This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dylan Bruce Vandenbrink | 2018 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Flinders University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Nicholas Howard George Ross | 1983 | 1983 - Bachelor of Economics degree - - Adelaide University ~ 1988 - Graduate Diploma in Applied Finance and Investment - - FINSIA ~ 2003 - Graduate Diploma in Financial Planning - - FINSIA ~ 2011 - Graduate Diploma in Stockbroking - - Deakin University/ Financial Planning Association |
| Thomas Lambert | 2009 | 2008 - Business Commerce (Corporate Finance) - - Adelaide University ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2015 - Self Managed Superannuation Funds - - Kaplan Professional Education |