This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alex Porter | 2018 | Bachelor of Commerce (Finance & Marketing) - Deakin University ~ Diploma of Financial Planning - Kaplan Professional |
| Allan Phu | 2018 | Advance Diploma of Financial Planning - Kaplan ~ Margin Lending - Personal Advice - Kaplan Professional |
| Alyssa Grace Hatzi | 2018 | Client Engagement Skills - Kaplan Professional ~ Diploma of Financial Planning - Integrity Education Group ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
| Bertrand Henri Bouchez | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Plannning - Kaplan ~ Masters of Financial Planning - Kaplan Professional ~ SMSF Specialist Adviser - SMSF Association |
| David Patterson | 2014 | Bachelor Commerce (Accounting, Banking and Finance) - Monash University ~ Graduate Diploma of Applied Finance: Major in Financial Markets - Kaplan Professional Education ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Indika Weerakoon | 2005 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Mentor Education Group ~ Diploma Financial Services (Financial Planning) FNS50804 - Kaplan Australia ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
| James Leigh Vandeloo | 2007 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca Learning (Aust) Pty Ltd ~ Bachelor of Business - Victoria University ~ Certified Financial Planner - FPA - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Krystle Stephenie Siomos | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business (Accounting) - Swinburne University of Technology ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Louisa Joy Ellul | 2018 | Bachelor of Accounting and Finance - La Trobe University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Insurance & Risk Planning - La Trobe University ~ Introduction to Self Managed Super Funds - Kaplan Professional |
| Mark Peter Henry | 2005 | Bachelor of Commerce - Deakin University ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Michael Vincent Lirosi | 2015 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Commerce (Accounting & Management) - La Trobe University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Margin Lending - Kaplan ~ Self Managed Superannuation Funds - Kaplan |
| Phoebe Mangione | 2017 | Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Monarch Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Simon Matthew Schembri | 2013 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - RMIT University ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Certificate - Basic Income Tax Course - H and R Block ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |