This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Rex Creaser | 1988 | Cavendish & ICFS Specialist SMSF - Cavendish ~ Diploma of Financial Planning - FPA & Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Craig Medlow | 2001 | Bachelor of Banking and International Finance - Flinders University of South Australia ~ Cavendish & ICFS Specialist SMSF - Cavendish ~ Graduate Diploma in Financial Planning - Finsia ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Professional Certificate in Self Managed Superannuation - University of Adelaide |
| Gerald Mcavoy | 2009 | Advanced Diploma of Financial Services (Financial Planning) - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Heather Lee Price | 2012 | Bachelor of Arts (Accounting) - University of South Australia ~ Cavendish & ICFS Specialist SMSF - Cavendish ~ Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) |
| Katherine Louise Schultz | 1999 | Certified Financial Planner (CFP) - FPA ~ Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |
| Kurtis Phillips | 0 | Bachelor of Science and Business Admin - John Brown University (USA) ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Masters of Finance - University of South Australia |
| Melissa Jayne Palanca | 2018 | Advanced Diploma of Financial Planning - KAPLAN Professional ~ Bachelor of Economics - University of Adelaide ~ Diploma of Financial Planning - KAPLAN Professional |
| Michelle Ruth Rowley | 1997 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Margin Lending and Geared Investments - Kaplan Professional |
| Nathan Pech | 2002 | Bachelor of Arts (Economics) - Flinders University of South Australia ~ Cavendish & ICFS Specialist SMSF - Cavendish ~ Certified Financial Planning (CFP) - Deakin University / FPA ~ Diploma of Financial Planning - Deakin University / FPA ~ Professional Certificate in SMSF - Unversity of Adelaide |
| Oliver Gray | 0 | Business and Management - Leeds Metropolitan University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Patrick Iwanowitsch | 2014 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Finance - University of Adelaide ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Rohan Reece Reid | 2014 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Banking and International Finance - Flinders University of South Australia ~ Cavendish & ICFS Specialist SMSF Course - Cavendish ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional |
| Russell Pratt | 1997 | Diploma of Financial Planning - Deakin University / FPA ~ Diploma of Financial Services (Finance / Mortgage Broking) - Intellitrain ~ Margin Lending and Gearing Investments - Kaplan Professional ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Scott Noell | 1988 | Diploma of Financial Planning - Deakin University / Financial Planning Assocation of Australia (FPA) ~ Graduate Diploma of Financial Planning - Kaplan Professional |
| Sharon Paul | 2004 | Diploma of Financial Planning - Financial Planning Association of Australia (FPA) |