This licence authorises the licensee to carry on a financial services business to:
provide general financial product advice for the following classes of financial products:
derivatives;
foreign exchange contracts; and
securities; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
derivatives; and
foreign exchange contracts; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
securities;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
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