This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes limited to:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Craig Mellors | 2003 | Certificate of Completion in Margin Lending and Geared Investments - Kaplan ~ Certificate of Completion in Self Managed Superannuation Funds - Tribeca ~ Diploma of Financial Advising - Securities Institute |
Daniel Jabez Wright | 2018 | Bachelor Business - University of South Australia ~ Diploma Financial Planning FNS50615 - Mentor Education Group |
Mitchell Thomas Hinds | 2023 | Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Certificate in Finance - Griffith University ~ Graduate Diploma of Financial Planning - Griffith University |
Nicholas Harvey Heard | 2000 | Diploma of Financial Planning - Deakin University |
Paul Adam Cetrangolo | 2010 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - International Institute of Technology ~ Cavendish & ICFD Specialist SMSF Course - The University of Adelaide ~ RG146 Margin Lending - Kaplan Australia |
Troy Rodger Hampton | 2018 | Advanced Diploma Financial Planning - Kaplan ~ Graduate Certificate of Finance - Charles Sturt University ~ Master of Applied Finance (Financial Planning) - Charles Sturt University |