This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
interests in managed investment schemes including:
investor directed portfolio services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products limited to:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
provide the following custodial or depository services:
operate investor directed portfolio services (each of which is referred to as the IDPS); and
operate custodial or depository services other than investor directed portfolio services;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Adam Blennerhassett | 1998 | Bachelor Degree - Business - Swinburne University ~ Graduate Diploma - Financial Planning - FINSIA |
Adam Payne | 2014 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor Degree - Applied Science - University of Technology, Sydney ~ Diploma - Financial Planning - Financial Planning Association of Australia ~ Graduate Diploma - Management - Macquarie Graduate School of Management |
Adam Shanahan | 2003 | Accredited Derivatives Adviser - Level 2 - Tribeca ~ Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business - Swinburne University of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association Limited |
Adrian Hannebery | 2004 | Advanced Diploma - Financial Planning - Kaplan ~ Diploma - Financial Planning - RMIT Colleage of Business |
Alan Myatt | 2013 | Bachelor of Information Technology - Griffith University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange - Kaplan ~ Graduate Diploma of Financial Planning - FINSIA/Securities Institute ~ Margin Lending and Geared Investments - Kaplan |
Alexander Suvoltos | 2008 | Bachelor of Commerce - The University of Melbourne ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association Limited ~ Graduate Certificate of Applied Finance and Investment - FINSIA ~ Graduate Diploma of Applied Finance - Kaplan Professional |
Alexandra Crogan | 2008 | Bachelor Degree - Economics (Social Sciences) - University of Sydney ~ Graduate Diploma - Securities and Investment Dip - Chartered Institute for Securities and Investment |
Alexandra Giomataris | 2018 | Bachelor of Business - University of Tasmania ~ RG146 Securities and Managed Investments - Stockbrokers Association of Australia ~ SMSFA Education Accreditation - University of Adelaide |
Alistair Mcdill | 2012 | Bachelor Degree - Commerce - Melbourne University ~ Diploma - Financial Planning - Kaplan ~ FASEA Bridging Courses - Kaplan Professional |
Amanda Kitanovski | 2015 | Bachelor Of Economics - La Trobe University ~ RG146 Accreditation (Securities & Managed Investments) - Stockbrokers Association of Australia - Deakin Prime |
Amity Mellers | 2011 | Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional ~ Bachelor of Commerce - University of Tasmania ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA |
Andrew Bullard | 2014 | Bachelor Degree - Commerce - Deakin University ~ Diploma - Financial Planning - Kaplan |
Andrew James Mathis | 2017 | Bachelor of Commerce - Majors in Accounting and Finance - The Australian National University ~ Graduate Diploma of Applied Finance - Major in Financial Planning - Kaplan Professional |
Angela Koch | 2004 | Bachelor Degree - Communications - University of Canberra ~ Certificate - Finance for Directors - Australian Institute of Company Directors ~ Certificate - Governance for Directors - Australian Institute of Company Directors ~ Certificate - Strategy and Risk for Director - Australian Institute of Company Directors ~ Graduate Diploma - Applied Finance - FINSIA |
Angela Manning | 1998 | Bachelor of Business (Accounting/Information Systems) - Federation University ~ Diploma of Financial Planning - FPA ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Anh TA | 2018 | Bachelor of Commerce - University of Melbourne ~ Master of Applied Finance - Monash University |
Anthony Joseph Leto | 2018 | Bachelor of Commerce and Bachelor of Laws - Western Sydney University ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Certificate of Finance - Macquarie University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Anthony Vincent Bruce Hayes | 2002 | Bachelor Degree - Communications - University of Western Sydney ~ Diploma - Financial Planning - Deakin University |
Ashley Salter | 2004 | Bachelor of Commerce (Economics) - Monash University ~ Ethics for Financial Services - Deakin Business School ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute |
Beau Roberts | 2011 | Bachelor Degree - Economics - University of Sydney ~ Diploma - Stockbroking - Kaplan |
Ben Antonio | 2007 | ASX Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional ~ Bachelor of Finance - La Trobe University ~ Chartered Tax Adviser - The Tax Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance (Financial Planning) - Kaplan Professional |
Ben Mcgrath | 1994 | Bachelor of Commerce - The University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
Benjamin Jeffs | 2009 | Bachelor of Business - LaTrobe University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ Professional Diploma in Stockbroking - Stockbrokers Association of Australia |
Benjamin Mcpherson | 2016 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of Western Australia ~ Bachelor of Economics - The University of Western Australia ~ Foreign Exchange Accreditation Program - SAFAA ~ Master of Financial Planning - Griffith University |
Benjamin Watt | 2018 | Bachelor of Business - University of Technology, Sydney ~ Graduate Diploma of Financial Planning - Kaplan Higher Education Pty Ltd ~ RG146 Core 1 - Securities and Managed Investments Accreditation - Stockbrokers and Financial Advisers Association Limited |
Brian Jones | 1998 | Bachelor Degree - Applied Science - University of Sydney ~ Graduate Diploma - Applied Finance - University of New South Wales |
Byron BO Zhang | 2011 | Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Caitlin Laffey | 2014 | Bachelor of Commerce (Economics and Finance) - University of Otago ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Cameron Alcock | 2011 | Advanced Diploma of Financial Services (Financial Planning) - Pinnacle Financial Services Academy ~ Bachelor of Commerce (Business Law, Management) - Monash University ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Cameron Bridger | 2000 | Bachelor of Commerce - Federation University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
Cameron Laird | 2004 | Bachelor of Business Administration - Macquarie University ~ Certified Financial Planner - Financial Planning Association ~ Ethics for Financial Services - Deakin Business School ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma of Financial Planning - FINSIA |
Cameron Park | 2004 | Bachelor Degree - Economics & Finance - RMIT University ~ Graduate Diploma - Applied Finance & Investment - Securities Institute of Australia |
Cameron Phillips | 2018 | Bachelor of Commerce, Finance Major - The Australian National University ~ Core 1 Securities & Managed Investments - Stockbrokers and Financial Advisers Association |
Casey Ratcliffe | 2011 | Bachelor of Arts - Deakin University ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Services (Financial Planning) - Investment Banking Institute ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Catherine Ann Wong Doo | 1997 | Bachelor of Commerce (Finance and Marketing) - The University of New South Wales ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Postgraduate Diploma in Management - Macquarie University |
Catherine Happ | 1996 | Bachelor Degree - Business - University of South Australia |
Chris Jensen | 1998 | Bachelor Degree - Commerce - Melbourne University ~ Diploma - International Business Studies - Copnehagen University |
Chris O'connor | 2004 | Bachelor of Commerce - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
Chris Price | 2014 | Bachelor Degree - Business (Accounting) - Swinburne University |
Christian Mark Burke | 2017 | Bachelor of Commerce - University of Southern Queensland |
Christine Magnano | 2005 | Bachelor of Business - La Trobe University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Program - SAFAA ~ Graduate Diploma in Financial Planning - RMIT |
Christopher Barkla | 2009 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - FINSIA |
Christopher Hindmarsh | 1998 | Bachelor Degree - Applied Science - University of New South Wales ~ Diploma - Associate Diploma in Financial Management - New York University School Of Continuing Education ~ Masters Degree - MBA - Macquarie Graduate School Of Education |
Christopher Voigt | 1987 | Bachelor Degree - Economics - Monash University |
Claudio Anthony Donato | 2014 | Bachelor of Business / Bachelor of Arts - Swinburne University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Clint Rippon | 2006 | Bachelor of Business (Accounting and Commercial Law) - Victoria University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Diploma of Applied Finance and Investment - FINSIA ~ Master of Business (Accounting) - Victoria University |
Craig Nicholls | 2006 | Bachelor Degree (Hons) - Law - University of Canberra ~ Bachelor Degree - Banking & Finance - University of Canberra ~ Graduate Diploma - Legal Practice - Australian National University |
Curtis George Reid | 2001 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
Damian Moran | 2004 | Bachelor of Business (International Trade) - Victoria University ~ Ethics and Professional in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA |
Damian Peter Robinson | 1993 | ASX Responsible Executive - Broker Exam - Securities Institute ~ Accredited Derivatives Adviser Level 1 & 2 - Australian Stock Exchange ~ Bachelor of Business (Banking & Finance) - Monash University ~ Ethics & Professionalism - Kaplan ~ Professional Diploma in Stockbroking - DeakinPrime |
Dana Djajaputra | 2011 | Adv Diploma of Financial Planning - Kaplan ~ Bachelor of Arts - University of NSW |
David Liddle | 2002 | Bachelor of Business (Accounting) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute of Australia |
David Miller | 2004 | Bachelor of Economics - The Australian National University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
David Richardson | 1998 | Accredited Derivatives Adviser Level Two - Tribeca ~ Bachelor Degree - Business - RMIT University ~ Certificate - Financial Planning - Financial Planning Association of Australia ~ Chartered Accountant (CA) - Institute of Chartered Accountants ~ Graduate Diploma - Applied Finance - Securities Institute |
David Sartor | 1998 | Bachelor Degree - Business - Queensland University of Technology ~ CFP - Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant (CA) - Institute of Chartered Accountants |
David Wallace | 2008 | Bachelor Degree - Economics - UWA ~ Ethics & Professionalism - Kaplan ~ Graduate Diploma - Financial Planning - FINSIA |
Dean Nathan Watson | 1998 | Diploma - Financial Planning - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Dennis Navan | 1999 | Bachelor of Commerce - The University of New South Wales ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics for Financial Services - Deakin Business School |
Deon Cavarra | 2013 | Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - Kaplan |
Ditte Galloway | 1999 | Bachelor Degree - Commerce - Macquarie University |
Donna Gulbin | 1999 | Bachelor Degree - Business - Australian Catholic University ~ Graduate Diploma - Applied Finance and Investment - FINSIA |
Dorian Bontempelli | 1998 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
Eddie Dassie | 2016 | Bachelor of Business - Edith Cowan University ~ Master of Applied Finance - University of Queensland |
Edward Campbell | 2014 | Bachelor Degree - Business - Macquarie University ~ Masters Degree - Commerce - University of Sydney |
Elizabeth June O'connor | 0 | Bachelor of Liberal Arts and Science - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Elizabeth Mary Watson | 2013 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Certified Financial Planner - Financial Planning Association ~ Client Engagement Skills - Kaplan Professional ~ Economic and Legal Context for Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Evelyn Yong | 2011 | Bachelor Degree - Bachelor of Science - Monash University ~ Certificate - SMSF - University of Adelaide ~ Masters Degree - International Business - Monash University |
Fiona Archer | 1999 | Bachelor Degree - Business Studies - Swinburne University |
Franchesca Nkiruka Hurst | 2013 | Advanced Diploma of Financial Advice - Mentor Education ~ Bachelor of Commerce (Economics and Finance) - Curtin University ~ Diploma of Financial Planning - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Tax for Financial Advising - Kaplan Professional |
Gabrielle Rose Wood | 2003 | Advanced Diploma of Financial Services (Financial Planning) - Financial Planning Association ~ Bachelor of Business (Applied Finance) - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Gerard O'connor | 1997 | Bachelor of Economics - Macquarie University ~ Certified Financial Planner - Financial Planning Association ~ Ethics for Financial Services - Deakin Business School ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
Glenn Pirrit | 2005 | Bachelor of Business (Finance) - Edith Cowan University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
Grant Cashin | 1987 | Bachelor of Economics - Monash University ~ Diploma of Financial Markets - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA |
Hamish Lindeman | 1996 | Bachelor Degree - Business - Deakin University ~ Graduate Diploma - Applied Finance and Investment - Securities Institute of Australia |
Harrison Bryant | 2018 | Bachelor of Laws/Bachelor of Commerce - Australian National University |
Harry Soward | 0 | Bachelor of Business and Commerce - Western Sydney University ~ Graudate Diploma of Financial Planning - Kaplan Professional ~ Master of Finance - University of Technology Sydney |
Heather Saunders | 2013 | Advanced Diploma of Financial Services (Financial Planning) - ThreeSixty Adviser Campus ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Ian Southwood | 1989 | Bachelor Degree - Economics - Flinders University ~ Diploma - Financial Planning - Securities Institute ~ Graduate Diploma - Securities Institute - Securities Institute of Australia |
Jacinda Anne Dixon | 2003 | Bachelor of Arts and Bachelor of Commerce - Monash University ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA ~ Master of Tax - The University of Melbourne |
Jack Connor Mccambley | 0 | Bachelor of Commerce (Accounting and Finance) - Deakin University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Jackie Tsai | 2018 | Bachelor of Commerce (Accounting and Finance) - University of Auckland |
Jacob Bierhuizen | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Commerce - The University of Queensland ~ Bachelor of Laws - The University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
James Charles Stewart Williams | 2008 | Bachelor of Commerce - Australian National University |
James Dempsey | 2011 | Bachelor Degree - Commerce - Murdoch University |
James Heritage | 2008 | Bachelor Degree - Commerce - Melbourne University |
James Hufton | 1995 | Bachelor of Commerce - University of Tasmania ~ Certified Financial Planner - Financial Planning Association ~ Chartered Accountant (CA) Program - The Institute of Chartered Accountants in Australia ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
James Lefebvre | 2008 | Bachelor Degree - Business - University of Louisiana - Monroe |
James Peter Alexander | 2012 | Bachelor of Economics - The University of Queensland ~ RG146 - 910 Generic Knowledge - Kaplan Professional Education ~ RG146 - 923 Securities & Skills - Kaplan Professional Education ~ RG146 - Managed Investments - Kaplan Professional Education |
James Robb | 2004 | CPA Program - CPA Australia ~ Chartered Financial Analyst - CFA Institute ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Securities Institute of Australia |
James Wilson Pritchard | 2023 | Bachelor of Applied Finance - University of South Australia ~ Bachelor of Commerce - University of South Australia ~ Foreign Exchange Accreditation - Stockbrokers & Investment Advisers Association |
Jane Allingham | 2007 | Bachelor Degree - Media & Communications - University of Sydney |
Jason Cowlishaw | 2003 | Bachelor Degree - Business - Swinburne University |
Jason Farrow | 1996 | Bachelor Degree - Commerce - Murdoch University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant (CA) - Australian Institute of Chartered Accountants |
Jason Frederick Stout | 1998 | Bachelor of Commerce - Curtin University of Technology ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Financial Planning - Securities Institute |
John Dixon | 2001 | Bachelor Degree - Law - Australian National University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma - Financial Planning - Financial Planning Association of Australia ~ Ethics & Professionalism - Kaplan |
John Jamieson | 2004 | Bachelor of Business (Accounting) - The New South Wales Institute of Technology ~ Diploma of Financial Markets - Securities Institute of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Jonathan Mcgrath | 2009 | Bachelor Degree - Commerce - Australian National University ~ Graduate Diploma - Financial Planning - Kaplan |
Justin Quinn | 2008 | Grad Cert: Finance - Griffith Uni ~ RG146 - Securities and Managed Investments - Kaplan Professional Education |
Kale Wren | 2018 | Bachelor of Business, Major in Economics and Finance - RMIT Univesity ~ Tier 1 Generic Knowledge - Kaplan ~ Tier 1 Securities and Managed Investments - General Advice - Kaplan ~ Tier 1 Securities and Managed Investments - Skills Only - Kaplan |
Keiran Leigh Faulkner | 2004 | Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Applied Economics - University of Canberra ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation - Stockbrokers and Investment Advisers Association |
Kevin Boyle | 2011 | Bachelor Degree - Commerce - Bond University |
Kiera Jayde Kubacki | 2024 | Bachelor of Commerce (Economics & Finance) - University of Melbourne ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Kirsty Darnley | 2005 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ CFP - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association Limited |
Louise Jane Henderson | 2016 | Bachelor of Business - Queensland University of Technology ~ RG146 - Stockbrokers Association of Australia |
Lucy Warner | 2006 | ASX Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional ~ Bachelor of Commerce - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA |
Luke Branagan | 2018 | Bachelor of Arts, Major in Social Science - University of New South Wales (UNSW) ~ Core 1 Securities and Managed Investments Accreditation Program - DeakinPrime and Stockbrokers Association of Australia ~ Graduate Certificate in Social Impact - University of New South Wales (UNSW) ~ Graduate of the Australian Institute of Company Directors - Australian Institute of Company Directors |
Luke Tighe | 1990 | Bachelor of Business (Accounting) - Swinburne Institute of Technology ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Accounting - Swinburne Institute of Technology ~ Graduate Diploma in Applied Finance and Investment - Securities Institute |
Magdalena Saccoccio | 2008 | Bachelor of Business (Management) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - FINSIA |
Mark John Lindsay | 2005 | Accredited Derivatives Adviser Level 2 - Tribeca Learning ~ Advanced Diploma of Financial Planning - Monarch Institute ~ Ethics & Professionalism - Kaplan ~ Graduate Certificate of Applied Finance - FINSIA ~ Master of Applied Finance & Investment - Kaplan |
Mark Lester Cabusi | 2010 | Bachelor of Business (Finance and Accounting) - Edith Cowan University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Financial Planning - Securities Institute |
Mark Soliman | 2007 | Bachelor of Business (Economics and Finance) - Royal Melbourne Institute of Technology ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA |
Matthew Briese | 1999 | ASX Accredited Derivatives Adviser Level 1 & 2 - Tribeca ~ Bachelor of Economics - University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Matthew Grant Pattison | 2018 | Bachelor of Agricultural Science (Economics) - The University of Melbourne ~ Graduate Certificate of Applied Finance - Macquarie University ~ Professional Diploma in Stockbroking - Deakin University |
Matthew John King | 0 | Bachelor of Finance (Capital Markets) - Australian National University ~ Foreign Exchange Accreditation Program - SIAA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Melinda Anne Harrison | 2008 | Bachelor Degree - Accounting - Central Queensland University ~ Ethics & Professionalism - Kaplan ~ Graduate Diploma - Financial Planning - Financial Services Institute of Australasia |
Michael Browne | 2003 | Bachelor Degree - Commerce - Bond University ~ Masters Degree - Information Technology - Bond University |
Michael Hogg | 1988 | Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
Michael Kendall | 1996 | Bachelor Degree - Economics - Monash University ~ Masters Degree - MBA - Melbourne Business School |
Michael Laba | 2001 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Michael Miller | 2018 | Bachelor of Arts - The University of Sydney ~ Diploma of Financial Markets - Securities Institute of Australia |
Michelle Bock | 2009 | Bachelor Degree - Business - University of Western Sydney ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Diploma - Financial Planning - Kaplan ~ Diploma - Financial Planning - Pinnacle Financial Services |
Mila Sobolevsky | 2007 | Bachelor of Commerce (Finance) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Applied Finance and Investment - FINSIA |
Natasha Sibarani | 2018 | Bachelor of Arts, Indonesian major - Deakin University ~ Bachelor of Commerce - Deakin University ~ Diploma of Financial Planning - GWM Adviser Services |
Nathan Mccracken | 2013 | Bachelor Degree - Commerce - Curtin University |
Neil David Funnekotter | 0 | Bachelor of Banking & Finance - Murdoch University ~ Bachelor of Paramedical Science - ECU ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Nicholas Bayne | 2007 | Bachelor Degree - Commerce - LaTrobe University ~ Masters Degree - Applied Finance - Monash University |
Nicholas Costello | 2009 | Bachelor Degree - Commerce - University of Adelaide ~ CFA Charterholder - CFA Institute ~ Ethics & Professionalism in Financial Advice - Kaplan Professional |
Nicholas Evans | 2005 | Bachelor Degree - Economics - University of Sydney ~ Graduate Diploma - Company Directorship - Australian Institute of Company Directors |
Nicholas Piazza | 2002 | Bachelor of Economics - University of Adelaide ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma in Applied Finance and Investment - Securities Institute of Australia |
Nicole Price | 2000 | Bachelor of Commerce (Banking and Finance) - University of Canberra ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Commerce (Financial Planning) - Western Sydney University |
Patrick Albert | 2009 | Core 1 Securities & Managed Investments Accreditation Program - Deakin Prime ~ Foreign Exchange Accreditation Program - Deakin Prime ~ Professional Standards Accreditation Program - Deakin Prime ~ SDIA Derivatives Accreditation Program - Deakin Prime ~ Tier 1 Compliance Program Superannuation - RMIT University |
Paul Bennett | 2005 | Bachelor Degree - Commerce - Deakin University ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma - Applied Finance and Investment - Securities Institute of Australia |
Paul Williams | 2012 | Advanced Diploma - Financial Planning - Kaplan ~ Bachelor Degree - Business - LaTrobe University |
Peter Iwaniw | 2010 | Bachelor Degree - Commerce - University of South Australia |
Peter Mctiernan | 2012 | Bachelor Degree - Commerce - Melbourne University |
Peter Purcell | 1998 | Bachelor of Business (Economics and Finance) - RMIT University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation - SAFAA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia |
Philip Phung | 2015 | Accredited Derivatives Adviser Level One - Stockbrokers Association of Australia ~ Bachelor Degree - Finance - The Australian National University ~ Diploma - Financial Planning - Kaplan |
Pollianna Harkness | 2001 | Bachelor Degree - BEc - Monash University ~ Chartered Accountant program - Institute of Chartered Accountants in Australia ~ Graduate Diploma - Financial Planning - Deaking University |
Rachael Jane Deane | 2011 | Associate Diploma of Business - Ipswich College of TAFE ~ Diploma of Financial Services (Financial Planning) - FINSIA ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Randall March | 1997 | Bachelor of Management (Marketing) - University of South Australia ~ Certified Financial Planner - Financial Planning Association ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics for Financial Services - Deakin University ~ Family Business Australia Accredited Advisor - Family Business Australia |
Renata Das | 2012 | Masters Degree - Applied Finance - Macquarie University |
Richard Dutton | 2012 | Bachelor Degree - Commerce - Melbourne University ~ Masters Degree - Applied Finance - Monash University |
Richard Sinclair | 1985 | RG146 - Securities and Managed Investments - Securities and Derivitaves Industry Assoc (SDIA) |
Robert Hubbard | 2013 | Masters Degree - Applied Finance - FINSIA |
Roderick Bridger | 2005 | Bachelor of Business - University of Ballarat ~ CPA Program - CPA Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association Limited ~ Graduate Diploma of Applied Finance and Investment - Securities Institute |
Russell Treloar | 2004 | Bachelor of Arts - The Australian National Unviesity ~ Bachelor of Economics - The Australian National University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA ~ Graduate Diploma of Applied Finance and Investment - Securities Institute |
Ryan Shepherd | 2001 | Bachelor of Business (Economics and Finance) - Edith Cowan University ~ Certificate III in Property Services - The Real Estate Institute of Western Australia ~ Diploma of Business Programming - Computer Power Training Institute ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Samuel Thomas Lees | 2016 | Bachelor of Commerce (Commercial Law, Finance and Financial Planning) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Sarah Alvares | 2007 | Advanced Diploma in Financial Services (Financial Planning) - ThreeSixty ~ Bachelor of Arts & Bachelor of Commerce - University of Melbourne ~ Certified Financial Planner - Financial Planning Association of Australia ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Sarah Jane Maccallum | 2001 | Bachelor of Commerce - University of Melbourne ~ Graduate Diploma of Applied Finance and Investment - Securities Institute of Australia |
Scott Allison | 2018 | Bachelor Of Commerce (Finance and Economics) - Curtin University |
Shane Miller | 2013 | Accredited Derivatives Adviser Level 1 & 2 - Kaplan Professional ~ Bachelor of Commerce (Finance, Marketing, Financial Planning & E-Business) - Deakin University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Simon Richard Talbot | 2003 | Bachelor of Economics - The University of Adelaide ~ Diploma of Financial Planning - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - SAFAA |
Stephanie Bennett | 2018 | Bachelor of Commerce (Finance) - Monash University ~ Foreign Exchange Accreditation Program - Stockbrokers and Financial Advisers Association - DeakinCo. ~ Graduate Diploma of Financial Planning - Kaplan Professional ~ RG146 - Stockbrokers and Financial Advisers Association - DeakinCo. |
Steve Sterritt | 2006 | Bachelor Degree - Bachelor of Business - University of Technology, Sydney ~ CFA Charter Holder - CFA Institute |
Steven Mitchell | 2017 | Bachelor of Commerce - La Trobe University |
Stuart Cain | 1994 | Advanced Diploma of Financial Planning - Financial Planning Association ~ Bachelor of Economics - Macquarie University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Foreign Exchange Accreditation Program - Stockbrokers and Finacial Advisers Association Limited |
Suzy Nguyen | 2008 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional ~ Bachelor of Business (Banking and Finance) - Monash University ~ Diploma of Financial Services (Financial Planning) - ThreeSixty ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Tanella Lane | 2014 | Advanced Diploma of Financial Planning - Kaplan ~ Bachelor Degree - Business - RMIT/ Cornell University ~ Diploma - Financial Services - Kaplan ~ Foreign Exchange RG146.149 - Stockbrokers And Financial Advisers Association Limited ~ SMSF Specialist Course - University of Adelaide |
Thivanka Abeygunawardene | 2018 | Bachelor of Commerce (Accounting, Finance and Financial Planning) - Deakin University ~ Graduate Certificate in Commerce - The University of Sydney ~ Master of Financial Planning - Deakin University |
Thomas Bellomo | 2010 | Bachelor Degree - Commerce - Deakin University ~ Diploma - Financial Services - FINSIA ~ Graduate Certificate - Applied FInance - FINSIA |
Thomas Fry | 2001 | Diploma - Law (SAB) - University of Sydney |
Thomas Goode | 2008 | Bachelor Degree - Business - RMIT University ~ Masters Degree - Business - FINSIA |
Thomas Hayward | 1982 | Bachelor Degree - Bachelor of Business Studies - Prahran CAE, Prahran, Victoria ~ Masters Degree - Commerce - University of New South Wales |
Thomas Huxtable | 2010 | Bachelor of Commerce (Accounting) - The University of Adelaide ~ Certified Financial Planner - Financial Planning Association ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Thomas Matthew Chrystie | 2017 | Bachelor of Commerce - Australian Catholic University ~ Graduate Diploma of Financial Planning - Kaplan Professional |
Thuong Hoang | 2018 | Bachelor of Economics - La Trobe University |
Timothy Edward Dartnell | 2022 | Bachelor of Commerce - University of Melbourne ~ Foreign Exchange Accredited Course - SAFAA ~ Graduate Diploma of Financial Planning - Deakin University ~ Margin Lending Accreditation Program - Stockbrokers and Investment Advisers Association |
Timothy Monteleone | 2014 | Bachelor Degree - Commerce - University of Western Australia ~ Bachelor Degree - Economics - University of Western Australia ~ Certificate - Accredited Derivatives Adviser - Kaplan ~ Diploma of Financial Planning - Kaplan Professional |
Travis Allan Davis | 2000 | ADA 2 - SAFAA ~ Advanced Diploma - Financial Planning - Deakin University ~ CFP - Financial Planning Association of Australia ~ FX RG146 - SAFAA |
Vasiliki Chronopoulos | 2010 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business Administration - Macquarie University ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
Wendy Whelan | 2000 | Bachelor Degree - Commerce - Deakin University ~ Graduate Diploma - Financial Planning - FINSIA |
William Wilson | 0 | Bachelor of Business Management - The University of Queensland ~ Bachelor of Commerce - The University of Queensland ~ Graduate Diploma of Financial Planning - Kaplan Professional |