This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Abraham Melchizedek Paul Mohring | 2008 | 2008 - Bachelor of Business (Financial Planning) with Distinction - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Adam Neal Mondy | 2009 | 2010 - Advanced Diploma of Financial Services - - Pinnacle ~ 2010 - Diploma of Financial Services (Financial Planning) - - UNE ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking) - - Intellitgrain ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Adrienne Rush | 2008 | 1999 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Adrienne Webb | 2007 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of QLD ~ 1996 - Graduate Diploma in Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2023 - Ethics & Professionalism in Financial Advice - Other - Kaplan |
| Afaque Ahmad Memon | 2007 | 1996 - Graduate Diploma of Accounting - - Deakin University, Melbourne ~ 2006 - Diploma of Financial Services - - Dover Financial Training Pty Ltd Melbounre |
| Alan James Mctighe | 2012 | 2002 - Certificate IV in Financial Planning - - Integratec |
| Alan Michael Giumelli | 1979 | 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University |
| Alan Poric | 2018 | 2014 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Victoria University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Alex Braun | 1983 | 1989 - Personal and Business Insurance Sales Skills - Other - Australian Lifewriters Association ~ 1990 - Disability Income Sales Skills - Other - Australian Lifewriters Association ~ 2002 - Diploma of Financial Services(Distribution) - Diploma (AQF 5) - Deakin Financial Services Pty Ltd |
| Alex Scarfone | 1997 | 1994 - Associate Diploma in Business - Diploma (AQF 5) - TAFE NSW ~ 2001 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association (FPA) ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Commonwealth Bank ~ 2007 - Firstchoice Margin Lending Assessment - Certificate (AQF 1-4) - Colonial First State |
| Alexander Laureti | 2018 | 2009 - Personal Financial Planning and Superannuation: (CPA110): CPA Program Tier 1 - - CPA ~ 2016 - Diploma of Financial Planning - - CPA Australia |
| Alexandros Cokalis | 2002 | 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2009 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan ~ 2013 - ICFS Specialist SMSF Course - Certificate (AQF 1-4) - Adelaide University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Alexis Joanne Kavaliotis | 0 | 2022 - Bachelor of Commerce - Financial Planning Major - Bachelor Degree (AQF 7) - Deakin University |
| Alexis Vimarshana Tarindra Abeyasinghe | 2016 | 2011 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Diploma of Financial Planning - - Pinnacle ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Alfredo Rossi | 2015 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2015 - Tier 1 Margin Lending - Personal Advice - Certificate (AQF 1-4) - Kaplan ~ 2016 - Self Managed Superannuation Fund Adviser(Personal Advice) - Certificate (AQF 1-4) - Mentor Education |
| Alia Marie Ashe | 2018 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Australis College ~ 2018 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Professional Designations - Kaplan ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Alison Thomas | 2010 | 2009 - Bachelor of Business - - Charles Sturt University ~ 2010 - Diploma of Financial Services - - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional |
| Andre Dimatteo | 2016 | 2011 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of Adelaide ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - SuperConcepts & ICFS Specialist SMSF Course - Other - Super Concepts |
| Andrew Bell | 2003 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - AMP ~ 2011 - Certified Financial Planner - Other - FPA ~ 2012 - Margin Lending and Geared Investments - Other - Kaplan ~ 2019 - Ethics and Professionlism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Bonnici | 2001 | 2002 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - Monash University |
| Andrew Dwyer | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan |
| Andrew Steindl | 2014 | 2006 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffiths University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Andrew Sue | 2004 | 1981 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of New South Wales ~ 1983 - Master of Commerce - Masters Degree (AQF 9) - The University of New South Wales ~ 1995 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 1996 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Thomas Draper | 2005 | 1981 - Bachelor of Financial Administration - - University of New England ~ 1982 - Diploma in Financial Management - - University of New England |
| Angelo Anthony Baronessa | 2018 | 2010 - Diploma of Financial Services - Diploma (AQF 5) - RMIT University ~ 2013 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan |
| Angus Taylor | 2014 | 2011 - Bachelor of Business Management - Bachelor Degree (AQF 7) - University of Queensland ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Anita Michele Muecke | 1993 | 1989 - Bachelor of Arts - Bachelor Degree (AQF 7) - University of Queensland ~ 2015 - Fellow Chartered Financial Paractitioner (FChFP) - Professional Designations - Mentor Education Group ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Annette Pulbrook | 2013 | 1994 - Bachelor of Commerce - - University of Newcastle ~ 2013 - Advanced Diploma Financial Services - - International Institute of Technology ~ 2013 - Professional Certificate SMSF - - University of Adelaide ~ 2013 - SMSF Specialist Adviser - - SMSF Association |
| Anthony Sloan | 2012 | 2000 - Bachelor of Commerce - - The Australian National University ~ 2000 - Bachelor of Commerce/Engineering (Honours) - Bachelor Degree (AQF 7) - The Australian National University ~ 2000 - Bachelor of Engineering - - The Australian National University ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2013 - Advanced Self Managed Superannuation Funds Workshop - - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Antony Gordon Wray | 1992 | 1988 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Arkadiusz Bryl | 2013 | 2016 - Diploma of Fianncial Planning - - Integrity Education |
| Arthur Christopher Kyriacou | 2000 | 2000 - Diploma of Financial Planning - - Deakin Uni - Dip of Fin Planning ~ 2007 - SMSF Specialist Pathway Program - Other - Tribeca ~ 2009 - ASX Securities - - Kaplan ~ 2011 - Margin Lending - - Kaplan |
| Arunava Chaudhuri | 2016 | 2011 - Master of Professional Accounting - Masters Degree (AQF 9) - Central Queensland University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Ashleigh Ton | 2011 | 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Ashley Davison | 2000 | 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2011 - Margin Lending & Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Beena Philip Mathew | 2003 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca Learning ~ 2004 - Diploma of Financial Services (Financial Planning) - - Financial Planning Association of Australia ~ 2008 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Certified Financial Planner - - Financial Planning Association of Australia |
| Benjamin Crowe | 2003 | 2004 - Bachelor of Business (Financial Planning) with Distinction - Bachelor Degree (AQF 7) - RMIT ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2014 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan |
| Benjamin Luke Mclennan | 2008 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2010 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Brendan Michael Cosgriff | 1995 | 1980 - Bachelor of Business - - La Trobe University |
| Brendan Peach | 2015 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Bruno Anthony Dimasi | 2001 | 2000 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2007 - Advance Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2014 - Self Managed Super Funds - Professional Designations - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Catherine Irwin | 2016 | 2017 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of the Sunshine Coast ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Charith Francis Rodrigo | 2017 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffiths University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Self Managed Super Funds - Certificate (AQF 1-4) - Mentor Education ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute |
| Chloe Pinghua Huang | 2018 | 2006 - Bachelor of Applied Finance - - Macquarie University ~ 2015 - SMSF Specialist Course - - UNSW ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Cho Kei Kwong | 2005 | 1998 - Master of Finance - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FPA ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2007 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Chris Peter Markopoulos | 2007 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle ~ 2017 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Christopher Lau | 2014 | 2007 - Bachelor of Commerce (Qualification) - - University of the Witwatersrand, Johannesburg ~ 2009 - Diploma of Financial Services (Financial Planning) - - Australian Institute of Financial Services and Accounting AIFA ~ 2013 - Diploma of Financial Planning - - Pinnacle Financial Services Academy Pty Ltd ~ 2014 - Diploma of Finance and Mortgage Broking Management - - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - - Integrity Education Group |
| Claire Elizabeth Russell | 1999 | 1992 - Bachelor of Commerce (in Marketing) - Bachelor Degree (AQF 7) - The University of New South Wales ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor |
| Claudia Chau Leung | 2002 | 2002 - Count Wealth Accountants Introductory Training Course - - Count Wealth Accountants |
| Craig Alan William Bunce | 2003 | 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Graduate Certificate in Financial Services - - University of New England ~ 2020 - Margin Lending - Certificate (AQF 1-4) - Mentor Education |
| Craig Letch | 2006 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University |
| Dae Sik Jung | 2005 | 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - Dongguk University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education ~ 2014 - Advanced Self Managed Super Funds Program - Certificate (AQF 1-4) - Kaplan |
| Damien Patrick Ferguson | 1986 | 1992 - Diploma of Financial Planning - - Deakin University ~ 2000 - Certified Financial Planner - - Deakin University ~ 2004 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2007 - ASX Listed Products Accreditation Course - - Savings Factory |
| Dan Gia Luu | 2003 | 2000 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Daniel Antonio Albanes Valenzuela | 2017 | 2010 - Diploma Financial Services - Diploma (AQF 5) - Victoria University ~ 2012 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Victoria University ~ 2018 - Self Managed Super Fund - Certificate (AQF 1-4) - Kaplan ~ 2019 - Ethics and Professionalism in Financial Planning - Bridging Course - Ethics - Kaplan ~ 2021 - Graduate Diploma of Financial planning - Graduate Diploma (AQF 8) - Kaplan |
| Daniel Gillian Sobraty | 2000 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2002 - Certified Financial Planning - Professional Designations - Financial Planning Association ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy |
| Daniel Lawrence Twentyman | 2014 | 1999 - Bachelor of Business (Applied Economics) - Bachelor Degree (AQF 7) - Victoria University of Technology ~ 2013 - DPML Margin Lending - Certificate (AQF 1-4) - Pinnacle Financial Services Academy ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2022 - Graduate Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2024 - SMSF Regulations and Taxation - Other - Kaplan |
| Daniel Michael Parker | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Daniel Michael Samuel Herft | 2018 | 2011 - Diploma of Management - Diploma (AQF 5) - Melbourne Institute of Business and Technology Pty Ltd ~ 2016 - Bachelor of Management (Majoring in Human Resource Management and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Daniel Thompson | 2010 | 2009 - Bachelor of Economics and Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2011 - Diploma of Financial Services ( Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2016 - Master of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Danielle Farrell | 2016 | 2011 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Margin Lending - Other - Kaplan |
| Darcy O'rourke | 2016 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2017 - Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan Professional |
| Darion William Pohl | 2019 | 1994 - Bachelor of Commerce - - University of Melbourne ~ 2002 - Graduate Diploma in Applied Finance and Investment - - Securities Institute ~ 2018 - Diploma of Financial Planning - - Mentor Education ~ 2019 - Self Managed Superannuation Fund - - Mentor Education |
| Darren Luke Tomasini | 2011 | 2012 - Margin Lending & Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2013 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2014 - Advanced Diploma of Financial Services - - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2021 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2022 - SMSFA Verification of SSA Accreditation - Other - SMSF Association |
| David Eugene Braun | 2014 | 2013 - Life Insurance (Personal Advice) - Certificate (AQF 1-4) - Mentor Education ~ 2014 - Managed Investments & Securities - Certificate (AQF 1-4) - Mentor Education ~ 2014 - Superannuation (Personal Advice) - Certificate (AQF 1-4) - Mentor Education |
| David Jason Foord | 2002 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - LaTrobe University ~ 2004 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia (FPA) ~ 2010 - Margin Lending & Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Leslie Lucas | 2016 | 2004 - Bachelor of Commerce (Finance and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2008 - Gradulate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2017 - Self Managed Super Funds - Professional Designations - Integrity ~ 2018 - Margin Lending - Professional Designations - Integrity |
| David Mccrorie | 2003 | 1998 - Certicate in Financial Markets - Certificate (AQF 1-4) - Securities Institute ~ 2001 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2018 - Certified Financial Planner - Professional Designations - FPA |
| David Streader | 1993 | 1992 - Bachelor of Science - - Monash University ~ 1995 - Graduate Diploma of Applied Finance & Investment - - Securities Institute of Australia ~ 1997 - Diploma of Finanacial Planning - - Deakin University |
| David Stuart Quin | 1998 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2013 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan ~ 2017 - SuperConcepts & ICFS Specialist SMSF Course - Professional Designations - The University of Adelaide |
| Dean Benfell | 2017 | 2014 - Bachelor of Commerce (Financial Planning) - - University of the Sunshine Coast |
| Dean Laban Watts | 2024 | 2023 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Deborah Therese DI Trapani | 2007 | 2007 - Diploma Financial Services (Financial Planning) FNS50804 - Diploma (AQF 5) - Mentor Education Group ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2016 - Advanced Diploma Financial Planning FNS60415 - Advanced Diploma (AQF 6) - Mentor Education Group |
| Derek Alden | 2000 | 1971 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Sydney |
| Dilip Dutt | 1985 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Dimitri Eliadis | 2014 | 2013 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2014 - Diploma of Financial Planning - - Dover RG146 ~ 2017 - RG146 Managed Investments - - Financial Education Professionals ~ 2018 - RG146 Superannuation & Self-manged Superannuation funds - - Financial Education Professionals |
| Dione Angelos | 2001 | 1996 - Bachelor of Social Science - - University of New South Wales ~ 1998 - Master of Commerce - - University of New South Wales ~ 2000 - Diploma of Financial Planning - - Financial Planning Association ~ 2004 - Certified Financial Planner - - Deakin University ~ 2005 - Self Managed Superannuation Funds - - Kaplan |
| Dominique Bergel-grant | 2004 | 2002 - Bachelor of Economics (Economics and Marketing) - Bachelor Degree (AQF 7) - University of Sydney ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2011 - Self Managed Superannunation Funds - Certificate (AQF 1-4) - Kaplan ~ 2013 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - Kaplan |
| Douglas John Ryan | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education Pty Ltd |
| Elizabeth Jane Powdrell | 1999 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - FPA |
| Emma Elisabeth Page | 2017 | 2010 - Advanced Diploma of Financial Services(Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2014 - Business Services (Business Sales) - Certificate (AQF 1-4) - WG Learning Pty Ltd ~ 2019 - Diploma of Business - Diploma (AQF 5) - Torrens University Australia ~ 2021 - DFP5v6 Tax for Financial Advising - Certificate (AQF 1-4) - Kaplan ~ 2021 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University |
| Erin Michelle Press | 2007 | 2007 - Advanced Diploma of Financial Planning FNS60404 - - Kaplan Education Pty Limited |
| Esteban Guillermo Garzon | 2015 | 2014 - Diploma of Financial Planning - - Holmesglen Institute ~ 2016 - Advanced Diploma Financial Planning (SMSF Specialist) - - Intergrity Education Group ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Eugene Bruno Ardino | 2010 | 2010 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - 928 Margin Lending - Knowledge & Skills - - Kaplan Professional |
| Eugenio Serravalle | 2015 | 2013 - Diploma of Financial Planning - - Kaplan |
| Felicia Sarah Anstey | 2004 | 2011 - Diploma of Financial Services(Financial Planning) - Diploma (AQF 5) - Investment Banking Institute ~ 2013 - Master of Business Administration and Master of Professional Accounting - Masters Degree (AQF 9) - University of Southern Queensland ~ 2015 - Diploma of Finance and Mortgage Broking Management - Diploma (AQF 5) - The National Finance Institute ~ 2018 - Margin Lending - Professional Designations - Kaplan ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Francis James Liddell | 1993 | 2007 - Insurance Planning:Principles and Applications - Certificate (AQF 1-4) - CCH Learning ~ 2007 - Retirement Planning - Certificate (AQF 1-4) - CCH Learning ~ 2017 - Securities and Managed Investments - Diploma (AQF 5) - Kaplan |
| Francis Xavier Mclaurin | 1982 | 1998 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) ~ 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2007 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Frank KA Fai Sinn | 2004 | 1990 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Frank Kidenya | 2007 | 2004 - Diploma Financial Markets - - Securities Institute of Australia ~ 2004 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute ~ 2007 - Graduate Diploma of Applied Finance and Investment - - Kaplan ~ 2010 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan ~ 2010 - Master of Applied Finance and Investment - - Kaplan ~ 2013 - Diploma Financial Planning - - Kaplan ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan |
| Gail Denise Gadd | 2002 | 2002 - Diploma of Financial Markets - - Securities Institute of Australia (now Finsia) ~ 2024 - Graduate Certificate in Financial Planning with Distinction - Graduate Certificate (AQF 8) - Western Sydney University |
| Gail Lesley Freeman | 1996 | 1980 - Bachelor of Arts in Accounting - Bachelor Degree (AQF 7) - University of Canberra |
| Gary John Orman | 2004 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca |
| Geoffrey Stewart Bush | 1984 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2011 - Margin Lending and Geared Investment - Certificate (AQF 1-4) - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| George Woolford | 2013 | 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monach Institute ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monach Institute ~ 2017 - Graduate Certificate in Applied Finance - Graduate Certificate (AQF 8) - Kaplan ~ 2019 - Ethics and Prefessionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Gleb Sheptun | 2023 | 2019 - Bachelor of Commerce Majoring in Financial Planning and Finance - Bachelor Degree (AQF 7) - Deakin University |
| Glenn Eastwood | 2016 | 2004 - Bachelor of Business - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Glenn Mcinerney | 2009 | 2006 - Bachelor of Accounting - Bachelor Degree (AQF 7) - University of South Australia ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - TAFE ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Grahame Nash | 2001 | 1987 - Bachelor of Business - - NSW Institute of Technology Sydney ~ 1989 - Grad Dip Tax Law - - Riverina-Murray Institute of Higher Education ~ 1995 - Chartered Accountant - - Institute of Chartered Accountants Sydney ~ 2002 - RG146 - - Kaplan |
| Gregory John Welsford | 1994 | 1992 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 1992 - Bachelor of Computing (Information Systems) - Bachelor Degree (AQF 7) - Monash University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Guy Robert Corrigall | 2002 | 2002 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2007 - CFP - Certified Financial Planner - Certificate (AQF 1-4) - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Certificate (AQF 1-4) - Kaplan Professional |
| Haydn Baulch | 1997 | 2010 - Certified Financial Planner - Professional Designations - FPA ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2011 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Hayirli Yilmaz | 2005 | 1992 - Bachelor of Economics - - Istanbul University ~ 2003 - Master of Finance - - Royal Melbourne Institute of Technology ~ 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Education ~ 2011 - Taxation Planning - - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional |
| Hugh Edward Todhunter | 2012 | 2005 - Bachelor of Business - - University of Newcastle ~ 2011 - Diploma of Financial Services (Financial Planning) - - Pinnacle Financial Services Academy |
| Ingrid Stoker | 2005 | 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2010 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan ~ 2011 - Margin lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2012 - Certified Financial Planner - Professional Designations - FPA |
| Jacob Poon | 1999 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The Australian National University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2006 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2010 - Certified Public Accountant - Professional Designations - CPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Alistair Malkin | 2018 | 2004 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2007 - Chartered Accountant - Other - Institute of Chartered Accountants of Australia ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| James Anthony Mcfall | 2000 | 2002 - Diploma of Financial Planning - - Securities Institute ~ 2007 - Master of Commerce (Financial Planning) - - University of Western Sydney ~ 2013 - Certified Financial Planner Certification Program - - Financial Planning Association ~ 2014 - Self Managed Superannuation Fund Certificate - - Mentor Education ~ 2015 - Margin Lending (provide advice) - - Pinnacle |
| James Christopher Cashman | 2000 | 2000 - Diploma of Financial Planning - - Deakin University ~ 2003 - Certified Financial Planner - - FPA ~ 2006 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - Tribeca ~ 2011 - Margin Lending & Geared Investments - - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional |
| James Douglas Bradford | 2009 | 2002 - Bachelor of Commerce - - University of SA ~ 2005 - Certified Practicing Accountant - - CPA Australia ~ 2008 - Diploma of Financial Planning - - Kaplan ~ 2013 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association ~ 2020 - Ethics and Professionalism in Financial advice - Bridging Course - Ethics - Kaplan |
| James Farmer | 2024 | 2022 - Graduate Diploma in Business (Financial Planning) - Graduate Diploma (AQF 8) - Queensland University of Technology ~ 2023 - Bachelor of Business (Accountancy) - Bachelor Degree (AQF 7) - Queensland University of Technology |
| James Gerrard Sherlock | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle ~ 2015 - Self Managed Superannuation funds - Professional Designations - Pinnacle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| James Paul Dykes | 2016 | 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |
| Jamil Elrifai | 1998 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2005 - Master of Commerce (Financial Planning) - - University Of Western Sydney ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| Jane Maisie Harding | 0 | 2023 - Graduate Diploma in Business (Financial Planning) - Graduate Diploma (AQF 8) - Queensland Universty of Technology |
| Janet Lynne Prescott | 1990 | 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2005 - PS146 - - Tribeca ~ 2005 - SMSF Specialist Adviser Course - - The Strategist Group ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jarrod Lee Ferrier | 2023 | 2015 - Certificate lll in Financial Services - Certificate (AQF 1-4) - CBA ~ 2016 - Bachelor of Accounting - Bachelor Degree (AQF 7) - La Trobe University ~ 2016 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jason Giordmaina | 2003 | 2003 - Diploma of Financial Service (Financial Planning) - Diploma (AQF 5) - AMP Financial Services ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - The Institute ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan |
| Jason Hazari | 2005 | 2001 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2005 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Jason Paul Lukjanenko | 2005 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP ~ 2006 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 2011 - Certificate IV in Financial Services (Mortgage Broking) - Certificate (AQF 1-4) - Intellitrain Pty Ltd ~ 2014 - Cavendish & ICFS Specialist SMSF Course - Professional Designations - University of Adelaide ~ 2018 - Tier 1 Margin Lending - Personal Advice - Professional Designations - Kaplan |
| Jean-paul Seear | 1997 | 2021 - Diploma of Insurance Broking - Diploma (AQF 5) - ANZIIF ~ 2021 - Introduction to Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jed Hunter Atkinson | 2017 | 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Jemma Elizabeth Dingle | 2018 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2018 - Advanced Diploma of Finacial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2020 - Master of Taxation - Masters Degree (AQF 9) - Curtin University |
| Jennifer Lynette Sligar | 2018 | 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2022 - Self Managed Superannuation Funds - Professional Designations - Kaplan ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Jenny Kam | 2002 | 1995 - Bachelor of Arts - Bachelor Degree (AQF 7) - National University of Singapore ~ 2004 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2012 - Diploma of Financial Services (Finance/Mortgage Broking Management) - Diploma (AQF 5) - Intellitrain Pty Ltd ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jillian Maynard | 2013 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Margin Lending - Certificate (AQF 1-4) - Kaplan Professional ~ 2016 - Bachelor of Financial Planning - Bachelor Degree (AQF 7) - Central Queensland University |
| John Alexander Kelly | 1999 | 2006 - Advanced Diploma of Financial Services(Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2006 - Diploma of Financial Services(Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2012 - SMSF Specialist Adviser - Certificate (AQF 1-4) - Self Managed Super Fund Association ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| John Desmond Atkinson | 1980 | 1999 - Certified Financial Planner - Other - FPA ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - FPA |
| John Michael Hehir | 1981 | 2002 - Diploma of Financial Planning - - Integratec ~ 2011 - Margin Lending & Geared Investments Certificate - - Kaplan |
| John Panayis | 1999 | 1998 - B. Mathematics & Finance - - University of Technology Sydney ~ 2004 - Advanced Diploma in Financial Planning - - Deacon University ~ 2009 - Graduate Diploma of Chartered Accounting - - ICAA ~ 2013 - Self Managed Superannuation Fund Auditor - - ASIC ~ 2014 - CA Financial Planning Specialist - - ICAA |
| John Phillip Di-candilo | 1990 | 1982 - Accounting Certificate Course - - Gosford Tafe ~ 2003 - Diploma of Financial Planning - - Deacon University Victoris |
| Jonathon Kyle Demartini | 2018 | 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Joseph Bylhouwer | 2004 | 1995 - Bachelor of Ecconomics - - University of Sydney ~ 2001 - Graduate Diploma in Applied Finance and Investments - - Securities Institute ~ 2010 - Margin Lending - - Pinnacle Financial Services Academy |
| Julie Logan | 1989 | 1986 - Bachelor of Commerce (Accountancy/Management) - Bachelor Degree (AQF 7) - Wollongong University ~ 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2018 - Provide Advice in Margin Lending - Certificate (AQF 1-4) - Kaplan Professional |
| Julien Kanagaratnam | 1999 | 2001 - Diploma of Financial Planning - - Financial Planning Assocition |
| Justin Troy Venning | 2001 | 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Katheryn Simpson | 2000 | 2001 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2005 - Certified Practising Accountant - Professional Designations - CPA ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2020 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Katriel Moshe Warlow-shill | 2004 | 1993 - Degree of Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - University of the Witwatersrand, Johannesburg South Africa ~ 1994 - Degree of Honours Bachelor of Accounting Science - Bachelor Honours Degree (AQF 8) - University of South Africa ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2021 - Margin Lending - Professional Designations - Kaplan ~ 2021 - Self Managed Super Funds - Professional Designations - Kaplan |
| Kellie Joanne Tesolin | 2006 | 2013 - Fellow Chartered Financial Practitioner (FChFP) - Other - AFA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Kerry Ang | 2012 | 2002 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Financial Institute of Australasia |
| Kim Michelle Murray | 2003 | 2004 - Advance Diploma of Financial Services (Financial Planning) - - FPA ~ 2008 - CFP Certification Program - - FPA |
| Kristelle Amber Robinson | 2016 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2017 - Self Managed Super Funds - Other - Kaplan ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Kristin Louise Main | 2012 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Kristopher Meuwissen | 2012 | 2012 - Diploma Financial Planning - - Traineeship Management Australia ~ 2018 - Graduate Diploma of Strategic Leadership - - Skills Recognition International ~ 2021 - Self Managed Superannuation Fund - Other - Mentor Education |
| Kristy Morrison | 2003 | 2003 - Diploma of Financial Planning - - Financial Planning Association Australia ~ 2008 - Certified Financial Planner - - Financial Planning Association Australia ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Kunal Srichand Kanjani | 2018 | 2009 - Master of Professional Accounting - Masters Degree (AQF 9) - Southern Cross University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Superannuation & Retirement Planning - Certificate (AQF 1-4) - Kaplan |
| Larry Anthony Piscioneri | 2014 | 2000 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Laura Fernanda Cano | 2018 | 2022 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - SMSF Regulations and Taxation - Other - Kaplan |
| Laurence Roy Smith | 2011 | 2012 - Master of Business - Masters Degree (AQF 9) - Qld University of Technology ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Super Concepts & ICFS Specialist SMSF online course - Certificate (AQF 1-4) - The University of Adelaide |
| Leah Newman | 2018 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2019 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps ~ 2021 - Advance Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Lee Alan Walker | 2010 | 2005 - Bachelor of Science with Second Class Honours (First Division) in Accounting and Finance - Bachelor Degree (AQF 7) - University of Bristol ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - IIT ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2012 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan |
| Lei Mark Zhang | 2018 | 2006 - Master of Practicing Accounting - - Monash University ~ 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation - Other - Kaplan Professional |
| Lih Jen Khoo | 2002 | 1992 - Bachelor of Commerce in Accounting - Bachelor Degree (AQF 7) - The University of New South Wales ~ 2010 - Margin Lending & Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2017 - Self Managed Superannuation Fund - Certificate (AQF 1-4) - Mentor Education |
| Linda Joy Parkinson | 2007 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2011 - DPML Margin Lending - Certificate (AQF 1-4) - Pinnacle Financial Services Academy ~ 2014 - AMP - Certificate IV in Finance and Mortgage Broking - For Financial Planners - Certificate (AQF 1-4) - Kaplan Professional |
| Lindon Turnbull | 2007 | 1995 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - London Guildhall ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca |
| Lindsay Wilson | 1994 | 1996 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) ~ 2001 - Graduate Certificate in Commerce - Graduate Certificate (AQF 8) - University of Western Sydney |
| Lionel Shayne Wootton-mcdonald | 1988 | 1998 - Certified Financial Planner - Professional Designations - FPA ~ 1999 - Diploma of Financial Planning - Diploma (AQF 5) - FPA |
| Lucille Margaret Harrison | 2014 | 2011 - Master of Professional Accounting - Masters Degree (AQF 9) - Deakin University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute |
| Luke Allan Furner | 2013 | 2009 - Bachelor of Economics & Commerce - - Australian National University ~ 2013 - Diploma of Financial Planning - - Kaplan ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan ~ 2014 - Derivatives - Knowledge & Skills - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan |
| Luke Wiggins | 2017 | 2016 - Diploma of Financial Planning - Diploma (AQF 5) - CPA Australia ~ 2017 - Bachelor of Business (Accounting/Finance) - Bachelor Degree (AQF 7) - Charles Sturt University |
| Lyndon Holland | 1993 | 2005 - Advanced Diploma of Financial Services (Financial Planning - - Tribeca ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management/Insurance Broking - - Adcom Training Solutions |
| Lynelle Patricia Bower | 2006 | 2006 - Advanced Diploma of Financial Planning - - Tribeca |
| Lynton Burgemeister | 1982 | 2009 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Intellitrain Pty Ltd ~ 2009 - Certificate IV Financial Services (Finance/Mortgage Broking) - - Intellitrain Pty Ltd ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor ~ 2015 - Advanced Diploma of Financial Planning - - Mentor Education Pty Ltd |
| Maciej Stanek | 2006 | 2004 - Bachelor of Commerce with Second Class Honours Divison B Major in Finance - Bachelor Degree (AQF 7) - Australian National University ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Margin Lending - Other - Kaplan ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Malcolm Smith | 2005 | 2005 - Bachelor of Commerce majoring in Accounting and Financial Planning - Bachelor Degree (AQF 7) - Deakin University ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Man Tran | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle ~ 2014 - ATX Advanced Taxation & Superannuation - Certificate (AQF 1-4) - Pinnacle ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Pinnacle ~ 2017 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan |
| Marcus Samuel Douglas Hadfield | 2008 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2006 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - ThreeSixty ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Margaret Linda Jean Stewart | 2018 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2014 - Master of Legal Studies - Masters Degree (AQF 9) - University of NSW ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2021 - Ethics & Professionalism in Finanical Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Certified Financial Planner - Professional Designations - FAAA |
| Marie Chelnokova | 2008 | 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2009 - Certified Financial Planner - - Financial Planning Association |
| Mark Adrian Hegney | 2012 | 2008 - Diploma of Financial Services(Financial Planning) - Diploma (AQF 5) - Finsia ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2011 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan ~ 2012 - Advanced Diploma of Financial Services(Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Mark Butters | 1996 | 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2013 - Fellow Chartered Financial Practitioner (FChFP) - Professional Designations - Mentor Education ~ 2014 - Self Managed Super Funds - Certificate (AQF 1-4) - Mentor Education |
| Mark Henderson | 2016 | 2006 - Bachelor of Science in Commerce - Bachelor Degree (AQF 7) - DePaul University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2015 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2016 - Master of Applied Finance Attained major in Investment Management - Masters Degree (AQF 9) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Mark Van Der Ross | 2000 | 1983 - Diploma of Financial Planning - - Financial Planning Association |
| Martin Jan Wajda | 2010 | 1997 - Bachelor of Business - Bachelor Honours Degree (AQF 8) - Griffith University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Group ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2012 - Advanced Diploma of Financial Services(Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology ~ 2013 - Self Managed Super Funds - Professional Designations - Mentor Education Group |
| Martinus Billy Hanafi | 2007 | 2016 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mary Louise Favelle | 1998 | 1997 - Bachelor of Commerce in Accounting - Bachelor Honours Degree (AQF 8) - University of Canberra ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2005 - Master of Financial Planning - Masters Degree (AQF 9) - RMIT ~ 2012 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Matthew Tadros | 2010 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Traineeship Management Australia Pty Ltd ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Integrity Education Group |
| Michael Gershkov | 1992 | 1992 - Bachelor of Economics - - Monash University ~ 1999 - Graduate Diploma of Applied Finance & Investment - - Securities Institute of Australia ~ 2001 - Diploma of Financial Planning - - Securities Institute of Australia ~ 2002 - Graduate Diploma of Financial Planning - - Securities Institute ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Securities Institute of Insurance & Finance |
| Michael John Stratton | 2003 | 2007 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Specialist SMSF Course - - University of Adelaide |
| Michael Kipling Mazalevskis | 1991 | 1998 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University ~ 2001 - Certified Financial Planning - Professional Designations - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Michael Sauer | 2017 | 2014 - Bachelor of Business (Accounting, Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2018 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Michael Tidy | 2003 | 2004 - Diploma of Financial Advising - Diploma (AQF 5) - Securities Institute ~ 2005 - Financial Plan Construction & Review - Certificate (AQF 1-4) - Kaplan ~ 2012 - Estate Planning - Certificate (AQF 1-4) - Kaplan ~ 2012 - Taxation Planning - Certificate (AQF 1-4) - Kaplan ~ 2015 - Cavendish & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide |
| Milad Rezaei | 2014 | 2014 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2017 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan ~ 2017 - Tier 1 Margin Lending - Personal Advice - Certificate (AQF 1-4) - Kaplan |
| Muhammad Imran Amjad | 2008 | 2000 - Bachelor of Arts - Bachelor Degree (AQF 7) - Central Queensland University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Accredited Listed Product Adviser Program - Other - Kaplan |
| Nady Kerbage | 2013 | 2010 - Master of Commerce - Masters Degree (AQF 9) - UNSW ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor |
| Natalino Lidestri | 2010 | 2003 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2006 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Victoria University ~ 2006 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Natasha Palmer | 2014 | 2009 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Newcastle Australia ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2018 - CPA Program - Professional Designations - CPA Australia ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nathisha Paramasivam | 2013 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nicholas William Block | 2022 | 2019 - Bachelor of Finance - Bachelor Degree (AQF 7) - University of Canberra ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan |
| Nicholas Zaras | 2002 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Nick Stathopoulos | 2001 | 1998 - Bachelor of Business (Marketing) - - Monash University ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association (FPA) ~ 2007 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicky James Logan | 2018 | 2017 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong |
| Nicole Angelucci | 2017 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Nigel Adam Johnston | 2003 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Nigel Ainslie Jenkins | 1998 | 2004 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2011 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Nishant Puri | 2015 | 2007 - Bachelor of Commerce (Banking and Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional ~ 2014 - SMSF Specialist Advisor Course - Certificate (AQF 1-4) - NowInfinity |
| Nobuko Forrest | 2006 | 1997 - Certificate in Financial Markets - - Financial Services Institute of Australia ~ 2005 - Graduate Diploma in Financial Planning - - Financial Services Institute of Australia ~ 2006 - Master of Commerce, Professional Accounting - - Macquarie University |
| Panu Kuhne | 2014 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University |
| Paolo Scaturchio | 2003 | 2003 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University ~ 2015 - Tier 1 Margin Lending - Personal Advice - Certificate (AQF 1-4) - Kaplan ~ 2019 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan |
| Paschal Alexander Leahy | 2001 | 2009 - Diploma Financial Services - - Mentor ~ 2014 - FoFA - Gearing and Margin Lending - - Macquarie |
| Paul Francis Mcshane | 2018 | 1990 - Bachelor of Business - Bachelor Degree (AQF 7) - Tasmanian State Institute of Technology ~ 2017 - Superannuation & SMSFs - Other - Kaplan Professional ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional |
| Paul William Andrew Marshall | 2003 | 1997 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University |
| Peter John Donovan | 2006 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2006 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2021 - Accredited Aged Care Professional - Other - Aged Care Steps |
| Peter John Gialouris | 2001 | 1979 - Bachelor of Economics - - University of Sydney ~ 1986 - Diploma in Corporate Management - - NSW University ~ 1993 - Certificate of Super Management - - Macquarie University ~ 2008 - Master of Business Law - - University of Sydney ~ 2015 - Registered Tax (Financial) Adviser - - Tax Practitioners Board |
| Peter John Hehir | 2017 | 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Integrity Education Group ~ 2020 - MA1769 Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin Business School |
| Peter Robert Banicevic | 2008 | 1993 - Bachelor of Commerce In Accounting & Finance - - University of NSW (UNSW) ~ 2010 - Graduate Diploma Financial Planning - - Kaplan Professional ~ 2010 - Margin Lending and Geared Investment - - Kaplan Professional Education ~ 2013 - LPAC ASX Listed Products Accreditation - - LPAC ~ 2013 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Petros Eliadis | 1995 | 1997 - Diploma of Financial Planning - - RMIT University School of Economics and Finance |
| Philip Connor-stead | 2004 | 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AAMC Training Group ~ 2013 - Margin Lending - Other - Pinnacle ~ 2014 - Self Managed Superannuation Funds - Other - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Phillip Passaris | 2014 | 2008 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2013 - Masters of Applied Finance (Major in Corporate Finance/Advisory) - Masters Degree (AQF 9) - Kaplan ~ 2019 - Certified Financial Planner - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Prashant Solaiappan Nagarajan | 2011 | 2007 - Bachelors of Engineering - - Anna University / Sri Venkateswara College of Engineering ~ 2009 - Graduate Diploma of Management - - CQ University ~ 2009 - Graduate Diploma of Management - - Central Queensland University ~ 2009 - Master of International Business - - Griffith University ~ 2009 - Masters of International Business - - Griffith University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Mentor ~ 2011 - Diploma of Financial Services (Financial Planning) - - RG 146 Training Australia ~ 2014 - SMSF - - Kaplan ~ 2015 - Advanced Diploma Of Financial Planning - - Mentor |
| Qasim Syed | 1999 | 1999 - Bachelor of Arts (Economics) - Bachelor Degree (AQF 7) - University of Kentucky ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Eduacation ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Richard Bruce Cameron | 2013 | 1995 - Bachelor of Economics - - University of New England ~ 2013 - Diploma of Financial Planning - - Monarch Institute ~ 2013 - Graduate Certificate Financial Planning - - Charles Sturt University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Accredited Aged Care Professional - Certificate (AQF 1-4) - Aged Care Steps |
| Richard Kerkmez | 1986 | 2005 - Diploma of Financial Advising - - Securities Institute of Australia ~ 2005 - Equivalent to Advanced Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2011 - Margin Lending and Geared Investments - - Kaplan Professional Education ~ 2012 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Richard Yap | 1995 | 1986 - Bachelor of Arts in Accountancy - - Whyalla, South Australian Institute of Technology ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Robert James Laurie | 2012 | 2006 - Bachelor of Business Major in Computer Software Development - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Robert Jeselnik | 2010 | 2006 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT |
| Robert Kiddell | 1989 | 1977 - Jurisprudence - Bachelor Degree (AQF 7) - Monash University ~ 1978 - Bachelor of Law - Bachelor Degree (AQF 7) - Monash University ~ 1990 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - DPML Margin Lending - Certificate (AQF 1-4) - Pinnacle Financial Services Academy |
| Robert P DE Martini | 1985 | 2002 - Superannuation and Retirement Planning - Other - University of Technology ~ 2003 - Policy Statement 146 Knowledge Assessment - Other - University of Technology ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan |
| Robert Rich | 2016 | 2006 - Bachelor of Business (ACC & MKG) - - Swinburne University ~ 2016 - ADFP - - Monarch Institute ~ 2016 - DFP - - Monarch Institute ~ 2021 - Certified Financial Planner - Professional Designations - FPA |
| Rodney Arthur Gardiner | 2001 | 1991 - Diploma of Teaching - Diploma (AQF 5) - University of Tasmania ~ 1993 - Bachelor of Applied Science - Bachelor Degree (AQF 7) - University of Tasmania ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2012 - Self Manged Superannuation Funds - Certificate (AQF 1-4) - Kaplan |
| Rodney Lumsden | 2004 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University Of Wollongong ~ 2003 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan ~ 2010 - ASX Listed Products Accreditation Course - Other - FPA ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2014 - Cavendish & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - University of Adelaide |
| Rodney Nelson Cox | 1989 | 2002 - Policy Statement 146 Knowledge Assessment - Other - Integratec ~ 2004 - Diploma in Financial Services - Diploma (AQF 5) - Northern Group Training Ltd ~ 2013 - 921 Managed Investments & Skills - Certificate (AQF 1-4) - Kaplan |
| Roger Wheelahan | 2001 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Securities Institute ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan |
| Rokibul Islam | 2009 | 2007 - Bachelor Of Business (Accounting) - Bachelor Degree (AQF 7) - Central Queensland University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Australian Institute of Financial Services & Accounting (AIFA) ~ 2013 - Self Managed Superannuation Funds - Other - Kaplan Professional |
| Rolando Chou | 2010 | 2009 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Rose Scalley | 1994 | 1976 - Bachelor of Arts - - Macquarie University ~ 1977 - Associate of Institute of Actuaries Australia - - Actuaries Institute ~ 1979 - Certificate in Finance & Investment - - Actuaries Institute ~ 1999 - Certified Financial Planner - - FPA |
| Rowena Therese Smith | 2024 | 2022 - Bachelor of Business (Financial Planning) with Distinction - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology |
| Ryan Braund | 2017 | 2014 - Bachelor of Accounting - Bachelor Degree (AQF 7) - La Trobe University ~ 2020 - Ethics and Professionalism in Financial Advice - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ryan Carl Walker | 2009 | 2009 - Bachelor of Commerce - - University of Wollongong ~ 2011 - Certified Financial Planning - - Financial Planning Association of Australia ~ 2015 - Master of Applied Finance - - Charles Sturt University |
| Sahil Dogra | 2012 | 2009 - Master of Business Administration / Master of Commerce - Masters Degree (AQF 9) - Deakin University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2022 - RG146 Foundations & Investments - Diploma (AQF 5) - Monarch Institute |
| Sally Jane Curtis | 2005 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Securities Institute ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Finsia ~ 2008 - Certified Financial Planning - Certificate (AQF 1-4) - FPA ~ 2015 - Master of Financial Services - Masters Degree (AQF 9) - University of New England ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sam Alan Woodhouse | 2013 | 2012 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - International Institute of Technology ~ 2019 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Samantha Kate Greene | 2016 | 2013 - Bachelor of Accounting - Bachelor Degree (AQF 7) - La Trobe University ~ 2013 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2015 - Certified Financial Planner - Professional Designations - FPA ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Samuel Hoffmann Kunrath | 2012 | 2009 - Master of Commerce-major in International Finance - - University of New South Wales ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2015 - Chartered Alternative Investment Analyst (CAIA) - - Chartered Alternative Investment Analyst Association ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sandra Hannah Miller | 2006 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FSTA |
| Sangram Rana | 2017 | 2010 - Master of Business - Masters Degree (AQF 9) - Monash University ~ 2011 - Master of Professional Accounting - Masters Degree (AQF 9) - Melbourne Institute of Technology ~ 2016 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Monarch Institute ~ 2016 - Self Managed Superannuation funds assets - Other - Monarch Institute |
| Sanjay Silvester D'souza | 2012 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Holmesglen Institute ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Diploma of Finance & Mortgage Broking Management - Diploma (AQF 5) - Holmesglen Institute ~ 2019 - Margin Lending - Other - Kaplan Professional ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Sanjeev Sharma | 2012 | 2007 - Graduate Diploma in Business Studies with a major in Personal Risk Management - - Massey University ~ 2009 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2013 - Certificate IV in Finance and Mortgage Broking - - National Finance Institute |
| Sara Ann Millard | 1993 | 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2012 - Cavendish & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - The University of Adelaide ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Scott Hernadi | 2009 | 2006 - Bachelor of Business Double Major in Finance and Economics - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional |
| Shane Chapman | 1997 | 1993 - Bachelor of Social Science - Bachelor Degree (AQF 7) - University of New South Wales ~ 2004 - Diploma of Financial Planning - - Deakin University |
| Shane John Harris | 2018 | 2018 - Accredited Listed Product Adviser Program - Certificate (AQF 1-4) - Kaplan ~ 2018 - Bachelor of Business (Financial Planning) with Distinction - Bachelor Degree (AQF 7) - RMIT ~ 2018 - TASA and the TPB Code of Professional Conduct - Certificate (AQF 1-4) - Kaplan ~ 2019 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University |
| Shane Phillip Dwyer | 2012 | 2010 - Diploma of Financial Services (FInancial Planning) - Diploma (AQF 5) - Australian and New Zealand Institute of Insurance and Finance ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Other - Kaplan Professional ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sharon Diane Kennedy | 2009 | 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - TRIBECA ~ 2008 - Advance Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Education ~ 2009 - SMSF Accreditation - Certificate (AQF 1-4) - Kaplan Education ~ 2017 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Education ~ 2020 - Ethics & Professionalism in Financial Advice \ - Bridging Course - Ethics - Kaplan Education |
| Sharon Mcconnell | 2007 | 1999 - Diploma of Financial Markets - - Financial Services Institute of Australia ~ 2006 - Diploma of Financial Services - - Menor Education |
| Shaun O'keefe | 2014 | 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2014 - Tax (Financial) Adviser - - Tax Practitioners Board |
| Sheshan Wickramage | 2018 | 2012 - Foundations Of Financial Planning - Other - Kaplan Professional ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2018 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Simon Philip Tenner | 2010 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Mentor Education Group |
| Stephen George Nikolovski | 2018 | 2007 - Bachelor of Commerce (Accountancy and Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2009 - Graduate Diploma of Chartered Accounting - Graduate Diploma (AQF 8) - Institute of Chartered Accountants in Australia ~ 2017 - Diploma Financial Planning FNS50615 - Diploma (AQF 5) - Kaplan Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan |
| Stephen James | 1999 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Margin Lending - Knowledge & Skills - Certificate (AQF 1-4) - Kaplan Professional |
| Stephen James Bartholomew | 1999 | 1991 - Bachelor of Arts - Bachelor Degree (AQF 7) - Griffith University ~ 1998 - Master of Business Administration - Masters Degree (AQF 9) - University of Queensland ~ 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2007 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan |
| Stephen Walker | 1993 | 1983 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 1996 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2003 - Master of Accountancy - Masters Degree (AQF 9) - Charles Sturt University |
| Steven James Ellis | 2018 | 2000 - Bachelor of Business - Bachelor Degree (AQF 7) - Victoria University ~ 2005 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Steven Wong | 2016 | 2002 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - The University of Western Sydney ~ 2007 - Diploma Of Financial Services (Financial Planning) - Diploma (AQF 5) - Finsia ~ 2013 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Stillianos Michael Konstantinou | 1999 | 1991 - CND74 Associate Diploma of Business (Management) - Professional Designations - Yeronga College of Technical and Further Education ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2013 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan ~ 2016 - Fellow Chartered Financial Practitioner - Professional Designations - AFA ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan |
| Suganesh Kumar Kumanan | 2017 | 2017 - Bachelor of Commerce (Majoring in Finance, Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University |
| Sumeet Wadhwa | 2008 | 2007 - Master of Practising Accounting - Masters Degree (AQF 9) - Monash University ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - International Institute of Technology |
| Susan Elizabeth Cooper | 2011 | 1990 - Bachelor of Engineering (Electrical) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2000 - Master of Business Administration (Technology Management) - Masters Degree (AQF 9) - Deakin University & APESMA ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2024 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Susan Wong | 2008 | 2010 - Certified Financial Planner & LRS - - FPA Austrlaia |
| Tamsin Jane Wood | 2014 | 2012 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2018 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - Margin Lending Accreditation Program - Other - Deakin Prime |
| Tanya Smallcombe | 2009 | 1996 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Central Queensland University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2010 - Margin Lending & Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Taylor Bannister | 2024 | 2023 - Bachelor Of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| Terrence George Vogiatzis | 2016 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Macquarie University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2015 - Securities and Managed Investments - Professional Designations - Kaplan ~ 2017 - CERTIFIED FINANCIAL PLANNER - Professional Designations - FPA ~ 2018 - SMSF Core Course - Professional Designations - DBA Network Pty Ltd |
| Terrence John Chudleigh | 2000 | 2003 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Integratec ~ 2004 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Integratec ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| Therese Marie Raso | 2017 | 1990 - Bachelor of Business Accounting - Bachelor Degree (AQF 7) - University of Western Sydney (Nepean) ~ 2016 - SMSF Adviser (Personal Advice) - Other - Mentor Education ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Thiago Borrelli DE Assis Andrade | 0 | 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Thomas Hancock | 2012 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Certificate IV in Finance & Mortgage Broking - Certificate (AQF 1-4) - Kaplan Professional ~ 2015 - Self Managed Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional |
| Timothy Malcolm Cotton | 2011 | 2008 - Bachelor Of Commerce - Bachelor Degree (AQF 7) - The University of NSW ~ 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional Education ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional Education ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Tristen Graham Cosgrove | 1996 | 1998 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Newcastle ~ 2005 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2008 - Self Managed Superannuation Funds - Other - Financial Essentials ~ 2011 - Margin Lending and Geared Investments - Other - Kaplan Professional |
| Troy Bartlett | 2014 | 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan |
| Vadim Valev | 1997 | 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca ~ 2006 - Taxation Planning - Certificate (AQF 1-4) - Tribeca ~ 2010 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2013 - Cavendish & ICFS Specialist SMSF Course - Certificate (AQF 1-4) - Cavendish/ICFS (Adelaide Uni) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Van Trinh | 2013 | 2011 - Master of Finance - Masters Degree (AQF 9) - RMIT University ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Self Manged Superannuation Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Vernon Anthony Bocarro | 1996 | 1985 - Bachelor of Science - - University of Mumbai (India) ~ 2002 - Diploma of Financial Planning - - Deakin University ~ 2012 - Margin Lending & Geared Investment - - Kaplan ~ 2016 - Self Managed Super Funds - - Kaplan |
| Vikram Singh | 2011 | 1984 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Delhi ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Australian Institute of Financial Services & Accounting ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Self Managed Superannuation Fund Adviser (Personal Advice) - Other - Mentor Education |
| Vinoshanth Waran | 2011 | 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2015 - Bachelor of Economics (Banking & Finance) - Bachelor Degree (AQF 7) - University of Western Sydney |
| Warwick James Bragg | 2006 | 2002 - Bachelor of Business (Accounting and Commercial Computing) - - Griffith University ~ 2006 - CPA Program - - CPA Australia ~ 2007 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2008 - Graduate Diploma of Financial Planning - - FINSIA ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional Education |
| William Pugh | 2003 | 1987 - Bachelor of Business - - University of Technology-Sydney ~ 1989 - ICAA Professional Year - - Chartered Accountants Australia & New Zealand ~ 1999 - Diploma of Superannuation Management - - ASFA (in conjunction with Macquarie University ~ 2000 - Skills Assessment/Diploma of Financial Planning (DFP8) - - FPA ~ 2008 - Graduate Certificate in Financial Planning - - FINSIA |
| William Tomac | 2000 | 1986 - Bachelor of Arts (Majors Economics & Law) - - Sydney University ~ 2002 - Diploma of Financial Planning - - Deakin University |
| Wilson Kim Ling Wong | 2002 | 2002 - Wealth Accountants Introductory Course - - Count Wealth Accountants |
| Wing Ling Lau | 2005 | 2000 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - University of Wollongong ~ 2002 - Master of Banking - Masters Degree (AQF 9) - University of Wollongong ~ 2005 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - AMP Limited ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2011 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan Professional |
| YI Ping Wang | 2017 | 2012 - Master of Professional Accounting (Business Management) - Masters Degree (AQF 9) - University of Tasmania ~ 2013 - Master of Finance - Masters Degree (AQF 9) - University of Tasmania ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - Holmesglen Institute ~ 2018 - Marging Lending - Certificate (AQF 1-4) - Western Sydney University |
| Yihua LU | 2004 | 2009 - Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - - International Institute of Technology ~ 2023 - SMSF Regulations and Taxation - Other - Kaplan |
| Yin Chin Choo | 2011 | 2005 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2005 - Bachelor of Computing - Bachelor Degree (AQF 7) - Monash University ~ 2011 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2014 - Certificate IV in Finance and Mortgage Broking - Certificate (AQF 1-4) - The National Finance Institute |
| Yiren WU | 2018 | 2018 - Diploma of Financial Planning - - International Institute of Technology |
| Yong Sing Tan | 2013 | 2005 - Bachelor of Economics (Double Major in Economics & Finance) - - University of NSW ~ 2006 - Master Of Professional Accounting - - University of Western Sydney ~ 2012 - Graduate Certificate in Commerce (Financial Planning) - - University of Western Sydney |
| Yue Huang | 2018 | 2011 - Master of Accounting - Masters Degree (AQF 9) - University of Melbourne ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - CPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2020 - Introduction to Self Managed Superannuation Funds - Other - Kaplan Professional |
| Zachary Dylan Coleman | 2021 | 2017 - Bachelor of Business (Finance, Management) - Bachelor Degree (AQF 7) - Southern Cross University ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |