This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| David Tekaha Ormsby | 2024 | 2020 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University |
| James Kenny | 2007 | 2006 - Bachelor of Commerce in Financial Planning and Investment - - Griffith University ~ 2009 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2010 - SMSF Adviser Education Program - - Financial Essentials |
| Mace William O'sullivan | 2014 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2016 - SMSF Specialist Course - - Super Concepts/University of Adelaide ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |