This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Callum Winlaw | 2022 | 2019 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2019 - Bachelor of Science in Business and Management - Bachelor Honours Degree (AQF 8) - Aston University ~ 2020 - Graduate Diploma of Business - Graduate Diploma (AQF 8) - QUT |
| Chase Andrew Marshall | 2022 | 2021 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Dane William Pevy | 2021 | 2009 - Banking and Finance - Financial Planning - Bachelor Degree (AQF 7) - Griffith University ~ 2014 - Self Managed Super Funds - Certificate (AQF 1-4) - Mentor Education ~ 2016 - Adv Dip of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2023 - Aged Care Advice - Other - Kaplan |
| Deng Kuol Arop | 0 | 2022 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT |
| HE Kai Wee | 2024 | 2022 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT |
| Jessica Anne Alvers | 2016 | 2015 - DIPLOMA OF FINANCIAL PLANNING FNS50611 - - KAPLAN ~ 2016 - DFP5V1 TAX FOR FINANCIAL ADVISING - - KAPLAN ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Julian Raymond Mcbean | 2011 | 2011 - Diploma Financial Planning FNS50804 - Diploma (AQF 5) - Kaplan Australia ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2019 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association (FPA) ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kristopher David Martin | 2001 | 2008 - Bachelor of Business - - Australian Catholic University ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Fellow Chartered Financial Practitioner - - Mentor ~ 2016 - Executive Master of Business Administration - - QUT Gardens Point ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Lavika Patel | 2023 | 2021 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - QUT |
| Luke Gregory Charles Marshall | 2017 | 2017 - Advanced Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Applied Finance - Masters Degree (AQF 9) - Charles Sturt ~ 2019 - SMSF - Other - Kaplan ~ 2020 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Direct Equities - Other - Kaplan |
| Shaye Fatnowna | 2011 | 2012 - Bachelor of Accounting - - Central Queensland University ~ 2012 - Bachelor of Financial Planning - - Central Queensland University |
| Trisha Maree Diehm | 2016 | 2015 - Diploma of Financial Planning - - Australis College |
| Udayangani Anoma Peiris | 2011 | 1998 - Bachelor of Commerce (Accounting) - - Griffith University ~ 2006 - Graduate Diploma of Applied Finance & Investments - - Finsia ~ 2007 - Graduate Certificate of Financial Planning - - Finsia ~ 2017 - Master of Financial Planning - - Kaplan Professional |
| Valerie Lumby | 2014 | 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2020 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Mentor Education |
| Wilson Raftery | 0 | 2024 - Bachelor of Business Financial Planning - Bachelor Degree (AQF 7) - Griffith |
| Zach Avarakis | 2022 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2021 - Graduate of Dip of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |