin University |