This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Skow | 2023 | 2020 - Bachelor of Applied Finance and Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional Higher Education |
| Daniel Collins | 2022 | 2017 - Bachelor of Accounting and Finance - Bachelor Degree (AQF 7) - Glyndwr University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Deborah Harbrow | 2018 | 2013 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - UNSW |
| Heath Julius Ueckermann | 2015 | 2001 - Bachelor of Commerce - Accounting & Finance - Bachelor Degree (AQF 7) - University of Western Australia ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - SMSF Specialist - Bachelor Degree (AQF 7) - University of Adelaide ~ 2018 - Certified Financial Planner (CFP) - Masters Degree (AQF 9) - Financial Planning Association of Australia |
| Jason Rademan | 2013 | 2013 - Baccalaureus Commerci - Bachelor Degree (AQF 7) - Uni of Johannesburg ~ 2021 - Diploma Financial Planning - Diploma (AQF 5) - Mentor Education |
| Kristine Pearson | 2018 | 2014 - Bachelor of Commerce - - University of NSW ~ 2016 - Diploma of Financial Planning - - Monarch Institute ~ 2017 - Advanced Diploma of Financial Planning - - Monarch Institute |
| Paul Alexander Anthony Burgon | 2006 | 2009 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2012 - Certified Financial Planner (CFP) - Masters Degree (AQF 9) - Financial Planning Association of Australia ~ 2014 - Certified Investment Management Analyst - Masters Degree (AQF 9) - Investment Management Consultants Association (IMCA) Australia |
| Paul Mark Selikman | 2017 | 2009 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Macquarie University ~ 2009 - Bachelor of Commerce and Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2019 - Certified Financial Planner (CFP) - Masters Degree (AQF 9) - Financial Planning Association of Australia |
| QI EN Jeannie Feng | 2024 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Robin Eddie | 2018 | 2019 - Bachelor of Applied Commerce majoring in Financial Planning - Bachelor Degree (AQF 7) - TAFE NSW Higher Education ~ 2021 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sandra Belindis Labio | 2018 | 2014 - Bachelor of Business - - University of Technology Sydney ~ 2018 - Masters of Financial Planning - - Kaplan |
| Stephen Katzenellenbogen | 2003 | 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| TU Anh Duong | 2018 | 2005 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2007 - Graduate Certificate of Financial Planning - Graduate Certificate (AQF 8) - FINSIA ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA |