This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bobby HO | 2017 | Bachelor of Commerce (Finance and Marketing) - Deakin University ~ Certified Practicing Accountant - CPA Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Graduate Diploma of Professional Accounting - Deakin University ~ RG146-SMSF - Integrity Education Group |
| Filippo Barca | 2016 | Bachelor of Business - Swinburne Institute ~ Diploma Course of the Securities Institute of Australia - The Securities Institute of Australia ~ Diploma Financial Planning - Kaplan Professional Education ~ Margin Lending & Geared Investments - Kaplan Professional Education ~ Master Applied Finance - Monash |
| Joseph Mark Lanteri | 2012 | Bachelor of Commerce Finance - Monash University ~ Certified Practising Accountant - CPA Australia ~ FASEA 40 hour cpd - Financial Education Professionals ~ Master of Professional Accounting - Deakin University ~ RG146 Compliant - Monash University |
| Michael Lanteri | 1992 | Certified Practising Accountant - CPA Australia ~ Chartered Tax Advisor - Tax Institute ~ Financial Planning - Kaplan ~ Law Degree - RMIT |
| Richard Allen Hulls | 1999 | Certified Tax Accountant - The Tax Institute ~ Chartered Accountant - Chartered Accountants Australia & New Zealand |
| Tarik Karama | 2017 | Diploma of Financial Planning - Monarch Institute |