This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brett Parker Matheson | 2000 | Diploma Financial Services (Financial Planning) FNS50804 - Pinnacle Financial Services Academy |
| Kenneth Richard Bunney | 2004 | Advanced Diploma of Financial Planning FNB60402 - MLC ThreeSixty ~ Bachelor of Business - Central Queensland University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Diploma Financial Services (Financial Planning) FNB50802 - MLC ThreeSixty ~ RG146 Margin Lending - MLC ThreeSixty |
| Khanh Kim Tran | 2000 | Bachelor of Commerce - University of Queensland ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Graduate Diploma in Applied Finance and Investment - Securities Institute ~ RG146 Margin Lending - MLC ThreeSixty |
| Kon Antoniou | 2001 | Advanced Diploma of Financial Planning - Securitiies Institute ~ Diploma - Accounting - TAFE |
| Michael John Campbell | 1996 | Bachelor of Economics - University of Queensland ~ Bachelor of Education - Griffith University ~ Certified Financial Planner (CFP) - Financial Planning Association (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Master of Business Administration (Accountancy) - Queensland University Technology |
| Patricia Kristjansson | 2018 | Bachelor of Business (Marketing) - Queensland University Technology ~ Bachelor of Economics - University of Queensland ~ Diploma of Financial Planning (DFP 1-8) - Financial Planning Association (FPA) ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Peter Charles Christopherson | 2018 | Advanced Diploma of Financial Planning FNS60415 - Kaplan Australia ~ Bachelor of Business (Banking & Finance) - Queensland University Technology ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia |
| Roger James Abbott | 2018 | Diploma of Financial Planning - Deakin University |
| Sarah Elizabeth Williams | 2013 | Bachelor of Commerce - Accounting and Financial Planning - Griffith University ~ Margin Lending Accreditation Program - Stockbrokers and Investment Advisers Association ~ Self Managed Superannuation Funds - Kaplan |
| Tony Mahendra Orchard | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Management) - Queensland University of Technology (QUT) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |