This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander Johnston | 2016 | Advanced Diploma of FP - Adelaide Institute of Bus/Tech ~ Advanced Diploma of FP - Adelaide Institute of Bus/Tech ~ Diploma of Financial Planning - Pinnacle ~ Diploma of Financial Planning - Pinnacle |
| Azad Mammadov | 2021 | Bachelor of Business (international Business) - James Cook University ~ Graduate Diploma Financial Planning - Kaplan ~ Mastter of Finance - Griffith University |
| Charles Chipperfield | 1987 | Diploma of Financial Advising - Securities Institute ~ Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy Pty Ltd |
| Dane Rabot | 1984 | Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Planning - Kaplan ~ Super Concepts & ICFS Specialist SMSF Course - University of Adelaide |
| David Ross Bainbridge | 2011 | Chartered Acountant - Institute of Chartered Accountants ~ Diploma Financial Planning - International Institute of Technology ~ MBA - Sudney University School of Business ~ PS146 - Securities Institute of Australia |
| Gordon Leslie Black | 1990 | Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Deakin University ~ Estate Planning - Uni Tech Sydney ~ SMSF Specialist Accredition - SPAA |
| Jonathan Alexander Flint | 2022 | Bachelor of Business - Victoria University ~ Certificate IV in Financial Services (Accounting) - RMIT |
| Joshua Domenico Rereku Baker | 2022 | Bachelor of Business (Financial Planning) - Swinburne University of Technology |
| Mark Candy | 2014 | Bachelor of Business (Banking & Finance) - Monash University ~ Diploma of Financial Markets - Securities Institute/Finsia ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Management - Southern Cross University ~ Self Managed Super Funds - Mentor Education |
| Michael Ian Sykes | 1988 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Pinnacle ~ Graduate Certificate in Financial Planning - Griffith University ~ Master of Financial Planning - Griffith University |
| Michael Trajcevski | 2008 | CPA Program - CPA Australia ~ Diploma of Financial Services (Financial Planning) - PS146 Training Australia |
| Sasha Shrestha | 0 | Bachelor of Commerce - Griffith University |
| Scott William James Heathwood | 1994 | Certificate IV - UTS ~ MBA - Macquarie University ~ PS 146 - UTS ~ master of arts - University of NSW |
| Shaun Michael Frost | 1987 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Margin Lending - Personal Advice - Kaplan Professional |
| Terri Cheree Kenyon | 2018 | Diploma of Financial Planning - IIT |
| Yankat Naidu | 2001 | Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Commerce - Waikato Polytechnic ~ Diploma of Finance and Mortgage Broking Management - AAMC ~ Diploma of Financial Planning(RG-146) - Kaplan |
| Yeshan Gunarathne | 0 | Bachelor of Commerce - Griffith University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Yohann Sathi Narain | 2010 | Diploma of Financial Services - Investment Banking Institute ~ FNS40804 Financial Services - national Finance Institute |