This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes limited to:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Craig Mellors | 2003 | 2001 - Diploma of Financial Advising - - Securities Institute ~ 2004 - Certificate of Completion in Self Managed Superannuation Funds - - Tribeca ~ 2010 - Certificate of Completion in Margin Lending and Geared Investments - - Kaplan |
| Daniel Jabez Wright | 2018 | 2008 - Bachelor Business - Bachelor Degree (AQF 7) - University of South Australia ~ 2018 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Mentor Education Group |
| Nicholas Harvey Heard | 2000 | 2000 - Diploma of Financial Planning - - Deakin University |
| Paul Adam Cetrangolo | 2010 | 2011 - RG146 Margin Lending - Diploma (AQF 5) - Kaplan Australia ~ 2012 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2015 - Cavendish & ICFD Specialist SMSF Course - Professional Designations - The University of Adelaide |
| Troy Rodger Hampton | 2018 | 2016 - Advanced Diploma Financial Planning - - Kaplan ~ 2018 - Graduate Certificate of Finance - - Charles Sturt University ~ 2021 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |