This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Aaron Skow | 2023 | Bachelor of Applied Finance and Economics - Macquarie University ~ Master of Financial Planning - Kaplan Professional Higher Education |
| Daniel Collins | 2022 | Bachelor of Accounting and Finance - Glyndwr University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Deborah Harbrow | 2018 | Bachelor of Business (Finance) - Charles Sturt University ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Financial Planning - UNSW |
| Heath Julius Ueckermann | 2015 | Bachelor of Commerce - Accounting & Finance - University of Western Australia ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional ~ SMSF Specialist - University of Adelaide |
| Jason Rademan | 2013 | Baccalaureus Commerci - Uni of Johannesburg ~ Diploma Financial Planning - Mentor Education |
| Kristine Pearson | 2018 | Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Commerce - University of NSW ~ Diploma of Financial Planning - Monarch Institute |
| Paul Alexander Anthony Burgon | 2006 | Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Certified Investment Management Analyst - Investment Management Consultants Association (IMCA) Australia ~ Graduate Diploma of Financial Planning - FINSIA ~ Master of Applied Finance - Kaplan Professional |
| Paul Mark Selikman | 2017 | Bachelor of Business Administration - Macquarie University ~ Bachelor of Commerce and Accounting - Macquarie University ~ Certified Financial Planner (CFP) - Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Professional |
| QI EN Feng | 0 | Bachelor of Commerce - University of New South Wales ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Robin Eddie | 2018 | Bachelor of Applied Commerce majoring in Financial Planning - TAFE NSW Higher Education ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Sandra Belindis Labio | 2018 | Bachelor of Business - University of Technology Sydney ~ Masters of Financial Planning - Kaplan |
| Stephen Katzenellenbogen | 2003 | Graduate Diploma of Financial Planning - Kaplan Professional |
| TU Anh Duong | 2018 | Bachelor of Business (Finance) - University of Technology Sydney ~ Graduate Certificate of Financial Planning - FINSIA ~ Graduate Diploma of Financial Planning - FINSIA |