Jbwere ltd

AFS License Number
341162
Name
Jbwere ltd
ABN/ACN/ARBN
68137978360
Licensee issued
Oct. 29, 2009
Address
Melbourne, 3000, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
interests in managed investment schemes including:
investor directed portfolio services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate investor directed portfolio services (each of which is referred to as the IDPS); and
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Adam Blennerhassett 1998 Bachelor Degree - Business - Swinburne University ~ Graduate Diploma - Financial Planning - FINSIA
 Adam Payne 2014 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor Degree - Applied Science - University of Technology, Sydney ~ Diploma - Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma - Management - Macquarie Graduate School of Management
 Adam Shanahan 2003 Accredited Derivatives Adviser - Level 2 - Tribeca ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Swinburne University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association Limited
 Adrian Hannebery 2004 Advanced Diploma - Financial Planning - Kaplan ~ Diploma - Financial Planning - RMIT Colleage of Business
 Alan Myatt 2013 Bachelor of Information Technology - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange - Kaplan ~ Graduate Diploma of Financial Planning - FINSIA/Securities Institute ~ Margin Lending and Geared Investments - Kaplan
 Alexander Suvoltos 2008 Bachelor of Commerce - The University of Melbourne ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association Limited ~ Graduate Certificate of Applied Finance and Investment - FINSIA ~ Graduate Diploma of Applied Finance - Kaplan Professional
 Alexandra Crogan 2008 Bachelor Degree - Economics (Social Sciences) - University of Sydney ~ Graduate Diploma - Securities and Investment Dip - Chartered Institute for Securities and Investment
 Alexandra Giomataris 2018 Bachelor of Business - University of Tasmania ~ RG146 Securities and Managed Investments - Stockbrokers Association of Australia ~ SMSFA Education Accreditation - University of Adelaide
 Alistair Mcdill 2012 Bachelor Degree - Commerce - Melbourne University ~ Diploma - Financial Planning - Kaplan ~ FASEA Bridging Courses - Kaplan Professional
 Amanda Kitanovski 2015 Bachelor Of Economics - La Trobe University ~ RG146 Accreditation (Securities & Managed Investments) - Stockbrokers Association of Australia - Deakin Prime
 Amity Mellers 2011 Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional ~ Bachelor of Commerce - University of Tasmania ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Andrew Bullard 2014 Bachelor Degree - Commerce - Deakin University ~ Diploma - Financial Planning - Kaplan
 Andrew James Mathis 2017 Bachelor of Commerce - Majors in Accounting and Finance - The Australian National University ~ Graduate Diploma of Applied Finance - Major in Financial Planning - Kaplan Professional
 Angela Koch 2004 Bachelor Degree - Communications - University of Canberra ~ Certificate - Finance for Directors - Australian Institute of Company Directors ~ Certificate - Governance for Directors - Australian Institute of Company Directors ~ Certificate - Strategy and Risk for Director - Australian Institute of Company Directors ~ Graduate Diploma - Applied Finance - FINSIA
 Angela Manning 1998 Bachelor of Business (Accounting/Information Systems) - Federation University ~ Diploma of Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Anh TA 2018 Bachelor of Commerce - University of Melbourne ~ Master of Applied Finance - Monash University
 Anthony Joseph Leto 2018 Bachelor of Commerce and Bachelor of Laws - Western Sydney University ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Certificate of Finance - Macquarie University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Anthony Vincent Bruce Hayes 2002 Bachelor Degree - Communications - University of Western Sydney ~ Diploma - Financial Planning - Deakin University
 Ashley Salter 2004 Bachelor of Commerce (Economics) - Monash University ~ Ethics for Financial Services - Deakin Business School ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute
 Beau Roberts 2011 Bachelor Degree - Economics - University of Sydney ~ Diploma - Stockbroking - Kaplan
 Ben Antonio 2007 ASX Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional ~ Bachelor of Finance - La Trobe University ~ Chartered Tax Adviser - The Tax Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional
 Ben Mcgrath 1994 Bachelor of Commerce - The University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Benjamin Jeffs 2009 Bachelor of Business - LaTrobe University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia
 Benjamin Mcpherson 2016 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of Western Australia ~ Bachelor of Economics - The University of Western Australia ~ Foreign Exchange Accreditation Program - SAFAA ~ Master of Financial Planning - Griffith University
 Benjamin Watt 2018 Bachelor of Business - University of Technology, Sydney ~ Graduate Diploma of Financial Planning - Kaplan Higher Education Pty Ltd ~ RG146 Core 1 - Securities and Managed Investments Accreditation - Stockbrokers and Financial Advisers Association Limited
 Brian Jones 1998 Bachelor Degree - Applied Science - University of Sydney ~ Graduate Diploma - Applied Finance - University of New South Wales
 Byron BO Zhang 2011 Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Caitlin Laffey 2014 Bachelor of Commerce (Economics and Finance) - University of Otago ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Cameron Alcock 2011 Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Commerce (Business Law, Management) - Monash University ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Cameron Bridger 2000 Bachelor of Commerce - Federation University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Cameron Laird 2004 Bachelor of Business Administration - Macquarie University ~ Certified Financial Planner - Financial Planning Association ~ Ethics for Financial Services - Deakin Business School ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma of Financial Planning - FINSIA
 Cameron Park 2004 Bachelor Degree - Economics & Finance - RMIT University ~ Graduate Diploma - Applied Finance & Investment - Securities Institute of Australia
 Cameron Phillips 2018 Bachelor of Commerce, Finance Major - The Australian National University ~ Core 1 Securities & Managed Investments - Stockbrokers and Financial Advisers Association
 Casey Ratcliffe 2011 Bachelor of Arts - Deakin University ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Investment Banking Institute ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Catherine Ann Wong Doo 1997 Bachelor of Commerce (Finance and Marketing) - The University of New South Wales ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Postgraduate Diploma in Management - Macquarie University
 Catherine Happ 1996 Bachelor Degree - Business - University of South Australia
 Chris Jensen 1998 Bachelor Degree - Commerce - Melbourne University ~ Diploma - International Business Studies - Copnehagen University
 Chris O'connor 2004 Bachelor of Commerce - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Chris Price 2014 Bachelor Degree - Business (Accounting) - Swinburne University
 Christian Mark Burke 2017 Bachelor of Commerce - University of Southern Queensland
 Christine Magnano 2005 Bachelor of Business - La Trobe University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Program - SAFAA ~ Graduate Diploma in Financial Planning - RMIT
 Christopher Barkla 2009 Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - FINSIA
 Christopher Hindmarsh 1998 Bachelor Degree - Applied Science - University of New South Wales ~ Diploma - Associate Diploma in Financial Management - New York University School Of Continuing Education ~ Masters Degree - MBA - Macquarie Graduate School Of Education
 Christopher Voigt 1987 Bachelor Degree - Economics - Monash University
 Claudio Anthony Donato 2014 Bachelor of Business / Bachelor of Arts - Swinburne University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Clint Rippon 2006 Bachelor of Business (Accounting and Commercial Law) - Victoria University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Master of Business (Accounting) - Victoria University
 Craig Nicholls 2006 Bachelor Degree (Hons) - Law - University of Canberra ~ Bachelor Degree - Banking & Finance - University of Canberra ~ Graduate Diploma - Legal Practice - Australian National University
 Curtis George Reid 2001 Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Damian Moran 2004 Bachelor of Business (International Trade) - Victoria University ~ Ethics and Professional in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA
 Damian Peter Robinson 1993 ASX Responsible Executive - Broker Exam - Securities Institute ~ Accredited Derivatives Adviser Level 1 & 2 - Australian Stock Exchange ~ Bachelor of Business (Banking & Finance) - Monash University ~ Ethics & Professionalism - Kaplan ~ Professional Diploma in Stockbroking - DeakinPrime
 Dana Djajaputra 2011 Adv Diploma of Financial Planning - Kaplan ~ Bachelor of Arts - University of NSW
 David Liddle 2002 Bachelor of Business (Accounting) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia
 David Miller 2004 Bachelor of Economics - The Australian National University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 David Richardson 1998 Accredited Derivatives Adviser Level Two - Tribeca ~ Bachelor Degree - Business - RMIT University ~ Certificate - Financial Planning - Financial Planning Association of Australia ~ Chartered Accountant (CA) - Institute of Chartered Accountants ~ Graduate Diploma - Applied Finance - Securities Institute
 David Sartor 1998 Bachelor Degree - Business - Queensland University of Technology ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant (CA) - Institute of Chartered Accountants
 David Wallace 2008 Bachelor Degree - Economics - UWA ~ Ethics & Professionalism - Kaplan ~ Graduate Diploma - Financial Planning - FINSIA
 Dean Nathan Watson 1998 Diploma - Financial Planning - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Dennis Navan 1999 Bachelor of Commerce - The University of New South Wales ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics for Financial Services - Deakin Business School
 Deon Cavarra 2013 Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Kaplan
 Ditte Galloway 1999 Bachelor Degree - Commerce - Macquarie University
 Donna Gulbin 1999 Bachelor Degree - Business - Australian Catholic University ~ Graduate Diploma - Applied Finance and Investment - FINSIA
 Dorian Bontempelli 1998 Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Eddie Dassie 2016 Bachelor of Business - Edith Cowan University ~ Master of Applied Finance - University of Queensland
 Edward Campbell 2014 Bachelor Degree - Business - Macquarie University ~ Masters Degree - Commerce - University of Sydney
 Elizabeth June O'connor 0 Bachelor of Liberal Arts and Science - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Elizabeth Mary Watson 2013 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Evelyn Yong 2011 Bachelor Degree - Bachelor of Science - Monash University ~ Certificate - SMSF - University of Adelaide ~ Masters Degree - International Business - Monash University
 Fiona Archer 1999 Bachelor Degree - Business Studies - Swinburne University
 Franchesca Nkiruka Hurst 2013 Advanced Diploma of Financial Advice - Mentor Education ~ Bachelor of Commerce (Economics and Finance) - Curtin University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Tax for Financial Advising - Kaplan Professional
 Gabrielle Rose Wood 2003 Advanced Diploma of Financial Services (Financial Planning) - Financial Planning Association ~ Bachelor of Business (Applied Finance) - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Gerard O'connor 1997 Bachelor of Economics - Macquarie University ~ Certified Financial Planner - Financial Planning Association ~ Ethics for Financial Services - Deakin Business School ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Glenn Pirrit 2005 Bachelor of Business (Finance) - Edith Cowan University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Grant Cashin 1987 Bachelor of Economics - Monash University ~ Diploma of Financial Markets - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA
 Hamish Lindeman 1996 Bachelor Degree - Business - Deakin University ~ Graduate Diploma - Applied Finance and Investment - Securities Institute of Australia
 Harrison Bryant 2018 Bachelor of Laws/Bachelor of Commerce - Australian National University
 Harry Soward 0 Bachelor of Business and Commerce - Western Sydney University ~ Graudate Diploma of Financial Planning - Kaplan Professional ~ Master of Finance - University of Technology Sydney
 Heather Saunders 2013 Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty Adviser Campus ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Ian Southwood 1989 Bachelor Degree - Economics - Flinders University ~ Diploma - Financial Planning - Securities Institute ~ Graduate Diploma - Securities Institute - Securities Institute of Australia
 Jacinda Anne Dixon 2003 Bachelor of Arts and Bachelor of Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA ~ Master of Tax - The University of Melbourne
 Jack Connor Mccambley 0 Bachelor of Commerce (Accounting and Finance) - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Jackie Tsai 2018 Bachelor of Commerce (Accounting and Finance) - University of Auckland
 Jacob Bierhuizen 2018 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of Queensland ~ Bachelor of Laws - The University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 James Charles Stewart Williams 2008 Bachelor of Commerce - Australian National University
 James Dempsey 2011 Bachelor Degree - Commerce - Murdoch University
 James Heritage 2008 Bachelor Degree - Commerce - Melbourne University
 James Hufton 1995 Bachelor of Commerce - University of Tasmania ~ Certified Financial Planner - Financial Planning Association ~ Chartered Accountant (CA) Program - The Institute of Chartered Accountants in Australia ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 James Lefebvre 2008 Bachelor Degree - Business - University of Louisiana - Monroe
 James Peter Alexander 2012 Bachelor of Economics - The University of Queensland ~ RG146 - 910 Generic Knowledge - Kaplan Professional Education ~ RG146 - 923 Securities & Skills - Kaplan Professional Education ~ RG146 - Managed Investments - Kaplan Professional Education
 James Robb 2004 CPA Program - CPA Australia ~ Chartered Financial Analyst - CFA Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Securities Institute of Australia
 James Wilson Pritchard 2023 Bachelor of Applied Finance - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ Foreign Exchange Accreditation - Stockbrokers & Investment Advisers Association
 Jane Allingham 2007 Bachelor Degree - Media & Communications - University of Sydney
 Jason Cowlishaw 2003 Bachelor Degree - Business - Swinburne University
 Jason Farrow 1996 Bachelor Degree - Commerce - Murdoch University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant (CA) - Australian Institute of Chartered Accountants
 Jason Frederick Stout 1998 Bachelor of Commerce - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Securities Institute
 John Dixon 2001 Bachelor Degree - Law - Australian National University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - Financial Planning - Financial Planning Association of Australia ~ Ethics & Professionalism - Kaplan
 John Jamieson 2004 Bachelor of Business (Accounting) - The New South Wales Institute of Technology ~ Diploma of Financial Markets - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Jonathan Mcgrath 2009 Bachelor Degree - Commerce - Australian National University ~ Graduate Diploma - Financial Planning - Kaplan
 Justin Quinn 2008 Grad Cert: Finance - Griffith Uni ~ RG146 - Securities and Managed Investments - Kaplan Professional Education
 Kale Wren 2018 Bachelor of Business, Major in Economics and Finance - RMIT Univesity ~ Tier 1 Generic Knowledge - Kaplan ~ Tier 1 Securities and Managed Investments - General Advice - Kaplan ~ Tier 1 Securities and Managed Investments - Skills Only - Kaplan
 Keiran Leigh Faulkner 2004 Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Applied Economics - University of Canberra ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation - Stockbrokers and Investment Advisers Association
 Kevin Boyle 2011 Bachelor Degree - Commerce - Bond University
 Kiera Jayde Kubacki 2024 Bachelor of Commerce (Economics & Finance) - University of Melbourne ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Kirsty Darnley 2005 Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ CFP - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association Limited
 Louise Jane Henderson 2016 Bachelor of Business - Queensland University of Technology ~ RG146 - Stockbrokers Association of Australia
 Lucy Warner 2006 ASX Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Luke Branagan 2018 Bachelor of Arts, Major in Social Science - University of New South Wales (UNSW) ~ Core 1 Securities and Managed Investments Accreditation Program - DeakinPrime and Stockbrokers Association of Australia ~ Graduate Certificate in Social Impact - University of New South Wales (UNSW) ~ Graduate of the Australian Institute of Company Directors - Australian Institute of Company Directors
 Luke Tighe 1990 Bachelor of Business (Accounting) - Swinburne Institute of Technology ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Accounting - Swinburne Institute of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute
 Magdalena Saccoccio 2008 Bachelor of Business (Management) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA
 Mark John Lindsay 2005 Accredited Derivatives Adviser Level 2 - Tribeca Learning ~ Advanced Diploma of Financial Planning - Monarch Institute ~ Ethics & Professionalism - Kaplan ~ Graduate Certificate of Applied Finance - FINSIA ~ Master of Applied Finance & Investment - Kaplan
 Mark Lester Cabusi 2010 Bachelor of Business (Finance and Accounting) - Edith Cowan University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute
 Mark Soliman 2007 Bachelor of Business (Economics and Finance) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA
 Matthew Briese 1999 ASX Accredited Derivatives Adviser Level 1 & 2 - Tribeca ~ Bachelor of Economics - University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Matthew Grant Pattison 2018 Bachelor of Agricultural Science (Economics) - The University of Melbourne ~ Graduate Certificate of Applied Finance - Macquarie University ~ Professional Diploma in Stockbroking - Deakin University
 Matthew John King 0 Bachelor of Finance (Capital Markets) - Australian National University ~ Foreign Exchange Accreditation Program - SIAA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Melinda Anne Harrison 2008 Bachelor Degree - Accounting - Central Queensland University ~ Ethics & Professionalism - Kaplan ~ Graduate Diploma - Financial Planning - Financial Services Institute of Australasia
 Michael Browne 2003 Bachelor Degree - Commerce - Bond University ~ Masters Degree - Information Technology - Bond University
 Michael Hogg 1988 Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Michael Kendall 1996 Bachelor Degree - Economics - Monash University ~ Masters Degree - MBA - Melbourne Business School
 Michael Laba 2001 Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Michael Miller 2018 Bachelor of Arts - The University of Sydney ~ Diploma of Financial Markets - Securities Institute of Australia
 Michelle Bock 2009 Bachelor Degree - Business - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma - Financial Planning - Kaplan ~ Diploma - Financial Planning - Pinnacle Financial Services
 Mila Sobolevsky 2007 Bachelor of Commerce (Finance) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA
 Natasha Sibarani 2018 Bachelor of Arts, Indonesian major - Deakin University ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - GWM Adviser Services
 Nathan Mccracken 2013 Bachelor Degree - Commerce - Curtin University
 Neil David Funnekotter 0 Bachelor of Banking & Finance - Murdoch University ~ Bachelor of Paramedical Science - ECU ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Nicholas Bayne 2007 Bachelor Degree - Commerce - LaTrobe University ~ Masters Degree - Applied Finance - Monash University
 Nicholas Costello 2009 Bachelor Degree - Commerce - University of Adelaide ~ CFA Charterholder - CFA Institute ~ Ethics & Professionalism in Financial Advice - Kaplan Professional
 Nicholas Evans 2005 Bachelor Degree - Economics - University of Sydney ~ Graduate Diploma - Company Directorship - Australian Institute of Company Directors
 Nicholas Piazza 2002 Bachelor of Economics - University of Adelaide ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia
 Nicole Price 2000 Bachelor of Commerce (Banking and Finance) - University of Canberra ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce (Financial Planning) - Western Sydney University
 Patrick Albert 2009 Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime ~ Foreign Exchange Accreditation Program - Deakin Prime ~ Professional Standards Accreditation Program - Deakin Prime ~ SDIA Derivatives Accreditation Program - Deakin Prime ~ Tier 1 Compliance Program Superannuation - RMIT University
 Paul Bennett 2005 Bachelor Degree - Commerce - Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma - Applied Finance and Investment - Securities Institute of Australia
 Paul Williams 2012 Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Business - LaTrobe University
 Peter Iwaniw 2010 Bachelor Degree - Commerce - University of South Australia
 Peter Mctiernan 2012 Bachelor Degree - Commerce - Melbourne University
 Peter Purcell 1998 Bachelor of Business (Economics and Finance) - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Philip Phung 2015 Accredited Derivatives Adviser Level One - Stockbrokers Association of Australia ~ Bachelor Degree - Finance - The Australian National University ~ Diploma - Financial Planning - Kaplan
 Pollianna Harkness 2001 Bachelor Degree - BEc - Monash University ~ Chartered Accountant program - Institute of Chartered Accountants in Australia ~ Graduate Diploma - Financial Planning - Deaking University
 Rachael Jane Deane 2011 Associate Diploma of Business - Ipswich College of TAFE ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Randall March 1997 Bachelor of Management (Marketing) - University of South Australia ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics for Financial Services - Deakin University ~ Family Business Australia Accredited Advisor - Family Business Australia
 Renata Das 2012 Masters Degree - Applied Finance - Macquarie University
 Richard Dutton 2012 Bachelor Degree - Commerce - Melbourne University ~ Masters Degree - Applied Finance - Monash University
 Richard Sinclair 1985 RG146 - Securities and Managed Investments - Securities and Derivitaves Industry Assoc (SDIA)
 Robert Hubbard 2013 Masters Degree - Applied Finance - FINSIA
 Roderick Bridger 2005 Bachelor of Business - University of Ballarat ~ CPA Program - CPA Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association Limited ~ Graduate Diploma of Applied Finance and Investment - Securities Institute
 Russell Treloar 2004 Bachelor of Arts - The Australian National Unviesity ~ Bachelor of Economics - The Australian National University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute
 Ryan Shepherd 2001 Bachelor of Business (Economics and Finance) - Edith Cowan University ~ Certificate III in Property Services - The Real Estate Institute of Western Australia ~ Diploma of Business Programming - Computer Power Training Institute ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Samuel Thomas Lees 2016 Bachelor of Commerce (Commercial Law, Finance and Financial Planning) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Sarah Alvares 2007 Advanced Diploma in Financial Services (Financial Planning) - ThreeSixty ~ Bachelor of Arts & Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Sarah Jane Maccallum 2001 Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia
 Scott Allison 2018 Bachelor Of Commerce (Finance and Economics) - Curtin University
 Shane Miller 2013 Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional ~ Bachelor of Commerce (Finance, Marketing, Financial Planning & E-Business) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Simon Richard Talbot 2003 Bachelor of Economics - The University of Adelaide ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA
 Stephanie Bennett 2018 Bachelor of Commerce (Finance) - Monash University ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association - DeakinCo. ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146 - Stockbrokers and Financial Advisers Association - DeakinCo.
 Steve Sterritt 2006 Bachelor Degree - Bachelor of Business - University of Technology, Sydney ~ CFA Charter Holder - CFA Institute
 Steven Mitchell 2017 Bachelor of Commerce - La Trobe University
 Stuart Cain 1994 Advanced Diploma of Financial Planning - Financial Planning Association ~ Bachelor of Economics - Macquarie University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Finacial Advisers Association Limited
 Suzy Nguyen 2008 Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - Monash University ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Tanella Lane 2014 Advanced Diploma of Financial Planning - Kaplan ~ Bachelor Degree - Business - RMIT/ Cornell University ~ Diploma - Financial Services - Kaplan ~ Foreign Exchange RG146.149 - Stockbrokers And Financial Advisers Association Limited ~ SMSF Specialist Course - University of Adelaide
 Thivanka Abeygunawardene 2018 Bachelor of Commerce (Accounting, Finance and Financial Planning) - Deakin University ~ Graduate Certificate in Commerce - The University of Sydney ~ Master of Financial Planning - Deakin University
 Thomas Bellomo 2010 Bachelor Degree - Commerce - Deakin University ~ Diploma - Financial Services - FINSIA ~ Graduate Certificate - Applied FInance - FINSIA
 Thomas Fry 2001 Diploma - Law (SAB) - University of Sydney
 Thomas Goode 2008 Bachelor Degree - Business - RMIT University ~ Masters Degree - Business - FINSIA
 Thomas Hayward 1982 Bachelor Degree - Bachelor of Business Studies - Prahran CAE, Prahran, Victoria ~ Masters Degree - Commerce - University of New South Wales
 Thomas Huxtable 2010 Bachelor of Commerce (Accounting) - The University of Adelaide ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Thomas Matthew Chrystie 2017 Bachelor of Commerce - Australian Catholic University ~ Graduate Diploma of Financial Planning - Kaplan Professional
 Thuong Hoang 2018 Bachelor of Economics - La Trobe University
 Timothy Edward Dartnell 2022 Bachelor of Commerce - University of Melbourne ~ Foreign Exchange Accredited Course - SAFAA ~ Graduate Diploma of Financial Planning - Deakin University ~ Margin Lending Accreditation Program - Stockbrokers and Investment Advisers Association
 Timothy Monteleone 2014 Bachelor Degree - Commerce - University of Western Australia ~ Bachelor Degree - Economics - University of Western Australia ~ Certificate - Accredited Derivatives Adviser - Kaplan ~ Diploma of Financial Planning - Kaplan Professional
 Travis Allan Davis 2000 ADA 2 - SAFAA ~ Advanced Diploma - Financial Planning - Deakin University ~ CFP - Financial Planning Association of Australia ~ FX RG146 - SAFAA
 Vasiliki Chronopoulos 2010 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business Administration - Macquarie University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional
 Wendy Whelan 2000 Bachelor Degree - Commerce - Deakin University ~ Graduate Diploma - Financial Planning - FINSIA
 William Wilson 0 Bachelor of Business Management - The University of Queensland ~ Bachelor of Commerce - The University of Queensland ~ Graduate Diploma of Financial Planning - Kaplan Professional