This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Agim Hajdari | 2015 | 2010 - Advanced Diploma of Financial Services - - Victoria University ~ 2012 - Bachelor Of Business - - Victoria University ~ 2013 - Bachelor of Business (Financial Risk Management) - - Victoria University Melbourne Australia ~ 2014 - Diploma Of Financial Planning - - Monarch Institute ~ 2014 - Diploma of Financial Planning - - Monarch Institute ~ 2014 - SMSF Module - - Monarch Institude ~ 2014 - Self Managed Superannuation - - Monarch Institute |
| Erol Adem Doganay | 2014 | 2013 - Bachelor of Commerce - - La Trobe University ~ 2013 - Bachelor of Economics - - La Trobe University ~ 2014 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2014 - Diploma of Financial Planning - - Monarch Institute |
| Jacombe Stella | 2018 | 2015 - Bachelor of Business (Economics and Finance) - - RMIT University ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - FPC007B Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| James Anthony Milic | 2018 | 2018 - Diploma Of Financial Planning - - Monarch ~ 2020 - Bachelor of Business - Bachelor Degree (AQF 7) - Monash University |
| Joshua Whelan | 2018 | 2014 - Certificate IV in Financial Services - - Integrity Education Group ~ 2014 - Diploma of Financial Planning - - Integrity Education Group ~ 2018 - Bachelor of Commerce (Commercial Law) - - Australian Catholic University |
| Mitchell Harrison | 2021 | 2019 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2019 - Bachelor of Laws (Honours) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - MAA769 Ethics for Financial Services - Bridging Course - Ethics - Deakin Business School ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2022 - Self Managed Superannuation Funds - Other - Kaplan |
| Oguzhan Doren | 2015 | 2013 - Bachelor Of Commerce - - La Trobe University ~ 2013 - Bachelor of Economics - - La Trobe University ~ 2015 - Diploma Of Financial Planning - - Monarch Institute |
| Penelope Rose Maddocks | 2024 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Richard Henry Jewell | 2017 | 2017 - Diploma of Financial Planning - - Monarch Institute ~ 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne |
| Sean Cameron Wright | 2023 | 2020 - Diploma of Financial Planning - Diploma (AQF 5) - RMIT University ~ 2022 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University |