This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bobby HO | 2017 | 2006 - Bachelor of Commerce (Finance and Marketing) - - Deakin University ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - RG146-SMSF - - Integrity Education Group ~ 2015 - Graduate Diploma of Professional Accounting - - Deakin University ~ 2018 - Certified Practicing Accountant - - CPA Australia |
| Joseph Mark Lanteri | 2012 | 2007 - Bachelor of Commerce Finance - - Monash University ~ 2013 - Master of Professional Accounting - - Deakin University ~ 2013 - RG146 Compliant - - Monash University ~ 2016 - Certified Practising Accountant - - CPA Australia ~ 2019 - FASEA 40 hour cpd - Other - Financial Education Professionals |
| Michael Lanteri | 1992 | 1981 - Certified Practising Accountant - - CPA Australia ~ 1983 - Law Degree - - RMIT ~ 2012 - Chartered Tax Advisor - - Tax Institute ~ 2023 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Richard Allen Hulls | 1999 | 1983 - Chartered Accountant - - Chartered Accountants Australia & New Zealand ~ 1991 - Certified Tax Accountant - - The Tax Institute |
| Tarik Karama | 2017 | 2017 - Diploma of Financial Planning - - Monarch Institute |