This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Rex Creaser | 1988 | 2000 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA & Deakin University ~ 2014 - Cavendish & ICFS Specialist SMSF - - Cavendish ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Craig Medlow | 2001 | 1998 - Bachelor of Banking and International Finance - Bachelor Degree (AQF 7) - Flinders University of South Australia ~ 2006 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2006 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2014 - Cavendish & ICFS Specialist SMSF - - Cavendish ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN Professional |
| Gerald Mcavoy | 2009 | 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - International Institute of Technology Pty Ltd (IIT) |
| Heather Lee Price | 2012 | 1995 - Bachelor of Arts (Accounting) - Bachelor Degree (AQF 7) - University of South Australia ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology Pty Ltd (IIT) ~ 2014 - Cavendish & ICFS Specialist SMSF - - Cavendish |
| Katherine Louise Schultz | 1999 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association Australia ~ 2010 - Certified Financial Planner (CFP) - Advanced Diploma (AQF 6) - FPA ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kurtis Phillips | 2024 | 2014 - Bachelor of Science and Business Admin - Bachelor Degree (AQF 7) - John Brown University (USA) ~ 2017 - Masters of Finance - Masters Degree (AQF 9) - University of South Australia ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Melissa Jayne Palanca | 2018 | 2009 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - KAPLAN Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - KAPLAN Professional |
| Michelle Ruth Rowley | 1997 | 2001 - Certified Financial Planner - Professional Designations - FPA ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nathan Pech | 2002 | 2002 - Diploma of Financial Plannning - Advanced Diploma (AQF 6) - Financial Planning Association of Australia ~ 2004 - Bachelor Of Arts (Economics) - Bachelor Degree (AQF 7) - Flinders University of South Australia ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2014 - Cavendish & ICFS Specialist SMSF - - Cavendish ~ 2019 - Ethics & Professionalism in Financial Advice - Bridging Course - Ethics - KAPLAN Professional |
| Oliver Gray | 2024 | 2014 - Business and Management - Bachelor Honours Degree (AQF 8) - Leeds Metropolitan University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Patrick Iwanowitsch | 2014 | 2003 - Bachelor of Finance - - University of Adelaide ~ 2011 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2014 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Rohan Reece Reid | 2014 | 2006 - Bachelor of Banking and International Finance - Bachelor Degree (AQF 7) - Flinders University of South Australia ~ 2007 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2014 - Cavendish & ICFS Specialist SMSF Course - - Cavendish |
| Russell Pratt | 1997 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University / FPA ~ 2011 - Margin Lending and Gearing Investments - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Finance / Mortgage Broking) - - Intellitrain ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education |
| Scott Noell | 1988 | 2003 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University / Financial Planning Assocation of Australia (FPA) ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Sharon Paul | 2004 | 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |