This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
interests in managed investment schemes including:
investor directed portfolio services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate investor directed portfolio services (each of which is referred to as the IDPS); and
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adam Blennerhassett | 1998 | 1994 - Bachelor Degree - Business - - Swinburne University ~ 2007 - Accredited Derivatives Adviser Level 2 - Other - Kaplan Professional |
| Adam Payne | 2014 | 1998 - Bachelor of Applied Science - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Higher Education Pty Ltd ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd ~ 2021 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Ltd ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Ltd ~ 2022 - Superannuation and Retirement Advice - Other - Kaplan Higher Education Pty Ltd ~ 2023 - Estate and Succession Planning - Other - Kaplan Higher Education Pty Ltd |
| Adam Shanahan | 2003 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2007 - Accredited Derivatives Adviser - Level 2 - Other - Tribeca ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Adrian Hannebery | 2004 | 2007 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Tribeca ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Kaplan Professional |
| Alan Myatt | 2013 | 2004 - Bachelor of Information Technology - Bachelor Degree (AQF 7) - Griffith University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA/Securities Institute ~ 2014 - Foreign Exchange - Certificate (AQF 1-4) - Kaplan ~ 2014 - Margin Lending and Geared Investments - Certificate (AQF 1-4) - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alexander Suvoltos | 2008 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2008 - Graduate Certificate of Applied Finance and Investment - Graduate Certificate (AQF 8) - FINSIA ~ 2009 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Alexandra Crogan | 2008 | 2004 - Bachelor Degree - Economics (Social Sciences) - - University of Sydney |
| Alexandra Giomataris | 2018 | 2013 - Bachelor of Business - - University of Tasmania ~ 2017 - RG146 Securities and Managed Investments - - Stockbrokers Association of Australia ~ 2018 - SMSFA Education Accreditation - - University of Adelaide ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Alistair Mcdill | 2012 | 2008 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - The University of Melbourne ~ 2017 - Chartered Financial Analyst (CFA) - Professional Designations - CFA Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2023 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional |
| Amanda Kitanovski | 2015 | 2012 - Bachelor Of Economics - - La Trobe University ~ 2015 - RG146 Accreditation (Securities & Managed Investments) - - Stockbrokers Association of Australia - Deakin Prime |
| Amity Mellers | 2011 | 2002 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 2005 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2012 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Andrew Bullard | 2014 | 2009 - Bachelor Degree - Commerce - - Deakin University ~ 2013 - Diploma - Financial Planning - - Kaplan |
| Andrew James Mathis | 2017 | 2009 - Bachelor of Commerce - Majors in Accounting and Finance - - The Australian National University ~ 2014 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Angela Koch | 2004 | 1995 - Bachelor Degree - Communications - - University of Canberra ~ 2008 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited |
| Angela Manning | 1998 | 1992 - Bachelor of Business (Accounting/Information Systems) - Bachelor Degree (AQF 7) - Federation University ~ 1998 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Anh TA | 2018 | 2009 - Bachelor of Commerce - - University of Melbourne ~ 2011 - Master of Applied Finance - - Monash University |
| Anthony Joseph Leto | 2018 | 2015 - Bachelor of Commerce and Bachelor of Laws - Bachelor Degree (AQF 7) - Western Sydney University ~ 2018 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2018 - Graduate Certificate of Finance - Graduate Certificate (AQF 8) - Macquarie University ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Anthony Vincent Bruce Hayes | 2002 | 1998 - Bachelor Degree - Communications - - University of Western Sydney ~ 2019 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers |
| Ashley Salter | 2004 | 1999 - Bachelor of Commerce (Economics) - Bachelor Degree (AQF 7) - Monash University ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2018 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2022 - Ethics for Financial Services - Bridging Course - Ethics - Deakin Business School |
| Beau Roberts | 2011 | 2004 - Bachelor Degree - Economics - - University of Sydney ~ 2011 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2022 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin Business School |
| Ben Antonio | 2007 | 2003 - Bachelor of Finance - Bachelor Degree (AQF 7) - La Trobe University ~ 2010 - ASX Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional ~ 2010 - Graduate Diploma of Applied Finance (Financial Planning) - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2017 - Chartered Tax Adviser - Professional Designations - The Tax Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ben Mcgrath | 1994 | 1993 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Melbourne ~ 1996 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2003 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Benjamin Jeffs | 2009 | 2001 - Bachelor of Business - Bachelor Degree (AQF 7) - LaTrobe University ~ 2007 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2016 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Benjamin Mcpherson | 2016 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2014 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Western Australia ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Griffith University |
| Brian Jones | 1998 | 1982 - Bachelor Degree - Applied Science - - University of Sydney ~ 2018 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers and Financial Advisers Association Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Byron BO Zhang | 2011 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2016 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Cameron Alcock | 2011 | 2005 - Bachelor of Commerce (Business Law, Management) - Bachelor Degree (AQF 7) - Monash University ~ 2009 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Pinnacle Financial Services Academy ~ 2011 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Cameron Bridger | 2000 | 1996 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Federation University ~ 2000 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2018 - Foreign Exchange Accreditation - Other - SAFAA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Cameron Laird | 2004 | 2005 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Macquarie University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2018 - Foreign Exchange Accreditation - Other - SAFAA ~ 2021 - Ethics for Financial Services - Bridging Course - Ethics - Deakin Business School |
| Cameron Park | 2004 | 2002 - Bachelor Degree - Economics & Finance - - RMIT University ~ 2007 - Graduate Diploma of Applied Finance and Investment (Historical SIA / FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty ltd ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd |
| Cameron Phillips | 2018 | 2017 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Australian National University ~ 2019 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association of Australia ~ 2024 - Graduate Diploma of Financial Plannning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Casey Ratcliffe | 2011 | 2005 - Bachelor of Arts - Bachelor Degree (AQF 7) - Deakin University ~ 2005 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Investment Banking Institute ~ 2018 - Foreign Exchange Accreditation - Other - SAFAA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Catherine Ann Wong Doo | 1997 | 1995 - Bachelor of Commerce (Finance and Marketing) - Bachelor Degree (AQF 7) - The University of New South Wales ~ 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2001 - Postgraduate Diploma in Management - Graduate Diploma (AQF 8) - Macquarie University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Catherine Happ | 1996 | 1993 - Bachelor Degree - Business - - University of South Australia ~ 2007 - Accredited Derivatives Adviser Level 1 & 2 - Other - ASX ~ 2022 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin Business School |
| Chris Jensen | 1998 | 1979 - Bachelor Degree - Commerce - - Melbourne University ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Chris O'connor | 2004 | 1999 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2001 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2018 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Chris Price | 2014 | 2009 - Bachelor Degree - Business (Accounting) - - Swinburne University |
| Christian Mark Burke | 2017 | 2009 - Bachelor of Commerce - - University of Southern Queensland |
| Christine Magnano | 2005 | 1999 - Bachelor of Business - Bachelor Degree (AQF 7) - La Trobe University ~ 2008 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - RMIT ~ 2019 - Foreign Exchange Program - Other - SAFAA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher Barkla | 2009 | 2008 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Christopher Hindmarsh | 1998 | 1989 - Bachelor of Science - Bachelor Degree (AQF 7) - The University of New South Wales ~ 1994 - Diploma - Associate Diploma in Financial Management - - New York University School Of Continuing Education ~ 1997 - Masters Degree - MBA - - Macquarie Graduate School Of Education |
| Christopher Voigt | 1987 | 1985 - Bachelor Degree - Economics - - Monash University |
| Claudio Anthony Donato | 2014 | 2007 - Bachelor of Business / Bachelor of Arts - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Clint Rippon | 2006 | 2003 - Bachelor of Business (Accounting and Commercial Law) - Bachelor Degree (AQF 7) - Victoria University ~ 2005 - Master of Business (Accounting) - Masters Degree (AQF 9) - Victoria University ~ 2006 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2018 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Craig Nicholls | 2006 | 1991 - Bachelor Degree - Banking & Finance - - University of Canberra ~ 1996 - Bachelor Degree (Hons) - Law - - University of Canberra ~ 1996 - Graduate Diploma - Legal Practice - - Australian National University |
| Curtis George Reid | 2001 | 2001 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Damian Moran | 2004 | 2001 - Bachelor of Business (International Trade) - Bachelor Degree (AQF 7) - Victoria University ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2019 - Ethics and Professional in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Damian Peter Robinson | 1993 | 1993 - Bachelor of Business (Banking & Finance) - - Monash University ~ 2003 - ASX Responsible Executive - Broker Exam - - Securities Institute ~ 2005 - Accredited Derivatives Adviser Level 1 & 2 - - Australian Stock Exchange ~ 2011 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia |
| Dana Djajaputra | 2011 | 2007 - Bachelor of Arts - - University of NSW ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advsiers Association Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Eric Olsen | 2010 | 1999 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2004 - Diploma of Financial Services - Diploma (AQF 5) - AFMA ~ 2005 - Bachelor of Laws with Honours - Bachelor Honours Degree (AQF 8) - The University of Adelaide ~ 2007 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Liddle | 2002 | 1992 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Monash University ~ 2001 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Miller | 2004 | 2003 - Bachelor of Economics - Bachelor Degree (AQF 7) - The Australian National University ~ 2006 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Richardson | 1998 | 1986 - Bachelor Degree - Business - - RMIT University ~ 1988 - Chartered Accountant (CA) - - Institute of Chartered Accountants ~ 2007 - Accredited Derivatives Adviser Level Two - - Tribeca ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| David Sartor | 1998 | 1993 - Bachelor Degree - Business - - Queensland University of Technology ~ 1995 - Chartered Accountant (CA) - - Institute of Chartered Accountants ~ 1999 - CFP - Certified Financial Planner - - Financial Planning Association of Australia |
| David Wallace | 2008 | 1993 - Bachelor Degree - Economics - - UWA ~ 2008 - Graduate Diploma - Financial Planning - - FINSIA |
| Dean Nathan Watson | 1998 | 1998 - Diploma - Financial Planning - - Deakin University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Deepak Raj | 2024 | 2016 - Bachelor of Commerce (Corporate Finance) - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2019 - Master of Finance and Business Economics - Masters Degree (AQF 9) - The University of Adelaide ~ 2022 - Chartered Financial Analyst - Professional Designations - CFA Institute ~ 2023 - Foreign Exchange Accreditation Program - Other - SIAA ~ 2024 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Dennis Navan | 1999 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of New South Wales ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics for Financial Services - Bridging Course - Ethics - Deakin Business School |
| Deon Cavarra | 2013 | 2010 - Bachelor of Commerce - - University of Melbourne ~ 2017 - Diploma of Financial Planning - - Kaplan |
| Ditte Galloway | 1999 | 1998 - Bachelor Degree - Commerce - - Macquarie University |
| Donna Gulbin | 1999 | 1995 - Bachelor Degree - Business - - Australian Catholic University ~ 1999 - Graduate Diploma in Applied Finance - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2022 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin Business School |
| Dorian Bontempelli | 1998 | 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2019 - Foreign Exchange Accreditation - Other - SAFAA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Eddie Dassie | 2016 | 2007 - Bachelor of Business - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2010 - Master of Commerce - Masters Degree (AQF 9) - The University of Queensland ~ 2019 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd ~ 2024 - Economic and Legal Context for Financial Planning - Bridging Course - Ethics - Kaplan Higher Education pty Ltd |
| Edward Campbell | 2014 | 2012 - Bachelor Degree - Business - - Macquarie University ~ 2013 - Masters Degree - Commerce - - University of Sydney |
| Evelyn Yong | 2011 | 2006 - Bachelor Degree - Bachelor of Science - - Monash University ~ 2008 - Masters Degree - International Business - - Monash University ~ 2013 - Certificate - SMSF - - University of Adelaide ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited |
| Fiona Archer | 1999 | 1982 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne University ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited |
| Franchesca Nkiruka Hurst | 2013 | 2012 - Bachelor of Commerce (Economics and Finance) - Bachelor Degree (AQF 7) - Curtin University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Advanced Diploma of Financial Advice - Advanced Diploma (AQF 6) - Mentor Education ~ 2019 - Tax for Financial Advising - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gabrielle Rose Wood | 2003 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2006 - Bachelor of Business (Applied Finance) - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2007 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Gareth Bedlington Rowland | 0 | 2021 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2024 - Taxation for Financial Planning (standalone subject) - Other - Kaplan Professional |
| Gerard O'connor | 1997 | 1997 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 2001 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Ethics for Financial Services - Bridging Course - Ethics - Deakin Business School |
| Glenn Pirrit | 2005 | 2002 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2005 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Grant Cashin | 1987 | 1983 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 1990 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute of Australia ~ 2018 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Hamish Lindeman | 1996 | 1993 - Bachelor Degree - Business - - Deakin University ~ 1998 - Graduate Diploma - Applied Finance and Investment - - Securities Institute of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Harrison Bryant | 2018 | 2017 - Bachelor of Laws/Bachelor of Commerce - - Australian National University |
| Harry Soward | 2024 | 2016 - Bachelor of Business and Commerce - Bachelor Degree (AQF 7) - Western Sydney University ~ 2019 - Master of Finance - Masters Degree (AQF 9) - University of Technology Sydney ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Heather Saunders | 2013 | 2005 - Advanced Diploma of Financial Services (Financial Planning) - - ThreeSixty Adviser Campus ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Ian Southwood | 1989 | 1986 - Bachelor Degree - Economics - - Flinders University ~ 1992 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2007 - Accredited Derivatives Adviser Level 1 & 2 - Other - ASX ~ 2019 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jacinda Anne Dixon | 2003 | 2000 - Bachelor of Arts and Bachelor of Commerce - Bachelor Degree (AQF 7) - Monash University ~ 2006 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2011 - Master of Tax - Masters Degree (AQF 9) - The University of Melbourne ~ 2019 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jack Connor Mccambley | 0 | 2017 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Deakin University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Jackie Tsai | 2018 | 2015 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - University of Auckland ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Higher Education Pty Ltd ~ 2022 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Higher Education Pty Ltd ~ 2022 - Superannuation and Retirement Advice - Other - Kaplan Higher Education pty Ltd ~ 2023 - Taxation for Financial Planning - Other - Kaplan Higher Education Pty Ltd |
| Jacob Bierhuizen | 2018 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Queensland ~ 2015 - Bachelor of Laws - Bachelor Degree (AQF 7) - The University of Queensland ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Brynley Rowland | 0 | 2021 - Bachelor of Business (Economics and Finance) (Applied) - Bachelor Degree (AQF 7) - RMIT University ~ 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT University |
| James Charles Stewart Williams | 2008 | 2008 - Bachelor of Commerce - - Australian National University |
| James Dempsey | 2011 | 2011 - Bachelor Degree - Commerce - - Murdoch University ~ 2015 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Heritage | 2008 | 2002 - Bachelor Degree - Commerce - - Melbourne University ~ 2008 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2022 - Ethics for Financial Services (intensive) - Bridging Course - Ethics - Deakin Business School |
| James Hufton | 1995 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Tasmania ~ 1997 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 1998 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2004 - Chartered Accountant (CA) Program - Professional Designations - The Institute of Chartered Accountants in Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Lefebvre | 2008 | 2004 - Bachelor Degree - Business - - University of Louisiana - Monroe ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Peter Alexander | 2012 | 2014 - Bachelor of Economics - Bachelor Degree (AQF 7) - The University of Queensland ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| James Robb | 2004 | 2004 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2017 - Chartered Financial Analyst - Professional Designations - CFA Institute ~ 2018 - CPA Program - Professional Designations - CPA Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| James Wilson Pritchard | 2023 | 2017 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2017 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of South Australia ~ 2023 - Foreign Exchange Accreditation - Certificate (AQF 1-4) - Stockbrokers & Investment Advisers Association |
| Jane Allingham | 2007 | 2005 - Bachelor Degree - Media & Communications - - University of Sydney ~ 2020 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin Business School |
| Jason Cowlishaw | 2003 | 1999 - Bachelor Degree - Business - - Swinburne University |
| Jason Farrow | 1996 | 1995 - Bachelor Degree - Commerce - - Murdoch University ~ 1998 - Chartered Accountant (CA) - - Australian Institute of Chartered Accountants ~ 1999 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jason Frederick Stout | 1998 | 1994 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2001 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2004 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| John Dixon | 2001 | 1994 - Bachelor Degree - Law - - Australian National University ~ 2002 - Diploma - Financial Planning - - Financial Planning Association of Australia ~ 2006 - Certified Financial Planner - - Financial Planning Association of Australia |
| John Jamieson | 2004 | 1986 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - The New South Wales Institute of Technology ~ 1990 - Diploma of Financial Markets - Diploma (AQF 5) - Securities Institute of Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Jonathan Mcgrath | 2009 | 2009 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian National University ~ 2012 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd |
| Justin Quinn | 2008 | 2018 - Graduate Certificate in Finance - Graduate Certificate (AQF 8) - Griffith Univesity ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kale Wren | 2018 | 2015 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 2020 - Foreign Exchange SAFAA Accredited Course - Other - Stockbrokers and Financial Advisers Association ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Keiran Leigh Faulkner | 2004 | 2001 - Bachelor Degree - Applied Economics - - University of Canberra ~ 2005 - Advanced Diploma - Financial Planning - - Kaplan ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Profesisonal ~ 2023 - Foreign Exchange Accreditation - Other - Stockbrokers and Investment Advisers Association |
| Kevin Boyle | 2011 | 2012 - Bachelor Degree - Commerce - - Bond University |
| Kiera Jayde Kubacki | 2024 | 2018 - Bachelor of Commerce (Economics & Finance) - Bachelor Degree (AQF 7) - University of Melbourne ~ 2021 - Foreign Exchange Accreditation Program - Certificate (AQF 1-4) - Stockbrokers and Financial Advisers Association ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional ~ 2024 - SMSF Specialist Advisor Accreditation - Professional Designations - SMSF Association |
| Kirsty Darnley | 2005 | 2004 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2007 - CFP - Professional Designations - Financial Planning Association of Australia ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Louise Jane Henderson | 2016 | 2013 - Bachelor of Business - - Queensland University of Technology ~ 2020 - Economic and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Client Engagement Skills - Bridging Course - Behavioural Finance - Kaplan Professional ~ 2023 - Superannuation and Retirement Advice - Other - Kaplan Professional |
| Lucy Warner | 2006 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2008 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2009 - ASX Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Luke Branagan | 2018 | 1993 - Bachelor of Arts, Major in Social Science - - University of New South Wales (UNSW) ~ 2010 - Graduate Certificate in Social Impact - - University of New South Wales (UNSW) ~ 2015 - Core 1 Securities and Managed Investments Accreditation Program - - DeakinPrime and Stockbrokers Association of Australia ~ 2015 - Graduate of the Australian Institute of Company Directors - - Australian Institute of Company Directors |
| Luke Eid | 0 | 2013 - Bachelor of Commerce (Accounting and Finance) - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2017 - Chartered Accountants Program - Graduate Diploma (AQF 8) - Chartered Accountants Australia & New Zealand ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Luke Tighe | 1990 | 1986 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Swinburne Institute of Technology ~ 1990 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Swinburne Institute of Technology ~ 1995 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 1997 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark John Lindsay | 2005 | 2005 - Accredited Derivatives Adviser Level 2 - - Tribeca Learning ~ 2013 - Advanced Diploma of Financial Planning - - Monarch Institute ~ 2017 - Graduate Diploma of Applied Finance - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Lester Cabusi | 2010 | 2001 - Bachelor of Business (Finance and Accounting) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 2005 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Mark Soliman | 2007 | 2007 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2015 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2018 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Briese | 1999 | 1998 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2007 - ASX Accredited Derivatives Adviser Level 1 & 2 - Other - Tribeca ~ 2014 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Matthew Grant Pattison | 2018 | 2006 - Bachelor of Agricultural Science (Economics) - - The University of Melbourne ~ 2015 - Professional Diploma in Stockbroking - - Deakin University ~ 2016 - Graduate Certificate of Applied Finance - - Macquarie University |
| Matthew John King | 0 | 2019 - Bachelor of Finance (Capital Markets) - Bachelor Degree (AQF 7) - Australian National University ~ 2022 - Foreign Exchange Accreditation Program - Other - SIAA ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Melinda Anne Harrison | 2008 | 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2009 - Bachelor Degree - Accounting - - Central Queensland University ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Browne | 2003 | 1999 - Bachelor Degree - Commerce - - Bond University ~ 2000 - Masters Degree - Information Technology - - Bond University ~ 2016 - Accredited Derivatives Adviser Level 1 & 2 - Other - Stockbrokers and Financial Advisers Association Limited ~ 2019 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited |
| Michael Kendall | 1996 | 1987 - Bachelor Degree - Economics - - Monash University ~ 1990 - Chartered Accountants Program - Professional Designations - Chartered Accountants Australia & New Zealand ~ 1996 - Masters Degree - MBA - - Melbourne Business School |
| Michael Laba | 2001 | 2001 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Michael Miller | 2018 | 1987 - Bachelor of Arts - - The University of Sydney ~ 1991 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd |
| Michelle Bock | 2009 | 2007 - Bachelor Degree - Business - - University of Western Sydney ~ 2008 - Diploma - Financial Planning - - Pinnacle Financial Services ~ 2010 - Diploma - Financial Planning - - Kaplan ~ 2015 - Certified Financial Planner - - Financial Planning Association of Australia (FPA) |
| Mila Sobolevsky | 2007 | 2003 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2008 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - FINSIA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Natasha Sibarani | 2018 | 2007 - Bachelor of Arts, Indonesian major - - Deakin University ~ 2007 - Bachelor of Commerce - - Deakin University ~ 2013 - Diploma of Financial Planning - - GWM Adviser Services ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nathan Mccracken | 2013 | 2011 - Bachelor Degree - Commerce - - Curtin University |
| Neil David Funnekotter | 0 | 2017 - Bachelor of Paramedical Science - Bachelor Degree (AQF 7) - ECU ~ 2018 - Bachelor of Banking & Finance - Bachelor Degree (AQF 7) - Murdoch University ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Nicholas Bayne | 2007 | 2003 - Bachelor Degree - Commerce - - LaTrobe University ~ 2008 - Masters Degree - Applied Finance - - Monash University ~ 2018 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers and Financial Advisers Association Limited |
| Nicholas Costello | 2009 | 2007 - Bachelor Degree - Commerce - - University of Adelaide ~ 2014 - CFA Charterholder - - CFA Institute ~ 2023 - Ethics and Professionlism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicholas Evans | 2005 | 1983 - Bachelor Degree - Economics - - University of Sydney ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicholas Piazza | 2002 | 1999 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Adelaide ~ 2002 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Nicole Price | 2000 | 1997 - Bachelor of Commerce (Banking and Finance) - Bachelor Degree (AQF 7) - University of Canberra ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2006 - Master of Commerce (Financial Planning) - Masters Degree (AQF 9) - Western Sydney University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Patrick Albert | 2009 | 2009 - Core 1 Securities & Managed Investments Accreditation Program - - Deakin Prime ~ 2009 - Professional Standards Accreditation Program - - Deakin Prime ~ 2009 - SDIA Derivatives Accreditation Program - - Deakin Prime ~ 2009 - Tier 1 Compliance Program Superannuation - - RMIT University ~ 2014 - Foreign Exchange Accreditation Program - - Deakin Prime |
| Paul Bennett | 2005 | 1995 - Bachelor Degree - Commerce - - Deakin University ~ 2002 - Graduate Diploma - Applied Finance and Investment - - Securities Institute of Australia ~ 2008 - Accredited Derivatives Adviser Level 1 & 2 - Other - Australian Securities Exchange ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Paul Williams | 2012 | 2006 - Bachelor Degree - Business - - LaTrobe University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association |
| Peter Iwaniw | 2010 | 2008 - Bachelor of Commerce (Corporate Finance) - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2011 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional ~ 2018 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers and Financial Advisers Association Limited |
| Peter Mctiernan | 2012 | 2008 - Bachelor Degree - Commerce - - Melbourne University ~ 2013 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Peter Purcell | 1998 | 1997 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - RMIT University ~ 1999 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 2019 - Foreign Exchange Accreditation - Other - SAFAA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Philip Phung | 2015 | 2012 - Bachelor Degree - Finance - - The Australian National University ~ 2014 - Diploma - Financial Planning - - Kaplan ~ 2015 - Accredited Derivatives Adviser Level One - - Stockbrokers Association of Australia |
| Pollianna Harkness | 2001 | 1996 - Bachelor of Economics - Bachelor Degree (AQF 7) - Monash University ~ 1996 - Bachelor of Laws - Bachelor Degree (AQF 7) - Monash University ~ 1998 - Chartered Accountant program - - Institute of Chartered Accountants in Australia |
| Rachael Jane Deane | 2011 | 1993 - Associate Diploma of Business - Other - Ipswich College of TAFE ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - FINSIA ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Randall March | 1997 | 1995 - Bachelor of Management (Marketing) - Bachelor Degree (AQF 7) - University of South Australia ~ 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2021 - Ethics for Financial Services - Bridging Course - Ethics - Deakin University ~ 2022 - Family Business Australia Accredited Advisor - Other - Family Business Australia |
| Renata Das | 2012 | 2013 - Masters Degree - Applied Finance - - Macquarie University ~ 2015 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers Association of Australia ~ 2020 - Ethics for Financial Services (Intensive) - Bridging Course - Ethics - Deakin Business School |
| Richard Dutton | 2012 | 2007 - Bachelor Degree - Commerce - - Melbourne University ~ 2012 - Masters Degree - Applied Finance - - Monash University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Richard Sinclair | 1985 | 2018 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers and Financial Advisers Association Limited |
| Robert Hubbard | 2013 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2008 - Graduate Diploma in Applied Finance and Investment (Historical SIA/FINSIA) - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Ltd ~ 2009 - Master of Applied Finance - Masters Degree (AQF 9) - Kaplan Higher Education Pty Ltd ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education Pty Ltd |
| Roderick Bridger | 2005 | 1003 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Ballarat ~ 1996 - CPA Program - Professional Designations - CPA Australia ~ 2003 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Rohit Sood | 2015 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Pinnacle ~ 2015 - Master of Accounting (Professional) - Masters Degree (AQF 9) - Macquarie University ~ 2019 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Russell Treloar | 2004 | 1999 - Bachelor of Arts - Bachelor Degree (AQF 7) - The Australian National Unviesity ~ 2000 - Bachelor of Economics - Bachelor Degree (AQF 7) - The Australian National University ~ 2004 - Graduate Diploma of Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute ~ 2018 - Foreign Exchange Accreditation Program - Other - SAFAA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Ryan Shepherd | 2001 | 1996 - Bachelor of Business (Economics and Finance) - Bachelor Degree (AQF 7) - Edith Cowan University ~ 1997 - Diploma of Business Programming - Diploma (AQF 5) - Computer Power Training Institute ~ 2001 - Certificate III in Property Services - Certificate (AQF 1-4) - The Real Estate Institute of Western Australia ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Samuel Thomas Lees | 2016 | 2012 - Bachelor of Commerce (Commercial Law, Finance and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Sarah Jane Maccallum | 2001 | 1998 - Bachelor of Commerce - - University of Melbourne ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Scott Allison | 2018 | 2015 - Bachelor Of Commerce (Finance and Economics) - - Curtin University |
| Shane Miller | 2013 | 2009 - Bachelor of Commerce (Finance, Marketing, Financial Planning & E-Business) - Bachelor Honours Degree (AQF 8) - Deakin University ~ 2015 - Accredited Derivatives Adviser Level 1 & 2 - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Stephanie Bennett | 2018 | 2008 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2014 - RG146 - - Stockbrokers and Financial Advisers Association - DeakinCo. ~ 2018 - Foreign Exchange Accreditation Program - - Stockbrokers and Financial Advisers Association - DeakinCo. ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Steve Sterritt | 2006 | 2002 - Bachelor Degree - Bachelor of Business - - University of Technology, Sydney ~ 2008 - CFA Charter Holder - - CFA Institute |
| Steven Mitchell | 2017 | 2010 - Bachelor of Commerce - - La Trobe University |
| Stuart Cain | 1994 | 1988 - Bachelor of Economics - Bachelor Degree (AQF 7) - Macquarie University ~ 1999 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Financial Planning Association ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Finacial Advisers Association Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Suzy Nguyen | 2008 | 2001 - Bachelor of Business (Banking and Finance) - Bachelor Degree (AQF 7) - Monash University ~ 2008 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - ThreeSixty ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Tanella Lane | 2014 | 1999 - Bachelor Degree - Business - - RMIT/ Cornell University ~ 2009 - Diploma - Financial Services - - Kaplan ~ 2013 - SMSF Specialist Course - - University of Adelaide ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2018 - Foreign Exchange RG146.149 - - Stockbrokers And Financial Advisers Association Limited |
| Thivanka Abeygunawardene | 2018 | 2010 - Bachelor of Commerce (Accounting, Finance, Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Graduate Certificate in Commerce - Graduate Certificate (AQF 8) - The University of Sydney ~ 2020 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2021 - Foreign Exchange Accreditation Program - Other - SIAA |
| Thomas Bellomo | 2010 | 2005 - Bachelor Degree - Commerce - - Deakin University ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Thomas Fry | 2001 | 1992 - Diploma - Law (SAB) - - University of Sydney |
| Thomas Goode | 2008 | 2004 - Bachelor Degree - Business - - RMIT University ~ 2008 - Master of Applied Finance and Investment - Masters Degree (AQF 9) - FINSIA ~ 2018 - Professional Diploma in Stockbroking - Diploma (AQF 5) - Stockbrokers and Financial Advisers Association Limited |
| Thomas Hayward | 1982 | 1979 - Bachelor Degree - Bachelor of Business Studies - - Prahran CAE, Prahran, Victoria ~ 1985 - Masters Degree - Commerce - - University of New South Wales ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association ~ 2022 - Ethics for Financial Services - Bridging Course - Ethics - Deakin Business School |
| Thomas Huxtable | 2010 | 2007 - Bachelor of Commerce (Accounting) - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2019 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Thomas James Schumacher | 0 | 2018 - Bachelor of Commerce (Corporate Finance) - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2019 - Bachelor of Laws - Bachelor Degree (AQF 7) - The University of Adelaide ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Thomas Matthew Chrystie | 2017 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Australian Catholic University ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Thuong Hoang | 2018 | 2009 - Bachelor of Economics - Bachelor Degree (AQF 7) - La Trobe University ~ 2018 - Accredited Derivatives Level 1 & 2 - Other - SIAA ~ 2019 - Foreign Exchange Accreditation Program - Other - SIAA ~ 2019 - Tax for Financial Advising - Other - Kaplan Professional ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Timothy Edward Dartnell | 2022 | 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Melbourne ~ 2021 - Foreign Exchange Accredited Course - Other - SAFAA ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Deakin University ~ 2022 - Margin Lending Accreditation Program - Other - Stockbrokers and Investment Advisers Association |
| Timothy Monteleone | 2014 | 2011 - Bachelor Degree - Commerce - - University of Western Australia ~ 2011 - Bachelor Degree - Economics - - University of Western Australia ~ 2015 - Certificate - Accredited Derivatives Adviser - - Kaplan ~ 2016 - Diploma of Financial Planning - - Kaplan Professional |
| Travis Allan Davis | 2000 | 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia ~ 2008 - Certified Financial Planner - Professional Designations - Financial Planning Association of Australia ~ 2016 - Chartered Financial Analyst - Professional Designations - CFA Institute ~ 2017 - Accredited Derivatives Adviser Level 1 & 2 - Other - Stockbrokers Association of Australia ~ 2018 - Foereign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Assocation Limited ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Vasiliki Chronopoulos | 2010 | 2006 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - Macquarie University ~ 2014 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Wendy Whelan | 2000 | 1992 - Bachelor Degree - Commerce - - Deakin University ~ 2001 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - The Securities institute of Australia ~ 2018 - Foreign Exchange Accreditation Program - Other - Stockbrokers and Financial Advisers Association Limited ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| William Wilson | 0 | 2018 - Bachelor of Business Management - Bachelor Degree (AQF 7) - The University of Queensland ~ 2018 - Bachelor of Commerce - Bachelor Degree (AQF 7) - The University of Queensland ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |