This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
provide a superannuation trustee service
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Sporle | 2018 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Kaplan |
| Benjamin Fernandes | 2006 | Advanced Diploma of Financial Services (Financial Planning) - TRIBECA ~ Certificate of Self Managed Super Funds - TRIBECA ~ Certified Financial Planner - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Gregory Leaney | 2008 | Bachelor of Social Sciences (Business) - UTS ~ Diploma of Financial Services (Financial Planning) - Kaplan |
| Guy Mahony | 2003 | CFP - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| John James Anthony Dodd | 2009 | CFP - Deakin University ~ DFP - Deakin University |
| Peter Nicholas | 2006 | BSc Applied Science - University of Canberra ~ Diploma of Financial Services (Financial Planning) - TRIBECA |
| Sue-ellen Soulie | 2011 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - CCH Learning Pty Ltd ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - Kaplan Professional |